SUMITOMO MITSUI FINANCIAL GROUP, INC.

Filed: 8/13/2025ACC: 0000950123-25-007705

📋 What this filing means

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 227 equity positions with a total reported market value of $6.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

227

Positions

$6.14B

Total AUM (reported)

47.19M

Total Shares

Allocation by class

CL A COM STK$2.31B37.7%

COM$1.22B19.9%

TR UNIT$705.12M11.5%

IBOXX INV CP ETF$484.91M7.9%

UNIT SER 1$179.51M2.9%

GOLD SHS$145.67M2.4%

TECHNOLOGY$139.28M2.3%

Portfolio Concentration

Top 3$3.53B57.4%

4–10$1.28B20.8%

11–25$763.52M12.4%

Rest$573.89M9.3%

Top 3 weight

57.4%

Top 10 weight

78.2%

Voting Authority Distribution

Total shares with voting rights: 47.19M

Sole

Full voting authority

31.45M

% of voting shares66.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

15.74M

% of voting shares33.4%

Investment Discretion (by position count)

Sole0

Shared0

Other227

Dominant voting typeSole · 66.6% of voting shares

Institutional Holdings227

Rows:

ARES MANAGEMENT CORPORATION

DFND

CL A COM STK

Shares13.36M

TypeSH

Market value$2.31B

37.70%

Sole

13.36M

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares1.14M

TypeSH

Market value$705.12M

11.48%

Sole

986.70K

Shared

0.00

None

154.55K

JEFFERIES FINL GROUP INC

DFND

COM

Shares9.25M

TypeSH

Market value$505.72M

8.24%

Sole

9.25M

Shared

0.00

None

0.00

ISHARES TR

DFND

IBOXX INV CP ETF

Shares4.42M

TypeSH

Market value$484.91M

7.90%

Sole

3.68M

Shared

0.00

None

743.97K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares325.41K

TypeSH

Market value$179.51M

2.92%

Sole

260K

Shared

0.00

None

65.41K

SPDR GOLD TR

DFND

GOLD SHS

Shares477.87K

TypeSH

Market value$145.67M

2.37%

Sole

0.00

Shared

0.00

None

477.87K

SELECT SECTOR SPDR TR

DFND

TECHNOLOGY

Shares550K

TypeSH

Market value$139.28M

2.27%

Sole

550K

Shared

0.00

None

0.00

CME GROUP INC

DFND

COM

Shares471.85K

TypeSH

Market value$130.05M

2.12%

Sole

471.85K

Shared

0.00

None

0.00

ISHARES TR

DFND

CORE US AGGBD ET

Shares1.20M

TypeSH

Market value$119.25M

1.94%

Sole

0.00

Shared

0.00

None

1.20M

NVIDIA CORPORATION

DFND

COM

Shares494.07K

TypeSH

Market value$78.06M

1.27%

Sole

0.00

Shared

0.00

None

494.07K

ISHARES TR

DFND

7-10 YR TRSY BD

Shares814.13K

TypeSH

Market value$77.97M

1.27%

Sole

0.00

Shared

0.00

None

814.13K

BROADCOM INC

DFND

COM

Shares251.42K

TypeSH

Market value$69.30M

1.13%

Sole

0.00

Shared

0.00

None

251.42K

BLOCK INC

DFND

CL A

Shares907.95K

TypeSH

Market value$61.68M

1.00%

Sole

907.95K

Shared

0.00

None

0.00

META PLATFORMS INC

DFND

CL A

Shares72.53K

TypeSH

Market value$53.54M

0.87%

Sole

235.00

Shared

0.00

None

72.30K

ISHARES TR

DFND

IBOXX HI YD ETF

Shares651.55K

TypeSH

Market value$52.55M

0.86%

Sole

0.00

Shared

0.00

None

651.55K

SPDR SERIES TRUST

DFND

BLOOMBERG SHT TE

