SUMITOMO MITSUI FINANCIAL GROUP, INC.

Filed: 2/8/2024ACC: 0000950123-24-001063

📋 What this filing means

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 159 equity positions with a total reported market value of $3.15B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

159

Positions

$3.15B

Total AUM (reported)

28.15M

Total Shares

Allocation by class

CL A COM STK$1.59B50.4%

COM$454.37M14.4%

ESG AWR MSCI USA$121.77M3.9%

CL A$96.75M3.1%

ISHARES SEMICDTR$77.97M2.5%

IBOXX INV CP ETF$72.59M2.3%

TECHNOLOGY$69.29M2.2%

Portfolio Concentration

Top 3$1.81B57.4%

4–10$462.25M14.7%

11–25$476.41M15.1%

Rest$405.24M12.8%

Top 3 weight

57.4%

Top 10 weight

72.1%

Voting Authority Distribution

Total shares with voting rights: 28.15M

Sole

Full voting authority

17.87M

% of voting shares63.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

10.29M

% of voting shares36.5%

Investment Discretion (by position count)

Sole0

Shared0

Other159

Dominant voting typeSole · 63.5% of voting shares

Institutional Holdings159

Rows:

ARES MANAGEMENT CORPORATION

DFND

CL A COM STK

Shares13.36M

TypeSH

Market value$1.59B

50.39%

Sole

13.36M

Shared

0.00

None

0.00

ISHARES TR

DFND

ESG AWR MSCI USA

Shares1.16M

TypeSH

Market value$121.77M

3.86%

Sole

1.16M

Shared

0.00

None

0.00

CME GROUP INC

DFND

COM

Shares471.85K

TypeSH

Market value$99.37M

3.15%

Sole

471.85K

Shared

0.00

None

0.00

ISHARES TR

DFND

ISHARES SEMICDTR

Shares135.33K

TypeSH

Market value$77.97M

2.47%

Sole

126.07K

Shared

0.00

None

9.26K

ISHARES TR

DFND

IBOXX INV CP ETF

Shares655.97K

TypeSH

Market value$72.59M

2.30%

Sole

0.00

Shared

0.00

None

655.97K

BLOCK INC

DFND

CL A

Shares907.93K

TypeSH

Market value$70.23M

2.23%

Sole

907.93K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

DFND

TECHNOLOGY

Shares360K

TypeSH

Market value$69.29M

2.20%

Sole

360K

Shared

0.00

None

0.00

ISHARES TR

DFND

CORE US AGGBD ET

Shares630.30K

TypeSH

Market value$62.56M

1.98%

Sole

0.00

Shared

0.00

None

630.30K

ISHARES TR

DFND

7-10 YR TRSY BD

Shares601.53K

TypeSH

Market value$57.98M

1.84%

Sole

0.00

Shared

0.00

None

601.53K

SELECT SECTOR SPDR TR

DFND

INDL

Shares453K

TypeSH

Market value$51.64M

1.64%

Sole

453K

Shared

0.00

None

0.00

SPDR GOLD TR

DFND

GOLD SHS

Shares269.70K

TypeSH

Market value$51.56M

1.63%

Sole

0.00

Shared

0.00

None

269.70K

ISHARES TR

DFND

IBOXX HI YD ETF

Shares615.98K

TypeSH

Market value$47.67M

1.51%

Sole

0.00

Shared

0.00

None

615.98K

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares87.12K

TypeSH

Market value$41.41M

1.31%

Sole

0.00

Shared

0.00

None

87.12K

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares759.46K

TypeSH

Market value$38.94M

1.23%

Sole

0.00

Shared

0.00

None

759.46K

AMAZON COM INC

DFND

COM

Shares233.95K

TypeSH

Market value$35.69M

1.13%

Sole

96.88K

Shared

0.00

None

137.07K

ISHARES TR

DFND

MBS ETF

