SWAN GLOBAL INVESTMENTS, LLC

Filed: 11/8/2022ACC: 0001591505-22-000005

📋 What this filing means

SWAN GLOBAL INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 28 equity positions with a total reported market value of $3.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$3.13M

Total AUM (reported)

19.11M

Total Shares

Allocation by class

SPY PUT$967.2K30.9%

SPY CALL$782.6K25.0%

SPY$399.7K12.8%

XLK$216.0K6.9%

XLV$123.9K4.0%

XLY$95.0K3.0%

XLF$90.8K2.9%

Portfolio Concentration

Top 3$2.15M68.8%

4–10$713.4K22.8%

11–25$262.8K8.4%

Rest$748.000.0%

Top 3 weight

68.8%

Top 10 weight

91.6%

Voting Authority Distribution

Total shares with voting rights: 19.11M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

19.11M

% of voting shares100.0%

Investment Discretion (by position count)

Sole28

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings28

Rows:

SPDR S&P 500 ETF TR

SOLE

SPY Put

Shares2.17M

TypeSH

Market value$967.2K

30.94%

Sole

0.00

Shared

0.00

None

2.17M

SPDR S&P 500 ETF TR

SOLE

SPY Call

Shares1.85M

TypeSH

Market value$782.6K

25.03%

Sole

0.00

Shared

0.00

None

1.85M

SPDR S&P 500 ETF TR

SOLE

SPY

Shares1.12M

TypeSH

Market value$399.7K

12.78%

Sole

0.00

Shared

0.00

None

1.12M

SELECT SECTOR SPDR TR

SOLE

XLK

Shares1.82M

TypeSH

Market value$216.0K

6.91%

Sole

0.00

Shared

0.00

None

1.82M

SELECT SECTOR SPDR TR

SOLE

XLV

Shares1.02M

TypeSH

Market value$123.9K

3.96%

Sole

0.00

Shared

0.00

None

1.02M

SELECT SECTOR SPDR TR

SOLE

XLY

Shares666.87K

TypeSH

Market value$95.0K

3.04%

Sole

0.00

Shared

0.00

None

666.87K

SELECT SECTOR SPDR TR

SOLE

XLF

Shares2.99M

TypeSH

Market value$90.8K

2.90%

Sole

0.00

Shared

0.00

None

2.99M

SELECT SECTOR SPDR TR

SOLE

XLC

Shares1.41M

TypeSH

Market value$67.5K

2.16%

Sole

0.00

Shared

0.00

None

1.41M

SELECT SECTOR SPDR TR

SOLE

XLI

Shares787.87K

TypeSH

Market value$65.3K

2.09%

Sole

0.00

Shared

0.00

None

787.87K

SELECT SECTOR SPDR TR

SOLE

XLP

Shares824.75K

TypeSH

Market value$55.0K

1.76%

Sole

0.00

Shared

0.00

None

824.75K

SELECT SECTOR SPDR TR

SOLE

XLE

Shares517.79K

TypeSH

Market value$37.3K

1.19%

Sole

0.00

Shared

0.00

None

517.79K

IShares ETF-Rus2000

SOLE

IWM

Shares209.90K

TypeSH

Market value$34.6K

1.11%

Sole

0.00

Shared

0.00

None

209.90K

iShares MSCI EAFE ETF

SOLE

EFA Put

Shares517K

TypeSH

Market value$31.8K

1.02%

Sole

0.00

Shared

0.00

None

517K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM Put

Shares741.40K

TypeSH

Market value$29.2K

0.93%

Sole

0.00

Shared

0.00

None

741.40K

iShares MSCI EAFE ETF

SOLE

EFA

Shares514.35K

TypeSH

Market value$28.8K

0.92%

Sole

0.00

Shared

0.00

None

514.35K

SELECT SECTOR SPDR TR

SOLE

XLU

Shares375.96K

TypeSH

