SUMITOMO MITSUI FINANCIAL GROUP, INC.

Filed: 2/12/2026ACC: 0001193125-26-047559

📋 What this filing means

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 178 equity positions with a total reported market value of $5.65B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

178

Positions

$5.65B

Total AUM (reported)

46.23M

Total Shares

Allocation by class

CL A COM STK$2.16B38.2%

COM$1.40B24.7%

TR UNIT$516.97M9.2%

GOLD SHS$216.69M3.8%

CORE US AGGBD ET$135.00M2.4%

CL A$114.01M2.0%

UNIT SER 1$110.40M2.0%

Portfolio Concentration

Top 3$3.25B57.5%

4–10$846.63M15.0%

11–25$861.06M15.2%

Rest$691.60M12.2%

Top 3 weight

57.5%

Top 10 weight

72.5%

Voting Authority Distribution

Total shares with voting rights: 46.23M

Sole

Full voting authority

28.40M

% of voting shares61.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

17.83M

% of voting shares38.6%

Investment Discretion (by position count)

Sole0

Shared0

Other178

Dominant voting typeSole · 61.4% of voting shares

Institutional Holdings178

Rows:

ARES MANAGEMENT CORPORATION

DFND

CL A COM STK

Shares13.36M

TypeSH

Market value$2.16B

38.24%

Sole

13.36M

Shared

0.00

None

0.00

JEFFERIES FINL GROUP INC

DFND

COM

Shares9.25M

TypeSH

Market value$573.04M

10.14%

Sole

9.25M

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares753.51K

TypeSH

Market value$516.97M

9.15%

Sole

616.70K

Shared

0.00

None

136.81K

SPDR GOLD TR

DFND

GOLD SHS

Shares546.78K

TypeSH

Market value$216.69M

3.84%

Sole

0.00

Shared

0.00

None

546.78K

ISHARES TR

DFND

CORE US AGGBD ET

Shares1.35M

TypeSH

Market value$135.00M

2.39%

Sole

0.00

Shared

0.00

None

1.35M

CME GROUP INC

DFND

COM

Shares471.85K

TypeSH

Market value$128.85M

2.28%

Sole

471.85K

Shared

0.00

None

0.00

INVESCO QQQ TR

DFND

UNIT SER 1

Shares178.63K

TypeSH

Market value$110.40M

1.95%

Sole

130K

Shared

0.00

None

48.63K

ISHARES TR

DFND

IBOXX INV CP ETF

Shares818.50K

TypeSH

Market value$90.19M

1.60%

Sole

0.00

Shared

0.00

None

818.50K

NVIDIA CORPORATION

DFND

COM

Shares457.83K

TypeSH

Market value$85.41M

1.51%

Sole

15.41K

Shared

0.00

None

442.41K

ISHARES TR

DFND

7-10 YR TRSY BD

Shares832.85K

TypeSH

Market value$80.09M

1.42%

Sole

0.00

Shared

0.00

None

832.85K

BROADCOM INC

DFND

COM

Shares223.34K

TypeSH

Market value$77.30M

1.37%

Sole

1.16K

Shared

0.00

None

222.18K

ALPHABET INC

DFND

CAP STK CL C

Shares241.02K

TypeSH

Market value$75.63M

1.34%

Sole

0.00

Shared

0.00

None

241.02K

ISHARES TR

DFND

CORE S&P500 ETF

Shares103K

TypeSH

Market value$71.06M

1.26%

Sole

103K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

DFND

STATE STREET TEC

Shares466K

TypeSH

Market value$67.76M

1.20%

Sole

466K

Shared

0.00

None

0.00

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares9.42K

TypeSH

Market value$64.45M

1.14%

Sole

0.00

Shared

0.00

None

9.42K

ARISTA NETWORKS INC

DFND

COM SHS

