SWAN GLOBAL INVESTMENTS, LLC

Filed: 8/10/2023ACC: 0001591478-23-000005

📋 What this filing means

SWAN GLOBAL INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 26 equity positions with a total reported market value of $2.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$2.24M

Total AUM (reported)

14.76M

Total Shares

Allocation by class

SPY PUT$831.0K37.1%

SPY$426.2K19.0%

XLK$161.8K7.2%

SPY CALL$142.4K6.4%

XLV$104.8K4.7%

XLF$100.1K4.5%

XLY$67.9K3.0%

Portfolio Concentration

Top 3$1.42M63.4%

4–10$576.4K25.7%

11–25$244.0K10.9%

Rest$210.000.0%

Top 3 weight

63.4%

Top 10 weight

89.1%

Voting Authority Distribution

Total shares with voting rights: 14.76M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

14.76M

% of voting shares100.0%

Investment Discretion (by position count)

Sole26

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings26

Rows:

SPDR S&P 500 ETF TR

SOLE

SPY Put

Shares2.12M

TypeSH

Market value$831.0K

37.10%

Sole

0.00

Shared

0.00

None

2.12M

SPDR S&P 500 ETF TR

SOLE

SPY

Shares1.07M

TypeSH

Market value$426.2K

19.03%

Sole

0.00

Shared

0.00

None

1.07M

SELECT SECTOR SPDR TR

SOLE

XLK

Shares1.23M

TypeSH

Market value$161.8K

7.22%

Sole

0.00

Shared

0.00

None

1.23M

SPDR S&P 500 ETF TR

SOLE

SPY Call

Shares312.80K

TypeSH

Market value$142.4K

6.36%

Sole

0.00

Shared

0.00

None

312.80K

SELECT SECTOR SPDR TR

SOLE

XLV

Shares767.18K

TypeSH

Market value$104.8K

4.68%

Sole

0.00

Shared

0.00

None

767.18K

SELECT SECTOR SPDR TR

SOLE

XLF

Shares2.80M

TypeSH

Market value$100.1K

4.47%

Sole

0.00

Shared

0.00

None

2.80M

SELECT SECTOR SPDR TR

SOLE

XLY

Shares475.59K

TypeSH

Market value$67.9K

3.03%

Sole

0.00

Shared

0.00

None

475.59K

SELECT SECTOR SPDR TR

SOLE

XLI

Shares599.68K

TypeSH

Market value$60.2K

2.69%

Sole

0.00

Shared

0.00

None

599.68K

SELECT SECTOR SPDR TR

SOLE

XLP

Shares680.16K

TypeSH

Market value$51.8K

2.32%

Sole

0.00

Shared

0.00

None

680.16K

SELECT SECTOR SPDR TR

SOLE

XLC

Shares987.10K

TypeSH

Market value$49.0K

2.19%

Sole

0.00

Shared

0.00

None

987.10K

SELECT SECTOR SPDR TR

SOLE

XLE

Shares386.64K

TypeSH

Market value$34.8K

1.55%

Sole

0.00

Shared

0.00

None

386.64K

IShares ETF-Rus2000

SOLE

IWM

Shares186.55K

TypeSH

Market value$34.2K

1.53%

Sole

0.00

Shared

0.00

None

186.55K

iShares MSCI EAFE ETF

SOLE

EFA Put

Shares438.50K

TypeSH

Market value$29.0K

1.30%

Sole

0.00

Shared

0.00

None

438.50K

iShares MSCI EAFE ETF

SOLE

EFA

Shares435.90K

TypeSH

Market value$28.9K

1.29%

Sole

0.00

Shared

0.00

None

435.90K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM Put

Shares659.90K

TypeSH

Market value$25.1K

1.12%

Sole

0.00

Shared

0.00

None

659.90K

ishares ETF - CORE MSCI EMKT