Market value$24.6K

0.79%

Sole

0.00

Shared

0.00

None

375.96K

ishares ETF - CORE MSCI EMKT

SOLE

IEMG

Shares558K

TypeSH

Market value$24.0K

0.77%

Sole

0.00

Shared

0.00

None

558K

SELECT SECTOR SPDR TR

SOLE

XLRE

Shares589.75K

TypeSH

Market value$21.2K

0.68%

Sole

0.00

Shared

0.00

None

589.75K

SELECT SECTOR SPDR TR

SOLE

XLB

Shares306.54K

TypeSH

Market value$20.8K

0.67%

Sole

0.00

Shared

0.00

None

306.54K

SPDR Gold Trust

SOLE

GLD Put

Shares22.70K

TypeSH

Market value$3.7K

0.12%

Sole

0.00

Shared

0.00

None

22.70K

SPDR Gold Trust

SOLE

GLD

Shares22.70K

TypeSH

Market value$3.5K

0.11%

Sole

0.00

Shared

0.00

None

22.70K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM

Shares59.55K

TypeSH

Market value$2.1K

0.07%

Sole

0.00

Shared

0.00

None

59.55K

IShares ETF-20yr

SOLE

TLT

Shares4.30K

TypeSH

Market value$441.00

0.01%

Sole

0.00

Shared

0.00

None

4.30K

IShares ETF-Rus2000

SOLE

IWM Put

Shares1.90K

TypeSH

Market value$323.00

0.01%

Sole

0.00

Shared

0.00

None

1.90K

POWERSHARES QQQ TRUST

SOLE

QQQ

Shares1.14K

TypeSH

Market value$304.00

<0.01%

Sole

0.00

Shared

0.00

None

1.14K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	SPY Put	2.17M	SH	$967.2K 30.94%	2.17M
SPDR S&P 500 ETF TRSOLE	SPY Call	1.85M	SH	$782.6K 25.03%	1.85M
SPDR S&P 500 ETF TRSOLE	SPY	1.12M	SH	$399.7K 12.78%	1.12M
SELECT SECTOR SPDR TRSOLE	XLK	1.82M	SH	$216.0K 6.91%	1.82M
SELECT SECTOR SPDR TRSOLE	XLV	1.02M	SH	$123.9K 3.96%	1.02M
SELECT SECTOR SPDR TRSOLE	XLY	666.87K	SH	$95.0K 3.04%	666.87K
SELECT SECTOR SPDR TRSOLE	XLF	2.99M	SH	$90.8K 2.90%	2.99M
SELECT SECTOR SPDR TRSOLE	XLC	1.41M	SH	$67.5K 2.16%	1.41M
SELECT SECTOR SPDR TRSOLE	XLI	787.87K	SH	$65.3K 2.09%	787.87K
SELECT SECTOR SPDR TRSOLE	XLP	824.75K	SH	$55.0K 1.76%	824.75K
SELECT SECTOR SPDR TRSOLE	XLE	517.79K	SH	$37.3K 1.19%	517.79K
IShares ETF-Rus2000SOLE	IWM	209.90K	SH	$34.6K 1.11%	209.90K
iShares MSCI EAFE ETFSOLE	EFA Put	517K	SH	$31.8K 1.02%	517K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM Put	741.40K	SH	$29.2K 0.93%	741.40K
iShares MSCI EAFE ETFSOLE	EFA	514.35K	SH	$28.8K 0.92%	514.35K
SELECT SECTOR SPDR TRSOLE	XLU	375.96K	SH	$24.6K 0.79%	375.96K
ishares ETF - CORE MSCI EMKTSOLE	IEMG	558K	SH	$24.0K 0.77%	558K
SELECT SECTOR SPDR TRSOLE	XLRE	589.75K	SH	$21.2K 0.68%	589.75K
SELECT SECTOR SPDR TRSOLE	XLB	306.54K	SH	$20.8K 0.67%	306.54K
SPDR Gold TrustSOLE	GLD Put	22.70K	SH	$3.7K 0.12%	22.70K
SPDR Gold TrustSOLE	GLD	22.70K	SH	$3.5K 0.11%	22.70K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM	59.55K	SH	$2.1K 0.07%	59.55K
IShares ETF-20yrSOLE	TLT	4.30K	SH	$441.00 0.01%	4.30K
IShares ETF-Rus2000SOLE	IWM Put	1.90K	SH	$323.00 0.01%	1.90K
POWERSHARES QQQ TRUSTSOLE	QQQ	1.14K	SH	$304.00 <0.01%	1.14K

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