SUMITOMO MITSUI FINANCIAL GROUP, INC.

PublicCIK: 1022837
SMFGNYSESMFNFOTC
Location

TOKYO, M0

167
Positions
$4.94B
Total AUM (reported)
56.49M
Total Shares

Allocation by class

TOTAL AUM$4.94B167 positions
CL A COM STK$1.46B29.5%
COM$1.18B23.9%
TR UNIT$491.61M10.0%
GOLD SHS$253.90M5.1%
SPONSORED ADS$190.69M3.9%
CL A$135.69M2.7%
CORE US AGGBD ET$134.41M2.7%

Portfolio Concentration

Top 347.2%4–1020.3%11–2517.5%Rest15.0%TOP 1067.5%0%100%
Top 3$2.33B47.2%
4–10$1.00B20.3%
11–25$862.92M17.5%
Rest$741.97M15.0%

Top 3 weight

47.2%

Top 10 weight

67.5%

Voting Authority Distribution

Total shares with voting rights: 56.49M

Sole

Full voting authority

28.13M

shares

% of voting shares49.8%
Shared

Joint voting authority

10.34M

shares

% of voting shares18.3%
None

No voting authority

18.01M

shares

% of voting shares31.9%

Investment Discretion (by position count)

Sole0
Shared0
Other167
Dominant voting typeSole · 49.8% of voting shares
Institutional Holdings167
Rows:

ARES MANAGEMENT CORPORATION

DFND
CL A COM STK
Shares13.36M
TypeSH
Market value$1.46B
29.54%
Sole
13.36M
Shared
0.00
None
0.00

STATE STR SPDR S&P 500 ETF T

DFND
TR UNIT
Shares755.97K
TypeSH
Market value$491.61M
9.96%
Sole
616.70K
Shared
0.00
None
139.27K

JEFFERIES FINL GROUP INC

DFND
COM
Shares9.25M
TypeSH
Market value$381.63M
7.73%
Sole
9.25M
Shared
0.00
None
0.00

SPDR GOLD TR

DFND
GOLD SHS
Shares590.06K
TypeSH
Market value$253.90M
5.14%
Sole
0.00
Shared
0.00
None
590.06K

POLESTAR AUTOMOTIVE HLDG UK

DFND
SPONSORED ADS
Shares10.34M
TypeSH
Market value$190.49M
3.86%
Sole
0.00
Shared
10.34M
None
0.00

CME GROUP INC

DFND
COM
Shares471.85K
TypeSH
Market value$139.36M
2.82%
Sole
471.85K
Shared
0.00
None
0.00

ISHARES TR

DFND
CORE US AGGBD ET
Shares1.35M
TypeSH
Market value$134.41M
2.72%
Sole
0.00
Shared
0.00
None
1.35M

INVESCO QQQ TR

DFND
UNIT SER 1
Shares189.77K
TypeSH
Market value$109.53M
2.22%
Sole
130K
Shared
0.00
None
59.77K

ISHARES TR

DFND
IBOXX INV CP ETF
Shares835.04K
TypeSH
Market value$91.01M
1.84%
Sole
0.00
Shared
0.00
None
835.04K

NVIDIA CORPORATION

DFND
COM
Shares468.51K
TypeSH
Market value$81.71M
1.66%
Sole
0.00
Shared
0.00
None
468.51K

ISHARES TR

DFND
7-10 YR TRSY BD
Shares855.20K
TypeSH
Market value$81.62M
1.65%
Sole
0.00
Shared
0.00
None
855.20K

BROADCOM INC

DFND
COM
Shares238.90K
TypeSH
Market value$73.94M
1.50%
Sole
2.94K
Shared
0.00
None
235.95K

ALPHABET INC

DFND
CAP STK CL C
Shares255.44K
TypeSH
Market value$73.28M
1.48%
Sole
0.00
Shared
0.00
None
255.44K

ISHARES TR

DFND
ISHARES SEMICDTR
Shares206.94K
TypeSH
Market value$68.01M
1.38%
Sole
186K
Shared
0.00
None
20.94K

ISHARES TR

DFND
IBOXX HI YD ETF
Shares776.83K
TypeSH
Market value$61.80M
1.25%
Sole
0.00
Shared
0.00
None
776.83K

ARISTA NETWORKS INC

DFND
COM SHS
Shares490.30K
TypeSH
Market value$60.20M
1.22%
Sole
0.00
Shared
0.00
None
490.30K

SPDR DOW JONES INDL AVERAGE

DFND
UT SER 1
Shares128K
TypeSH
Market value$59.29M
1.20%
Sole
128K
Shared
0.00
None
0.00

ISHARES TR

DFND
ISHS 1-5YR INVS
Shares1.04M
TypeSH
Market value$54.65M
1.11%
Sole
0.00
Shared
0.00
None
1.04M

BLOCK INC

DFND
CL A
Shares907.93K
TypeSH
Market value$54.64M
1.11%
Sole
907.93K
Shared
0.00
None
0.00

SPDR SERIES TRUST

DFND
STATE STREET SPD
Shares1.97M
TypeSH
Market value$49.16M
1.00%
Sole
0.00
Shared
0.00
None
1.97M

MICROSOFT CORP

DFND
COM
Shares126.98K
TypeSH
Market value$47.01M
0.95%
Sole
979.00
Shared
0.00
None
126.01K

AMAZON COM INC

DFND
COM
Shares223.14K
TypeSH
Market value$46.47M
0.94%
Sole
0.00
Shared
0.00
None
223.14K

META PLATFORMS INC

DFND
CL A
Shares80.27K
TypeSH
Market value$45.93M
0.93%
Sole
347.00
Shared
0.00
None
79.93K

ISHARES TR

DFND
MBS ETF
Shares471.75K
TypeSH
Market value$44.79M
0.91%
Sole
0.00
Shared
0.00
None
471.75K

JPMORGAN CHASE & CO

DFND
COM
Shares143.25K
TypeSH
Market value$42.14M
0.85%
Sole
0.00
Shared
0.00
None
143.25K
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