SUMITOMO MITSUI FINANCIAL GROUP, INC.

Filed: 11/8/2024ACC: 0000950123-24-010599

📋 What this filing means

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 168 equity positions with a total reported market value of $3.88B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

168

Positions

$3.88B

Total AUM (reported)

29.62M

Total Shares

Allocation by class

CL A COM STK$2.08B53.6%

COM$595.07M15.3%

TR UNIT$217.27M5.6%

CL A$102.16M2.6%

CORE US AGGBD ET$96.84M2.5%

GOLD SHS$89.18M2.3%

IBOXX INV CP ETF$75.36M1.9%

Portfolio Concentration

Top 3$2.40B61.9%

4–10$521.35M13.4%

11–25$513.88M13.2%

Rest$444.12M11.4%

Top 3 weight

61.9%

Top 10 weight

75.3%

Voting Authority Distribution

Total shares with voting rights: 29.62M

Sole

Full voting authority

16.06M

% of voting shares54.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.56M

% of voting shares45.8%

Investment Discretion (by position count)

Sole0

Shared0

Other168

Dominant voting typeSole · 54.2% of voting shares

Institutional Holdings168

Rows:

ARES MANAGEMENT CORPORATION

DFND

CL A COM STK

Shares13.36M

TypeSH

Market value$2.08B

53.63%

Sole

13.36M

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares378.69K

TypeSH

Market value$217.27M

5.59%

Sole

253.70K

Shared

0.00

None

124.98K

CME GROUP INC

DFND

COM

Shares471.85K

TypeSH

Market value$104.11M

2.68%

Sole

471.85K

Shared

0.00

None

0.00

ISHARES TR

DFND

CORE US AGGBD ET

Shares956.23K

TypeSH

Market value$96.84M

2.49%

Sole

0.00

Shared

0.00

None

956.23K

SPDR GOLD TR

DFND

GOLD SHS

Shares366.88K

TypeSH

Market value$89.18M

2.30%

Sole

0.00

Shared

0.00

None

366.88K

ISHARES TR

DFND

IBOXX INV CP ETF

Shares667.01K

TypeSH

Market value$75.36M

1.94%

Sole

0.00

Shared

0.00

None

667.01K

ISHARES TR

DFND

7-10 YR TRSY BD

Shares712.19K

TypeSH

Market value$69.88M

1.80%

Sole

0.00

Shared

0.00

None

712.19K

SELECT SECTOR SPDR TR

DFND

TECHNOLOGY

Shares305K

TypeSH

Market value$68.86M

1.77%

Sole

305K

Shared

0.00

None

0.00

BLOCK INC

DFND

CL A

Shares907.93K

TypeSH

Market value$60.95M

1.57%

Sole

907.93K

Shared

0.00

None

0.00

NVIDIA CORPORATION

DFND

COM

Shares496.45K

TypeSH

Market value$60.29M

1.55%

Sole

7.28K

Shared

0.00

None

489.17K

ISHARES TR

DFND

IBOXX HI YD ETF

Shares613.98K

TypeSH

Market value$49.30M

1.27%

Sole

0.00

Shared

0.00

None

613.98K

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares843.13K

TypeSH

Market value$44.40M

1.14%

Sole

0.00

Shared

0.00

None

843.13K

BROADCOM INC

DFND

COM

Shares250.44K

TypeSH

Market value$43.20M

1.11%

Sole

0.00

Shared

0.00

None

250.44K

ARISTA NETWORKS INC

DFND

COM

Shares101.78K

TypeSH

Market value$39.07M

1.01%

Sole

0.00

Shared

0.00

None

101.78K

ISHARES TR

DFND

MBS ETF

Shares385.56K

TypeSH

Market value$36.94M

0.95%

Sole

0.00

Shared

0.00

None

385.56K

MICROSOFT CORP

DFND

COM

Shares84.93K

