SUMITOMO MITSUI FINANCIAL GROUP, INC.

Filed: 5/13/2024ACC: 0000950123-24-004504

📋 What this filing means

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 168 equity positions with a total reported market value of $3.23B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

168

Positions

$3.23B

Total AUM (reported)

27.45M

Total Shares

Allocation by class

CL A COM STK$1.78B55.0%

COM$502.85M15.6%

ESG AWR MSCI USA$133.42M4.1%

CL A$111.56M3.5%

CORE US AGGBD ET$73.07M2.3%

IBOXX INV CP ETF$69.69M2.2%

7-10 YR TRSY BD$59.53M1.8%

Portfolio Concentration

Top 3$2.01B62.3%

4–10$431.96M13.4%

11–25$410.54M12.7%

Rest$374.16M11.6%

Top 3 weight

62.3%

Top 10 weight

75.7%

Voting Authority Distribution

Total shares with voting rights: 27.45M

Sole

Full voting authority

16.59M

% of voting shares60.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

10.86M

% of voting shares39.5%

Investment Discretion (by position count)

Sole0

Shared0

Other168

Dominant voting typeSole · 60.5% of voting shares

Institutional Holdings168

Rows:

ARES MANAGEMENT CORPORATION

DFND

CL A COM STK

Shares13.36M

TypeSH

Market value$1.78B

55.04%

Sole

13.36M

Shared

0.00

None

0.00

ISHARES TR

DFND

ESG AWR MSCI USA

Shares1.16M

TypeSH

Market value$133.42M

4.13%

Sole

1.16M

Shared

0.00

None

0.00

CME GROUP INC

DFND

COM

Shares471.85K

TypeSH

Market value$101.58M

3.15%

Sole

471.85K

Shared

0.00

None

0.00

BLOCK INC

DFND

CL A

Shares907.93K

TypeSH

Market value$76.79M

2.38%

Sole

907.93K

Shared

0.00

None

0.00

ISHARES TR

DFND

CORE US AGGBD ET

Shares746.12K

TypeSH

Market value$73.07M

2.26%

Sole

0.00

Shared

0.00

None

746.12K

ISHARES TR

DFND

IBOXX INV CP ETF

Shares639.80K

TypeSH

Market value$69.69M

2.16%

Sole

0.00

Shared

0.00

None

639.80K

ISHARES TR

DFND

7-10 YR TRSY BD

Shares628.92K

TypeSH

Market value$59.53M

1.84%

Sole

0.00

Shared

0.00

None

628.92K

SPDR GOLD TR

DFND

GOLD SHS

Shares279.51K

TypeSH

Market value$57.50M

1.78%

Sole

0.00

Shared

0.00

None

279.51K

NVIDIA CORPORATION

DFND

COM

Shares56.56K

TypeSH

Market value$51.10M

1.58%

Sole

1.18K

Shared

0.00

None

55.38K

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares84.64K

TypeSH

Market value$44.27M

1.37%

Sole

0.00

Shared

0.00

None

84.64K

ISHARES TR

DFND

IBOXX HI YD ETF

Shares566.23K

TypeSH

Market value$44.01M

1.36%

Sole

0.00

Shared

0.00

None

566.23K

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares824.63K

TypeSH

Market value$42.29M

1.31%

Sole

0.00

Shared

0.00

None

824.63K

ISHARES TR

DFND

MBS ETF

Shares354.72K

TypeSH

Market value$32.78M

1.02%

Sole

0.00

Shared

0.00

None

354.72K

MICROSOFT CORP

DFND

COM

Shares74.66K

TypeSH

Market value$31.41M

0.97%

Sole

4.17K

Shared

0.00

None

70.49K

AMAZON COM INC

DFND

COM

Shares174.06K

TypeSH

Market value$31.40M

0.97%

Sole

32.65K

Shared

0.00

None

141.41K

BROADCOM INC

DFND