Shares2.02M

TypeSH

Market value$51.56M

0.84%

Sole

0.00

Shared

0.00

None

2.02M

MICROSOFT CORP

DFND

COM

Shares101.82K

TypeSH

Market value$50.65M

0.82%

Sole

305.00

Shared

0.00

None

101.52K

ISHARES INC

DFND

MSCI STH KOR ETF

Shares680K

TypeSH

Market value$48.81M

0.79%

Sole

680K

Shared

0.00

None

0.00

ARISTA NETWORKS INC

DFND

COM SHS

Shares470.75K

TypeSH

Market value$48.16M

0.78%

Sole

800.00

Shared

0.00

None

469.95K

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares900.64K

TypeSH

Market value$47.52M

0.77%

Sole

0.00

Shared

0.00

None

900.64K

AMAZON COM INC

DFND

COM

Shares206.98K

TypeSH

Market value$45.42M

0.74%

Sole

1.71K

Shared

0.00

None

205.27K

ALPHABET INC

DFND

CAP STK CL C

Shares255K

TypeSH

Market value$45.24M

0.74%

Sole

0.00

Shared

0.00

None

255K

ISHARES TR

DFND

MBS ETF

Shares433.95K

TypeSH

Market value$40.74M

0.66%

Sole

0.00

Shared

0.00

None

433.95K

JPMORGAN CHASE & CO.

DFND

COM

Shares126.03K

TypeSH

Market value$36.54M

0.60%

Sole

0.00

Shared

0.00

None

126.03K

INTUIT

DFND

COM

Shares42.98K

TypeSH

Market value$33.85M

0.55%

Sole

0.00

Shared

0.00

None

42.98K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ARES MANAGEMENT CORPORATIONDFND	CL A COM STK	13.36M	SH	$2.31B 37.70%	13.36M	0.00
SPDR S&P 500 ETF TRDFND	TR UNIT	1.14M	SH	$705.12M 11.48%	986.70K	154.55K
JEFFERIES FINL GROUP INCDFND	COM	9.25M	SH	$505.72M 8.24%	9.25M	0.00
ISHARES TRDFND	IBOXX INV CP ETF	4.42M	SH	$484.91M 7.90%	3.68M	743.97K
INVESCO QQQ TRDFND	UNIT SER 1	325.41K	SH	$179.51M 2.92%	260K	65.41K
SPDR GOLD TRDFND	GOLD SHS	477.87K	SH	$145.67M 2.37%	0.00	477.87K
SELECT SECTOR SPDR TRDFND	TECHNOLOGY	550K	SH	$139.28M 2.27%	550K	0.00
CME GROUP INCDFND	COM	471.85K	SH	$130.05M 2.12%	471.85K	0.00
ISHARES TRDFND	CORE US AGGBD ET	1.20M	SH	$119.25M 1.94%	0.00	1.20M
NVIDIA CORPORATIONDFND	COM	494.07K	SH	$78.06M 1.27%	0.00	494.07K
ISHARES TRDFND	7-10 YR TRSY BD	814.13K	SH	$77.97M 1.27%	0.00	814.13K
BROADCOM INCDFND	COM	251.42K	SH	$69.30M 1.13%	0.00	251.42K
BLOCK INCDFND	CL A	907.95K	SH	$61.68M 1.00%	907.95K	0.00
META PLATFORMS INCDFND	CL A	72.53K	SH	$53.54M 0.87%	235.00	72.30K
ISHARES TRDFND	IBOXX HI YD ETF	651.55K	SH	$52.55M 0.86%	0.00	651.55K
SPDR SERIES TRUSTDFND	BLOOMBERG SHT TE	2.02M	SH	$51.56M 0.84%	0.00	2.02M
MICROSOFT CORPDFND	COM	101.82K	SH	$50.65M 0.82%	305.00	101.52K
ISHARES INCDFND	MSCI STH KOR ETF	680K	SH	$48.81M 0.79%	680K	0.00
ARISTA NETWORKS INCDFND	COM SHS	470.75K	SH	$48.16M 0.78%	800.00	469.95K
ISHARES TRDFND	ISHS 1-5YR INVS	900.64K	SH	$47.52M 0.77%	0.00	900.64K
AMAZON COM INCDFND	COM	206.98K	SH	$45.42M 0.74%	1.71K	205.27K
ALPHABET INCDFND	CAP STK CL C	255K	SH	$45.24M 0.74%	0.00	255K
ISHARES TRDFND	MBS ETF	433.95K	SH	$40.74M 0.66%	0.00	433.95K
JPMORGAN CHASE & CO.DFND	COM	126.03K	SH	$36.54M 0.60%	0.00	126.03K
INTUITDFND	COM	42.98K	SH	$33.85M 0.55%	0.00	42.98K

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