SWAN GLOBAL INVESTMENTS, LLC

Filed: 5/8/2023ACC: 0001591505-23-000003

📋 What this filing means

SWAN GLOBAL INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 26 equity positions with a total reported market value of $2.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$2.51M

Total AUM (reported)

16.11M

Total Shares

Allocation by class

SPY PUT$949.5K37.9%

SPY$451.0K18.0%

SPY CALL$204.2K8.1%

XLK$173.3K6.9%

XLV$114.2K4.6%

XLF$109.1K4.4%

XLY$73.7K2.9%

Portfolio Concentration

Top 3$1.60M64.0%

4–10$645.4K25.8%

11–25$255.5K10.2%

Rest$240.000.0%

Top 3 weight

64.0%

Top 10 weight

89.8%

Voting Authority Distribution

Total shares with voting rights: 16.11M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

16.11M

% of voting shares100.0%

Investment Discretion (by position count)

Sole26

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings26

Rows:

SPDR S&P 500 ETF TR

SOLE

SPY Put

Shares2.44M

TypeSH

Market value$949.5K

37.89%

Sole

0.00

Shared

0.00

None

2.44M

SPDR S&P 500 ETF TR

SOLE

SPY

Shares1.13M

TypeSH

Market value$451.0K

18.00%

Sole

0.00

Shared

0.00

None

1.13M

SPDR S&P 500 ETF TR

SOLE

SPY Call

Shares468.50K

TypeSH

Market value$204.2K

8.15%

Sole

0.00

Shared

0.00

None

468.50K

SELECT SECTOR SPDR TR

SOLE

XLK

Shares1.32M

TypeSH

Market value$173.3K

6.92%

Sole

0.00

Shared

0.00

None

1.32M

SELECT SECTOR SPDR TR

SOLE

XLV

Shares835.76K

TypeSH

Market value$114.2K

4.56%

Sole

0.00

Shared

0.00

None

835.76K

SELECT SECTOR SPDR TR

SOLE

XLF

Shares3.05M

TypeSH

Market value$109.1K

4.36%

Sole

0.00

Shared

0.00

None

3.05M

SELECT SECTOR SPDR TR

SOLE

XLY

Shares515.62K

TypeSH

Market value$73.7K

2.94%

Sole

0.00

Shared

0.00

None

515.62K

SELECT SECTOR SPDR TR

SOLE

XLI

Shares652.17K

TypeSH

Market value$65.5K

2.61%

Sole

0.00

Shared

0.00

None

652.17K

SELECT SECTOR SPDR TR

SOLE

XLP

Shares738.94K

TypeSH

Market value$56.3K

2.25%

Sole

0.00

Shared

0.00

None

738.94K

SELECT SECTOR SPDR TR

SOLE

XLC

Shares1.07M

TypeSH

Market value$53.2K

2.12%

Sole

0.00

Shared

0.00

None

1.07M

SELECT SECTOR SPDR TR

SOLE

XLE

Shares424.46K

TypeSH

Market value$38.2K

1.52%

Sole

0.00

Shared

0.00

None

424.46K

IShares ETF-Rus2000

SOLE

IWM

Shares195.55K

TypeSH

Market value$35.9K

1.43%

Sole

0.00

Shared

0.00

None

195.55K

iShares MSCI EAFE ETF

SOLE

EFA Put

Shares447.30K

TypeSH

Market value$29.6K

1.18%

Sole

0.00

Shared

0.00

None

447.30K

iShares MSCI EAFE ETF

SOLE

EFA

Shares443.90K

TypeSH

Market value$29.4K

1.17%

Sole

0.00

Shared

0.00

None

443.90K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM Put

Shares668.70K

TypeSH

Market value$25.4K

1.01%

Sole

0.00

Shared

0.00

None

668.70K

ishares ETF - CORE MSCI EMKT

SOLE

IEMG

Shares533.60K

TypeSH