COM

Shares22.89K

TypeSH

Market value$30.34M

0.94%

Sole

0.00

Shared

0.00

None

22.89K

ALPHABET INC

DFND

CAP STK CL C

Shares185.26K

TypeSH

Market value$28.21M

0.87%

Sole

0.00

Shared

0.00

None

185.26K

META PLATFORMS INC

DFND

CL A

Shares55.21K

TypeSH

Market value$26.81M

0.83%

Sole

1.72K

Shared

0.00

None

53.49K

ARISTA NETWORKS INC

DFND

COM

Shares91.54K

TypeSH

Market value$26.55M

0.82%

Sole

0.00

Shared

0.00

None

91.54K

ISHARES TR

DFND

PFD AND INCM SEC

Shares720.51K

TypeSH

Market value$23.22M

0.72%

Sole

0.00

Shared

0.00

None

720.51K

ISHARES TR

DFND

20 YR TR BD ETF

Shares225.18K

TypeSH

Market value$21.31M

0.66%

Sole

0.00

Shared

0.00

None

225.18K

INVESCO EXCH TRADED FD TR II

DFND

TAXABLE MUN BD

Shares751.87K

TypeSH

Market value$19.96M

0.62%

Sole

0.00

Shared

0.00

None

751.87K

UNITEDHEALTH GROUP INC

DFND

COM

Shares36.50K

TypeSH

Market value$18.06M

0.56%

Sole

0.00

Shared

0.00

None

36.50K

SPDR SER TR

DFND

BLOOMBERG SHT TE

Shares686.02K

TypeSH

Market value$17.30M

0.54%

Sole

0.00

Shared

0.00

None

686.02K

INTUIT

DFND

COM

Shares26K

TypeSH

Market value$16.90M

0.52%

Sole

0.00

Shared

0.00

None

26K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ARES MANAGEMENT CORPORATIONDFND	CL A COM STK	13.36M	SH	$1.78B 55.04%	13.36M	0.00
ISHARES TRDFND	ESG AWR MSCI USA	1.16M	SH	$133.42M 4.13%	1.16M	0.00
CME GROUP INCDFND	COM	471.85K	SH	$101.58M 3.15%	471.85K	0.00
BLOCK INCDFND	CL A	907.93K	SH	$76.79M 2.38%	907.93K	0.00
ISHARES TRDFND	CORE US AGGBD ET	746.12K	SH	$73.07M 2.26%	0.00	746.12K
ISHARES TRDFND	IBOXX INV CP ETF	639.80K	SH	$69.69M 2.16%	0.00	639.80K
ISHARES TRDFND	7-10 YR TRSY BD	628.92K	SH	$59.53M 1.84%	0.00	628.92K
SPDR GOLD TRDFND	GOLD SHS	279.51K	SH	$57.50M 1.78%	0.00	279.51K
NVIDIA CORPORATIONDFND	COM	56.56K	SH	$51.10M 1.58%	1.18K	55.38K
SPDR S&P 500 ETF TRDFND	TR UNIT	84.64K	SH	$44.27M 1.37%	0.00	84.64K
ISHARES TRDFND	IBOXX HI YD ETF	566.23K	SH	$44.01M 1.36%	0.00	566.23K
ISHARES TRDFND	ISHS 1-5YR INVS	824.63K	SH	$42.29M 1.31%	0.00	824.63K
ISHARES TRDFND	MBS ETF	354.72K	SH	$32.78M 1.02%	0.00	354.72K
MICROSOFT CORPDFND	COM	74.66K	SH	$31.41M 0.97%	4.17K	70.49K
AMAZON COM INCDFND	COM	174.06K	SH	$31.40M 0.97%	32.65K	141.41K
BROADCOM INCDFND	COM	22.89K	SH	$30.34M 0.94%	0.00	22.89K
ALPHABET INCDFND	CAP STK CL C	185.26K	SH	$28.21M 0.87%	0.00	185.26K
META PLATFORMS INCDFND	CL A	55.21K	SH	$26.81M 0.83%	1.72K	53.49K
ARISTA NETWORKS INCDFND	COM	91.54K	SH	$26.55M 0.82%	0.00	91.54K
ISHARES TRDFND	PFD AND INCM SEC	720.51K	SH	$23.22M 0.72%	0.00	720.51K
ISHARES TRDFND	20 YR TR BD ETF	225.18K	SH	$21.31M 0.66%	0.00	225.18K
INVESCO EXCH TRADED FD TR IIDFND	TAXABLE MUN BD	751.87K	SH	$19.96M 0.62%	0.00	751.87K
UNITEDHEALTH GROUP INCDFND	COM	36.50K	SH	$18.06M 0.56%	0.00	36.50K
SPDR SER TRDFND	BLOOMBERG SHT TE	686.02K	SH	$17.30M 0.54%	0.00	686.02K
INTUITDFND	COM	26K	SH	$16.90M 0.52%	0.00	26K

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