SWAN GLOBAL INVESTMENTS, LLC

Filed: 2/10/2023ACC: 0001591505-23-000002

📋 What this filing means

SWAN GLOBAL INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 27 equity positions with a total reported market value of $2.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$2.55M

Total AUM (reported)

16.66M

Total Shares

Allocation by class

SPY PUT$886.6K34.7%

SPY$466.6K18.3%

SPY CALL$218.6K8.6%

XLK$215.0K8.4%

XLV$125.3K4.9%

XLF$96.0K3.8%

XLY$85.5K3.3%

Portfolio Concentration

Top 3$1.57M61.6%

4–10$709.3K27.8%

11–25$271.7K10.6%

Rest$505.000.0%

Top 3 weight

61.6%

Top 10 weight

89.3%

Voting Authority Distribution

Total shares with voting rights: 16.66M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

16.66M

% of voting shares100.0%

Investment Discretion (by position count)

Sole27

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings27

Rows:

SPDR S&P 500 ETF TR

SOLE

SPY Put

Shares2.35M

TypeSH

Market value$886.6K

34.72%

Sole

0.00

Shared

0.00

None

2.35M

SPDR S&P 500 ETF TR

SOLE

SPY

Shares1.17M

TypeSH

Market value$466.6K

18.27%

Sole

0.00

Shared

0.00

None

1.17M

SPDR S&P 500 ETF TR

SOLE

SPY Call

Shares500.30K

TypeSH

Market value$218.6K

8.56%

Sole

0.00

Shared

0.00

None

500.30K

SELECT SECTOR SPDR TR

SOLE

XLK

Shares1.63M

TypeSH

Market value$215.0K

8.42%

Sole

0.00

Shared

0.00

None

1.63M

SELECT SECTOR SPDR TR

SOLE

XLV

Shares917.19K

TypeSH

Market value$125.3K

4.91%

Sole

0.00

Shared

0.00

None

917.19K

SELECT SECTOR SPDR TR

SOLE

XLF

Shares2.68M

TypeSH

Market value$96.0K

3.76%

Sole

0.00

Shared

0.00

None

2.68M

SELECT SECTOR SPDR TR

SOLE

XLY

Shares598.22K

TypeSH

Market value$85.5K

3.35%

Sole

0.00

Shared

0.00

None

598.22K

SELECT SECTOR SPDR TR

SOLE

XLI

Shares696.61K

TypeSH

Market value$70.0K

2.74%

Sole

0.00

Shared

0.00

None

696.61K

SELECT SECTOR SPDR TR

SOLE

XLC

Shares1.20M

TypeSH

Market value$59.6K

2.33%

Sole

0.00

Shared

0.00

None

1.20M

SELECT SECTOR SPDR TR

SOLE

XLP

Shares758.92K

TypeSH

Market value$57.8K

2.27%

Sole

0.00

Shared

0.00

None

758.92K

SELECT SECTOR SPDR TR

SOLE

XLE

Shares473.74K

TypeSH

Market value$42.6K

1.67%

Sole

0.00

Shared

0.00

None

473.74K

IShares ETF-Rus2000

SOLE

IWM

Shares197.54K

TypeSH

Market value$36.3K

1.42%

Sole

0.00

Shared

0.00

None

197.54K

iShares MSCI EAFE ETF

SOLE

EFA

Shares473.10K

TypeSH

Market value$31.4K

1.23%

Sole

0.00

Shared

0.00

None

473.10K

iShares MSCI EAFE ETF

SOLE

EFA Put

Shares476.50K

TypeSH

Market value$31.0K

1.21%

Sole

0.00

Shared

0.00

None

476.50K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM Put

Shares696.20K

TypeSH

Market value$26.5K

1.04%

Sole

0.00

Shared

0.00

None

696.20K

ishares ETF - CORE MSCI EMKT

SOLE

IEMG

Shares551.70K

TypeSH

