SUMITOMO MITSUI FINANCIAL GROUP, INC.

Filed: 8/13/2024ACC: 0000950123-24-007994

📋 What this filing means

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 180 equity positions with a total reported market value of $3.22B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

180

Positions

$3.22B

Total AUM (reported)

28.39M

Total Shares

Allocation by class

CL A COM STK$1.78B55.4%

COM$534.31M16.6%

CL A$95.27M3.0%

IBOXX INV CP ETF$87.97M2.7%

CORE US AGGBD ET$86.49M2.7%

GOLD SHS$67.65M2.1%

7-10 YR TRSY BD$64.84M2.0%

Portfolio Concentration

Top 3$1.96B61.0%

4–10$434.24M13.5%

11–25$434.95M13.5%

Rest$384.08M11.9%

Top 3 weight

61.0%

Top 10 weight

74.5%

Voting Authority Distribution

Total shares with voting rights: 28.39M

Sole

Full voting authority

15.78M

% of voting shares55.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.62M

% of voting shares44.4%

Investment Discretion (by position count)

Sole0

Shared0

Other180

Dominant voting typeSole · 55.6% of voting shares

Institutional Holdings180

Rows:

ARES MANAGEMENT CORPORATION

DFND

CL A COM STK

Shares13.36M

TypeSH

Market value$1.78B

55.40%

Sole

13.36M

Shared

0.00

None

0.00

CME GROUP INC

DFND

COM

Shares471.85K

TypeSH

Market value$92.76M

2.89%

Sole

471.85K

Shared

0.00

None

0.00

ISHARES TR

DFND

IBOXX INV CP ETF

Shares821.19K

TypeSH

Market value$87.97M

2.74%

Sole

0.00

Shared

0.00

None

821.19K

ISHARES TR

DFND

CORE US AGGBD ET

Shares890.97K

TypeSH

Market value$86.49M

2.69%

Sole

0.00

Shared

0.00

None

890.97K

SPDR GOLD TR

DFND

GOLD SHS

Shares314.62K

TypeSH

Market value$67.65M

2.10%

Sole

0.00

Shared

0.00

None

314.62K

ISHARES TR

DFND

7-10 YR TRSY BD

Shares692.34K

TypeSH

Market value$64.84M

2.02%

Sole

0.00

Shared

0.00

None

692.34K

NVIDIA CORPORATION

DFND

COM

Shares498.48K

TypeSH

Market value$61.58M

1.92%

Sole

658.00

Shared

0.00

None

497.82K

BLOCK INC

DFND

CL A

Shares907.93K

TypeSH

Market value$58.55M

1.82%

Sole

907.93K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares344.81K

TypeSH

Market value$49.83M

1.55%

Sole

253.70K

Shared

0.00

None

91.11K

ISHARES TR

DFND

IBOXX HI YD ETF

Shares587.17K

TypeSH

Market value$45.29M

1.41%

Sole

0.00

Shared

0.00

None

587.17K

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares842.95K

TypeSH

Market value$43.19M

1.34%

Sole

0.00

Shared

0.00

None

842.95K

BROADCOM INC

DFND

COM

Shares24.68K

TypeSH

Market value$39.61M

1.23%

Sole

1.03K

Shared

0.00

None

23.65K

MICROSOFT CORP

DFND

COM

Shares81.33K

TypeSH

Market value$36.38M

1.13%

Sole

4.71K

Shared

0.00

None

76.62K

ALPHABET INC

DFND

CAP STK CL C

Shares194.31K

TypeSH

Market value$35.64M

1.11%

Sole

0.00

Shared

0.00

None

194.31K

ISHARES TR

DFND

MBS ETF

Shares375.89K

TypeSH

Market value$34.51M

1.07%

Sole

0.00

Shared

0.00

None

375.89K

ARISTA NETWORKS INC

DFND

COM

Shares97.42K

TypeSH