TypeSH

Market value$36.55M

0.94%

Sole

61.00

Shared

0.00

None

84.87K

ALPHABET INC

DFND

CAP STK CL C

Shares214.35K

TypeSH

Market value$35.84M

0.92%

Sole

0.00

Shared

0.00

None

214.35K

META PLATFORMS INC

DFND

CL A

Shares62.31K

TypeSH

Market value$35.67M

0.92%

Sole

290.00

Shared

0.00

None

62.02K

SPDR SER TR

DFND

BLOOMBERG SHT TE

Shares1.38M

TypeSH

Market value$35.64M

0.92%

Sole

0.00

Shared

0.00

None

1.38M

AMAZON COM INC

DFND

COM

Shares167.03K

TypeSH

Market value$31.12M

0.80%

Sole

0.00

Shared

0.00

None

167.03K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares56.87K

TypeSH

Market value$27.76M

0.71%

Sole

0.00

Shared

0.00

None

56.87K

ISHARES TR

DFND

20 YR TR BD ETF

Shares278.58K

TypeSH

Market value$27.33M

0.70%

Sole

0.00

Shared

0.00

None

278.58K

ISHARES TR

DFND

PFD AND INCM SEC

Shares744.09K

TypeSH

Market value$24.73M

0.64%

Sole

0.00

Shared

0.00

None

744.09K

UNITEDHEALTH GROUP INC

DFND

COM

Shares41.70K

TypeSH

Market value$24.38M

0.63%

Sole

0.00

Shared

0.00

None

41.70K

FIRST SOLAR INC

DFND

COM

Shares88.04K

TypeSH

Market value$21.96M

0.57%

Sole

0.00

Shared

0.00

None

88.04K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ARES MANAGEMENT CORPORATIONDFND	CL A COM STK	13.36M	SH	$2.08B 53.63%	13.36M	0.00
SPDR S&P 500 ETF TRDFND	TR UNIT	378.69K	SH	$217.27M 5.59%	253.70K	124.98K
CME GROUP INCDFND	COM	471.85K	SH	$104.11M 2.68%	471.85K	0.00
ISHARES TRDFND	CORE US AGGBD ET	956.23K	SH	$96.84M 2.49%	0.00	956.23K
SPDR GOLD TRDFND	GOLD SHS	366.88K	SH	$89.18M 2.30%	0.00	366.88K
ISHARES TRDFND	IBOXX INV CP ETF	667.01K	SH	$75.36M 1.94%	0.00	667.01K
ISHARES TRDFND	7-10 YR TRSY BD	712.19K	SH	$69.88M 1.80%	0.00	712.19K
SELECT SECTOR SPDR TRDFND	TECHNOLOGY	305K	SH	$68.86M 1.77%	305K	0.00
BLOCK INCDFND	CL A	907.93K	SH	$60.95M 1.57%	907.93K	0.00
NVIDIA CORPORATIONDFND	COM	496.45K	SH	$60.29M 1.55%	7.28K	489.17K
ISHARES TRDFND	IBOXX HI YD ETF	613.98K	SH	$49.30M 1.27%	0.00	613.98K
ISHARES TRDFND	ISHS 1-5YR INVS	843.13K	SH	$44.40M 1.14%	0.00	843.13K
BROADCOM INCDFND	COM	250.44K	SH	$43.20M 1.11%	0.00	250.44K
ARISTA NETWORKS INCDFND	COM	101.78K	SH	$39.07M 1.01%	0.00	101.78K
ISHARES TRDFND	MBS ETF	385.56K	SH	$36.94M 0.95%	0.00	385.56K
MICROSOFT CORPDFND	COM	84.93K	SH	$36.55M 0.94%	61.00	84.87K
ALPHABET INCDFND	CAP STK CL C	214.35K	SH	$35.84M 0.92%	0.00	214.35K
META PLATFORMS INCDFND	CL A	62.31K	SH	$35.67M 0.92%	290.00	62.02K
SPDR SER TRDFND	BLOOMBERG SHT TE	1.38M	SH	$35.64M 0.92%	0.00	1.38M
AMAZON COM INCDFND	COM	167.03K	SH	$31.12M 0.80%	0.00	167.03K
INVESCO QQQ TRDFND	UNIT SER 1	56.87K	SH	$27.76M 0.71%	0.00	56.87K
ISHARES TRDFND	20 YR TR BD ETF	278.58K	SH	$27.33M 0.70%	0.00	278.58K
ISHARES TRDFND	PFD AND INCM SEC	744.09K	SH	$24.73M 0.64%	0.00	744.09K
UNITEDHEALTH GROUP INCDFND	COM	41.70K	SH	$24.38M 0.63%	0.00	41.70K
FIRST SOLAR INCDFND	COM	88.04K	SH	$21.96M 0.57%	0.00	88.04K

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