Market value$25.7K

1.01%

Sole

0.00

Shared

0.00

None

551.70K

SELECT SECTOR SPDR TR

SOLE

XLU

Shares353.25K

TypeSH

Market value$24.9K

0.97%

Sole

0.00

Shared

0.00

None

353.25K

SELECT SECTOR SPDR TR

SOLE

XLB

Shares273.60K

TypeSH

Market value$22.3K

0.87%

Sole

0.00

Shared

0.00

None

273.60K

SELECT SECTOR SPDR TR

SOLE

XLRE

Shares572.25K

TypeSH

Market value$22.0K

0.86%

Sole

0.00

Shared

0.00

None

572.25K

SPDR Gold Trust

SOLE

GLD Put

Shares22.20K

TypeSH

Market value$3.7K

0.14%

Sole

0.00

Shared

0.00

None

22.20K

SPDR Gold Trust

SOLE

GLD

Shares22.20K

TypeSH

Market value$3.6K

0.14%

Sole

0.00

Shared

0.00

None

22.20K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM

Shares18.30K

TypeSH

Market value$693.00

0.03%

Sole

0.00

Shared

0.00

None

18.30K

IShares ETF-20yr

SOLE

TLT

Shares4.80K

TypeSH

Market value$496.00

0.02%

Sole

0.00

Shared

0.00

None

4.80K

iShares MSCI EAFE ETF

SOLE

EFA Call

Shares5.40K

TypeSH

Market value$405.00

0.02%

Sole

0.00

Shared

0.00

None

5.40K

IShares ETF-20yr

SOLE

TLT Put

Shares3.60K

TypeSH

Market value$378.00

0.01%

Sole

0.00

Shared

0.00

None

3.60K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	SPY Put	2.35M	SH	$886.6K 34.72%	2.35M
SPDR S&P 500 ETF TRSOLE	SPY	1.17M	SH	$466.6K 18.27%	1.17M
SPDR S&P 500 ETF TRSOLE	SPY Call	500.30K	SH	$218.6K 8.56%	500.30K
SELECT SECTOR SPDR TRSOLE	XLK	1.63M	SH	$215.0K 8.42%	1.63M
SELECT SECTOR SPDR TRSOLE	XLV	917.19K	SH	$125.3K 4.91%	917.19K
SELECT SECTOR SPDR TRSOLE	XLF	2.68M	SH	$96.0K 3.76%	2.68M
SELECT SECTOR SPDR TRSOLE	XLY	598.22K	SH	$85.5K 3.35%	598.22K
SELECT SECTOR SPDR TRSOLE	XLI	696.61K	SH	$70.0K 2.74%	696.61K
SELECT SECTOR SPDR TRSOLE	XLC	1.20M	SH	$59.6K 2.33%	1.20M
SELECT SECTOR SPDR TRSOLE	XLP	758.92K	SH	$57.8K 2.27%	758.92K
SELECT SECTOR SPDR TRSOLE	XLE	473.74K	SH	$42.6K 1.67%	473.74K
IShares ETF-Rus2000SOLE	IWM	197.54K	SH	$36.3K 1.42%	197.54K
iShares MSCI EAFE ETFSOLE	EFA	473.10K	SH	$31.4K 1.23%	473.10K
iShares MSCI EAFE ETFSOLE	EFA Put	476.50K	SH	$31.0K 1.21%	476.50K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM Put	696.20K	SH	$26.5K 1.04%	696.20K
ishares ETF - CORE MSCI EMKTSOLE	IEMG	551.70K	SH	$25.7K 1.01%	551.70K
SELECT SECTOR SPDR TRSOLE	XLU	353.25K	SH	$24.9K 0.97%	353.25K
SELECT SECTOR SPDR TRSOLE	XLB	273.60K	SH	$22.3K 0.87%	273.60K
SELECT SECTOR SPDR TRSOLE	XLRE	572.25K	SH	$22.0K 0.86%	572.25K
SPDR Gold TrustSOLE	GLD Put	22.20K	SH	$3.7K 0.14%	22.20K
SPDR Gold TrustSOLE	GLD	22.20K	SH	$3.6K 0.14%	22.20K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM	18.30K	SH	$693.00 0.03%	18.30K
IShares ETF-20yrSOLE	TLT	4.80K	SH	$496.00 0.02%	4.80K
iShares MSCI EAFE ETFSOLE	EFA Call	5.40K	SH	$405.00 0.02%	5.40K
IShares ETF-20yrSOLE	TLT Put	3.60K	SH	$378.00 0.01%	3.60K

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