SOLE

IEMG

Shares526.40K

TypeSH

Market value$24.6K

1.10%

Sole

0.00

Shared

0.00

None

526.40K

SELECT SECTOR SPDR TR

SOLE

XLU

Shares298.14K

TypeSH

Market value$21.0K

0.94%

Sole

0.00

Shared

0.00

None

298.14K

SELECT SECTOR SPDR TR

SOLE

XLRE

Shares490.08K

TypeSH

Market value$18.8K

0.84%

Sole

0.00

Shared

0.00

None

490.08K

SELECT SECTOR SPDR TR

SOLE

XLB

Shares229.04K

TypeSH

Market value$18.6K

0.83%

Sole

0.00

Shared

0.00

None

229.04K

SPDR Gold Trust

SOLE

GLD Put

Shares22K

TypeSH

Market value$3.6K

0.16%

Sole

0.00

Shared

0.00

None

22K

SPDR Gold Trust

SOLE

GLD

Shares22K

TypeSH

Market value$3.6K

0.16%

Sole

0.00

Shared

0.00

None

22K

IShares ETF-20yr

SOLE

TLT Put

Shares4.80K

TypeSH

Market value$504.00

0.02%

Sole

0.00

Shared

0.00

None

4.80K

iShares MSCI Emerging Markets Indx ETF

SOLE

EEM

Shares13.20K

TypeSH

Market value$500.00

0.02%

Sole

0.00

Shared

0.00

None

13.20K

IShares ETF-20yr

SOLE

TLT

Shares4.80K

TypeSH

Market value$496.00

0.02%

Sole

0.00

Shared

0.00

None

4.80K

IShares ETF-Rus2000

SOLE

IWM Put

Shares1.50K

TypeSH

Market value$262.00

0.01%

Sole

0.00

Shared

0.00

None

1.50K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	SPY Put	2.12M	SH	$831.0K 37.10%	2.12M
SPDR S&P 500 ETF TRSOLE	SPY	1.07M	SH	$426.2K 19.03%	1.07M
SELECT SECTOR SPDR TRSOLE	XLK	1.23M	SH	$161.8K 7.22%	1.23M
SPDR S&P 500 ETF TRSOLE	SPY Call	312.80K	SH	$142.4K 6.36%	312.80K
SELECT SECTOR SPDR TRSOLE	XLV	767.18K	SH	$104.8K 4.68%	767.18K
SELECT SECTOR SPDR TRSOLE	XLF	2.80M	SH	$100.1K 4.47%	2.80M
SELECT SECTOR SPDR TRSOLE	XLY	475.59K	SH	$67.9K 3.03%	475.59K
SELECT SECTOR SPDR TRSOLE	XLI	599.68K	SH	$60.2K 2.69%	599.68K
SELECT SECTOR SPDR TRSOLE	XLP	680.16K	SH	$51.8K 2.32%	680.16K
SELECT SECTOR SPDR TRSOLE	XLC	987.10K	SH	$49.0K 2.19%	987.10K
SELECT SECTOR SPDR TRSOLE	XLE	386.64K	SH	$34.8K 1.55%	386.64K
IShares ETF-Rus2000SOLE	IWM	186.55K	SH	$34.2K 1.53%	186.55K
iShares MSCI EAFE ETFSOLE	EFA Put	438.50K	SH	$29.0K 1.30%	438.50K
iShares MSCI EAFE ETFSOLE	EFA	435.90K	SH	$28.9K 1.29%	435.90K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM Put	659.90K	SH	$25.1K 1.12%	659.90K
ishares ETF - CORE MSCI EMKTSOLE	IEMG	526.40K	SH	$24.6K 1.10%	526.40K
SELECT SECTOR SPDR TRSOLE	XLU	298.14K	SH	$21.0K 0.94%	298.14K
SELECT SECTOR SPDR TRSOLE	XLRE	490.08K	SH	$18.8K 0.84%	490.08K
SELECT SECTOR SPDR TRSOLE	XLB	229.04K	SH	$18.6K 0.83%	229.04K
SPDR Gold TrustSOLE	GLD Put	22K	SH	$3.6K 0.16%	22K
SPDR Gold TrustSOLE	GLD	22K	SH	$3.6K 0.16%	22K
IShares ETF-20yrSOLE	TLT Put	4.80K	SH	$504.00 0.02%	4.80K
iShares MSCI Emerging Markets Indx ETFSOLE	EEM	13.20K	SH	$500.00 0.02%	13.20K
IShares ETF-20yrSOLE	TLT	4.80K	SH	$496.00 0.02%	4.80K
IShares ETF-Rus2000SOLE	IWM Put	1.50K	SH	$262.00 0.01%	1.50K

Page 1 of 2