Market value$24.9K

0.99%

Sole

0.00

Shared

0.00

None

533.60K

SELECT SECTOR SPDR TR

SOLE

XLU

Shares322.82K

TypeSH

Market value$22.7K

0.91%

Sole

0.00

Shared

0.00

None

322.82K

SELECT SECTOR SPDR TR

SOLE

XLB

Shares249.58K

TypeSH

Market value$20.3K

0.81%

Sole

0.00

Shared

0.00

None

249.58K

SELECT SECTOR SPDR TR

SOLE

XLRE

Shares522.07K

TypeSH

Market value$20.0K

0.80%

Sole

0.00

Shared

0.00

None

522.07K

SPDR Gold Trust

SOLE

GLD Put

Shares22.30K

TypeSH

Market value$3.7K

0.15%

Sole

0.00

Shared

0.00

None

22.30K

SPDR Gold Trust

SOLE

GLD

Shares22.30K

TypeSH

Market value$3.6K

0.14%

Sole

0.00

Shared

0.00

None

22.30K

IShares ETF-20yr

SOLE

TLT Put

Shares4.80K

TypeSH

Market value$504.00

0.02%

Sole

0.00

Shared

0.00

None

4.80K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM

Shares13.20K

TypeSH

Market value$500.00

0.02%

Sole

0.00

Shared

0.00

None

13.20K

IShares ETF-20yr

SOLE

TLT

Shares4.80K

TypeSH

Market value$496.00

0.02%

Sole

0.00

Shared

0.00

None

4.80K

IShares ETF-Rus2000

SOLE

IWM Put

Shares1.50K

TypeSH

Market value$262.00

0.01%

Sole

0.00

Shared

0.00

None

1.50K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	SPY Put	2.44M	SH	$949.5K 37.89%	2.44M
SPDR S&P 500 ETF TRSOLE	SPY	1.13M	SH	$451.0K 18.00%	1.13M
SPDR S&P 500 ETF TRSOLE	SPY Call	468.50K	SH	$204.2K 8.15%	468.50K
SELECT SECTOR SPDR TRSOLE	XLK	1.32M	SH	$173.3K 6.92%	1.32M
SELECT SECTOR SPDR TRSOLE	XLV	835.76K	SH	$114.2K 4.56%	835.76K
SELECT SECTOR SPDR TRSOLE	XLF	3.05M	SH	$109.1K 4.36%	3.05M
SELECT SECTOR SPDR TRSOLE	XLY	515.62K	SH	$73.7K 2.94%	515.62K
SELECT SECTOR SPDR TRSOLE	XLI	652.17K	SH	$65.5K 2.61%	652.17K
SELECT SECTOR SPDR TRSOLE	XLP	738.94K	SH	$56.3K 2.25%	738.94K
SELECT SECTOR SPDR TRSOLE	XLC	1.07M	SH	$53.2K 2.12%	1.07M
SELECT SECTOR SPDR TRSOLE	XLE	424.46K	SH	$38.2K 1.52%	424.46K
IShares ETF-Rus2000SOLE	IWM	195.55K	SH	$35.9K 1.43%	195.55K
iShares MSCI EAFE ETFSOLE	EFA Put	447.30K	SH	$29.6K 1.18%	447.30K
iShares MSCI EAFE ETFSOLE	EFA	443.90K	SH	$29.4K 1.17%	443.90K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM Put	668.70K	SH	$25.4K 1.01%	668.70K
ishares ETF - CORE MSCI EMKTSOLE	IEMG	533.60K	SH	$24.9K 0.99%	533.60K
SELECT SECTOR SPDR TRSOLE	XLU	322.82K	SH	$22.7K 0.91%	322.82K
SELECT SECTOR SPDR TRSOLE	XLB	249.58K	SH	$20.3K 0.81%	249.58K
SELECT SECTOR SPDR TRSOLE	XLRE	522.07K	SH	$20.0K 0.80%	522.07K
SPDR Gold TrustSOLE	GLD Put	22.30K	SH	$3.7K 0.15%	22.30K
SPDR Gold TrustSOLE	GLD	22.30K	SH	$3.6K 0.14%	22.30K
IShares ETF-20yrSOLE	TLT Put	4.80K	SH	$504.00 0.02%	4.80K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM	13.20K	SH	$500.00 0.02%	13.20K
IShares ETF-20yrSOLE	TLT	4.80K	SH	$496.00 0.02%	4.80K
IShares ETF-Rus2000SOLE	IWM Put	1.50K	SH	$262.00 0.01%	1.50K

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