Shares462.61K

TypeSH

Market value$60.62M

1.07%

Sole

2.08K

Shared

0.00

None

460.53K

BLOCK INC

DFND

CL A

Shares908.22K

TypeSH

Market value$59.12M

1.05%

Sole

908.22K

Shared

0.00

None

0.00

ISHARES TR

DFND

IBOXX HI YD ETF

Shares710.53K

TypeSH

Market value$57.29M

1.01%

Sole

0.00

Shared

0.00

None

710.53K

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares1.05M

TypeSH

Market value$55.75M

0.99%

Sole

0.00

Shared

0.00

None

1.05M

MICROSOFT CORP

DFND

COM

Shares108.49K

TypeSH

Market value$52.47M

0.93%

Sole

1.02K

Shared

0.00

None

107.47K

META PLATFORMS INC

DFND

CL A

Shares75.36K

TypeSH

Market value$49.74M

0.88%

Sole

415.00

Shared

0.00

None

74.94K

AMAZON COM INC

DFND

COM

Shares209.99K

TypeSH

Market value$48.47M

0.86%

Sole

1.10K

Shared

0.00

None

208.89K

ISHARES TR

DFND

MBS ETF

Shares453.54K

TypeSH

Market value$43.19M

0.76%

Sole

0.00

Shared

0.00

None

453.54K

JPMORGAN CHASE & CO.

DFND

COM

Shares132.16K

TypeSH

Market value$42.58M

0.75%

Sole

0.00

Shared

0.00

None

132.16K

ISHARES TR

DFND

PFD AND INCM SEC

Shares1.15M

TypeSH

Market value$35.62M

0.63%

Sole

0.00

Shared

0.00

None

1.15M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ARES MANAGEMENT CORPORATIONDFND	CL A COM STK	13.36M	SH	$2.16B 38.24%	13.36M	0.00
JEFFERIES FINL GROUP INCDFND	COM	9.25M	SH	$573.04M 10.14%	9.25M	0.00
SPDR S&P 500 ETF TRDFND	TR UNIT	753.51K	SH	$516.97M 9.15%	616.70K	136.81K
SPDR GOLD TRDFND	GOLD SHS	546.78K	SH	$216.69M 3.84%	0.00	546.78K
ISHARES TRDFND	CORE US AGGBD ET	1.35M	SH	$135.00M 2.39%	0.00	1.35M
CME GROUP INCDFND	COM	471.85K	SH	$128.85M 2.28%	471.85K	0.00
INVESCO QQQ TRDFND	UNIT SER 1	178.63K	SH	$110.40M 1.95%	130K	48.63K
ISHARES TRDFND	IBOXX INV CP ETF	818.50K	SH	$90.19M 1.60%	0.00	818.50K
NVIDIA CORPORATIONDFND	COM	457.83K	SH	$85.41M 1.51%	15.41K	442.41K
ISHARES TRDFND	7-10 YR TRSY BD	832.85K	SH	$80.09M 1.42%	0.00	832.85K
BROADCOM INCDFND	COM	223.34K	SH	$77.30M 1.37%	1.16K	222.18K
ALPHABET INCDFND	CAP STK CL C	241.02K	SH	$75.63M 1.34%	0.00	241.02K
ISHARES TRDFND	CORE S&P500 ETF	103K	SH	$71.06M 1.26%	103K	0.00
SELECT SECTOR SPDR TRDFND	STATE STREET TEC	466K	SH	$67.76M 1.20%	466K	0.00
SPDR SERIES TRUSTDFND	STATE STREET SPD	9.42K	SH	$64.45M 1.14%	0.00	9.42K
ARISTA NETWORKS INCDFND	COM SHS	462.61K	SH	$60.62M 1.07%	2.08K	460.53K
BLOCK INCDFND	CL A	908.22K	SH	$59.12M 1.05%	908.22K	0.00
ISHARES TRDFND	IBOXX HI YD ETF	710.53K	SH	$57.29M 1.01%	0.00	710.53K
ISHARES TRDFND	ISHS 1-5YR INVS	1.05M	SH	$55.75M 0.99%	0.00	1.05M
MICROSOFT CORPDFND	COM	108.49K	SH	$52.47M 0.93%	1.02K	107.47K
META PLATFORMS INCDFND	CL A	75.36K	SH	$49.74M 0.88%	415.00	74.94K
AMAZON COM INCDFND	COM	209.99K	SH	$48.47M 0.86%	1.10K	208.89K
ISHARES TRDFND	MBS ETF	453.54K	SH	$43.19M 0.76%	0.00	453.54K
JPMORGAN CHASE & CO.DFND	COM	132.16K	SH	$42.58M 0.75%	0.00	132.16K
ISHARES TRDFND	PFD AND INCM SEC	1.15M	SH	$35.62M 0.63%	0.00	1.15M

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