Market value$34.14M

1.06%

Sole

0.00

Shared

0.00

None

97.42K

META PLATFORMS INC

DFND

CL A

Shares59.77K

TypeSH

Market value$30.18M

0.94%

Sole

2.49K

Shared

0.00

None

57.28K

AMAZON COM INC

DFND

COM

Shares151.03K

TypeSH

Market value$29.19M

0.91%

Sole

439.00

Shared

0.00

None

150.59K

SPDR SER TR

DFND

BLOOMBERG SHT TE

Shares985.69K

TypeSH

Market value$24.61M

0.77%

Sole

0.00

Shared

0.00

None

985.69K

ISHARES TR

DFND

20 YR TR BD ETF

Shares267.31K

TypeSH

Market value$24.53M

0.76%

Sole

0.00

Shared

0.00

None

267.31K

ISHARES TR

DFND

PFD AND INCM SEC

Shares714.11K

TypeSH

Market value$22.53M

0.70%

Sole

0.00

Shared

0.00

None

714.11K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares43.92K

TypeSH

Market value$21.05M

0.65%

Sole

0.00

Shared

0.00

None

43.92K

UNITEDHEALTH GROUP INC

DFND

COM

Shares40.36K

TypeSH

Market value$20.56M

0.64%

Sole

0.00

Shared

0.00

None

40.36K

INVESCO EXCH TRADED FD TR II

DFND

TAXABLE MUN BD

Shares769.24K

TypeSH

Market value$20.29M

0.63%

Sole

0.00

Shared

0.00

None

769.24K

INTUIT

DFND

COM

Shares28.21K

TypeSH

Market value$18.54M

0.58%

Sole

0.00

Shared

0.00

None

28.21K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ARES MANAGEMENT CORPORATIONDFND	CL A COM STK	13.36M	SH	$1.78B 55.40%	13.36M	0.00
CME GROUP INCDFND	COM	471.85K	SH	$92.76M 2.89%	471.85K	0.00
ISHARES TRDFND	IBOXX INV CP ETF	821.19K	SH	$87.97M 2.74%	0.00	821.19K
ISHARES TRDFND	CORE US AGGBD ET	890.97K	SH	$86.49M 2.69%	0.00	890.97K
SPDR GOLD TRDFND	GOLD SHS	314.62K	SH	$67.65M 2.10%	0.00	314.62K
ISHARES TRDFND	7-10 YR TRSY BD	692.34K	SH	$64.84M 2.02%	0.00	692.34K
NVIDIA CORPORATIONDFND	COM	498.48K	SH	$61.58M 1.92%	658.00	497.82K
BLOCK INCDFND	CL A	907.93K	SH	$58.55M 1.82%	907.93K	0.00
SPDR S&P 500 ETF TRDFND	TR UNIT	344.81K	SH	$49.83M 1.55%	253.70K	91.11K
ISHARES TRDFND	IBOXX HI YD ETF	587.17K	SH	$45.29M 1.41%	0.00	587.17K
ISHARES TRDFND	ISHS 1-5YR INVS	842.95K	SH	$43.19M 1.34%	0.00	842.95K
BROADCOM INCDFND	COM	24.68K	SH	$39.61M 1.23%	1.03K	23.65K
MICROSOFT CORPDFND	COM	81.33K	SH	$36.38M 1.13%	4.71K	76.62K
ALPHABET INCDFND	CAP STK CL C	194.31K	SH	$35.64M 1.11%	0.00	194.31K
ISHARES TRDFND	MBS ETF	375.89K	SH	$34.51M 1.07%	0.00	375.89K
ARISTA NETWORKS INCDFND	COM	97.42K	SH	$34.14M 1.06%	0.00	97.42K
META PLATFORMS INCDFND	CL A	59.77K	SH	$30.18M 0.94%	2.49K	57.28K
AMAZON COM INCDFND	COM	151.03K	SH	$29.19M 0.91%	439.00	150.59K
SPDR SER TRDFND	BLOOMBERG SHT TE	985.69K	SH	$24.61M 0.77%	0.00	985.69K
ISHARES TRDFND	20 YR TR BD ETF	267.31K	SH	$24.53M 0.76%	0.00	267.31K
ISHARES TRDFND	PFD AND INCM SEC	714.11K	SH	$22.53M 0.70%	0.00	714.11K
INVESCO QQQ TRDFND	UNIT SER 1	43.92K	SH	$21.05M 0.65%	0.00	43.92K
UNITEDHEALTH GROUP INCDFND	COM	40.36K	SH	$20.56M 0.64%	0.00	40.36K
INVESCO EXCH TRADED FD TR IIDFND	TAXABLE MUN BD	769.24K	SH	$20.29M 0.63%	0.00	769.24K
INTUITDFND	COM	28.21K	SH	$18.54M 0.58%	0.00	28.21K

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