Shares347.37K

TypeSH

Market value$32.68M

1.04%

Sole

0.00

Shared

0.00

None

347.37K

NVIDIA CORPORATION

DFND

COM

Shares64.89K

TypeSH

Market value$32.13M

1.02%

Sole

0.00

Shared

0.00

None

64.89K

SELECT SECTOR SPDR TR

DFND

SBI CONS STPLS

Shares407.06K

TypeSH

Market value$29.32M

0.93%

Sole

280K

Shared

0.00

None

127.06K

MICROSOFT CORP

DFND

COM

Shares69.90K

TypeSH

Market value$26.29M

0.83%

Sole

1.91K

Shared

0.00

None

67.99K

BROADCOM INC

DFND

COM

Shares23.25K

TypeSH

Market value$25.95M

0.82%

Sole

0.00

Shared

0.00

None

23.25K

ALPHABET INC

DFND

CAP STK CL C

Shares174K

TypeSH

Market value$24.52M

0.78%

Sole

0.00

Shared

0.00

None

174K

ISHARES TR

DFND

PFD AND INCM SEC

Shares782.50K

TypeSH

Market value$24.41M

0.77%

Sole

0.00

Shared

0.00

None

782.50K

ISHARES TR

DFND

20 YR TR BD ETF

Shares240.58K

TypeSH

Market value$23.79M

0.75%

Sole

0.00

Shared

0.00

None

240.58K

ARISTA NETWORKS INC

DFND

COM

Shares90.75K

TypeSH

Market value$21.37M

0.68%

Sole

0.00

Shared

0.00

None

90.75K

INVESCO EXCH TRADED FD TR II

DFND

TAXABLE MUN BD

Shares768.65K

TypeSH

Market value$20.68M

0.66%

Sole

0.00

Shared

0.00

None

768.65K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ARES MANAGEMENT CORPORATIONDFND	CL A COM STK	13.36M	SH	$1.59B 50.39%	13.36M	0.00
ISHARES TRDFND	ESG AWR MSCI USA	1.16M	SH	$121.77M 3.86%	1.16M	0.00
CME GROUP INCDFND	COM	471.85K	SH	$99.37M 3.15%	471.85K	0.00
ISHARES TRDFND	ISHARES SEMICDTR	135.33K	SH	$77.97M 2.47%	126.07K	9.26K
ISHARES TRDFND	IBOXX INV CP ETF	655.97K	SH	$72.59M 2.30%	0.00	655.97K
BLOCK INCDFND	CL A	907.93K	SH	$70.23M 2.23%	907.93K	0.00
SELECT SECTOR SPDR TRDFND	TECHNOLOGY	360K	SH	$69.29M 2.20%	360K	0.00
ISHARES TRDFND	CORE US AGGBD ET	630.30K	SH	$62.56M 1.98%	0.00	630.30K
ISHARES TRDFND	7-10 YR TRSY BD	601.53K	SH	$57.98M 1.84%	0.00	601.53K
SELECT SECTOR SPDR TRDFND	INDL	453K	SH	$51.64M 1.64%	453K	0.00
SPDR GOLD TRDFND	GOLD SHS	269.70K	SH	$51.56M 1.63%	0.00	269.70K
ISHARES TRDFND	IBOXX HI YD ETF	615.98K	SH	$47.67M 1.51%	0.00	615.98K
SPDR S&P 500 ETF TRDFND	TR UNIT	87.12K	SH	$41.41M 1.31%	0.00	87.12K
ISHARES TRDFND	ISHS 1-5YR INVS	759.46K	SH	$38.94M 1.23%	0.00	759.46K
AMAZON COM INCDFND	COM	233.95K	SH	$35.69M 1.13%	96.88K	137.07K
ISHARES TRDFND	MBS ETF	347.37K	SH	$32.68M 1.04%	0.00	347.37K
NVIDIA CORPORATIONDFND	COM	64.89K	SH	$32.13M 1.02%	0.00	64.89K
SELECT SECTOR SPDR TRDFND	SBI CONS STPLS	407.06K	SH	$29.32M 0.93%	280K	127.06K
MICROSOFT CORPDFND	COM	69.90K	SH	$26.29M 0.83%	1.91K	67.99K
BROADCOM INCDFND	COM	23.25K	SH	$25.95M 0.82%	0.00	23.25K
ALPHABET INCDFND	CAP STK CL C	174K	SH	$24.52M 0.78%	0.00	174K
ISHARES TRDFND	PFD AND INCM SEC	782.50K	SH	$24.41M 0.77%	0.00	782.50K
ISHARES TRDFND	20 YR TR BD ETF	240.58K	SH	$23.79M 0.75%	0.00	240.58K
ARISTA NETWORKS INCDFND	COM	90.75K	SH	$21.37M 0.68%	0.00	90.75K
INVESCO EXCH TRADED FD TR IIDFND	TAXABLE MUN BD	768.65K	SH	$20.68M 0.66%	0.00	768.65K

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