SUMITOMO MITSUI FINANCIAL GROUP, INC.

Filed: 11/8/2023ACC: 0000950123-23-009565

📋 What this filing means

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 172 equity positions with a total reported market value of $3.11B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

172

Positions

$3.11B

Total AUM (reported)

32.22M

Total Shares

Allocation by class

CL A COM STK$1.37B44.3%

COM$429.87M13.8%

CORE US AGGBD ET$291.82M9.4%

IBOXX INV CP ETF$208.59M6.7%

ESG AWR MSCI USA$100.20M3.2%

CL A$72.95M2.3%

ISHARES SEMICDTR$63.94M2.1%

Portfolio Concentration

Top 3$1.88B60.4%

4–10$450.00M14.5%

11–25$401.83M12.9%

Rest$378.37M12.2%

Top 3 weight

60.4%

Top 10 weight

74.9%

Voting Authority Distribution

Total shares with voting rights: 32.22M

Sole

Full voting authority

22.08M

% of voting shares68.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

10.14M

% of voting shares31.5%

Investment Discretion (by position count)

Sole0

Shared0

Other172

Dominant voting typeSole · 68.5% of voting shares

Institutional Holdings172

Rows:

ARES MANAGEMENT CORPORATION

DFND

CL A COM STK

Shares13.36M

TypeSH

Market value$1.37B

44.27%

Sole

13.36M

Shared

0.00

None

0.00

ISHARES TR

DFND

CORE US AGGBD ET

Shares3.10M

TypeSH

Market value$291.82M

9.40%

Sole

2.54M

Shared

0.00

None

563.12K

ISHARES TR

DFND

IBOXX INV CP ETF

Shares2.04M

TypeSH

Market value$208.59M

6.72%

Sole

1.40M

Shared

0.00

None

643.82K

ISHARES TR

DFND

ESG AWR MSCI USA

Shares1.07M

TypeSH

Market value$100.20M

3.23%

Sole

1.07M

Shared

0.00

None

0.00

CME GROUP INC

DFND

COM

Shares471.85K

TypeSH

Market value$94.47M

3.04%

Sole

471.85K

Shared

0.00

None

0.00

ISHARES TR

DFND

ISHARES SEMICDTR

Shares135K

TypeSH

Market value$63.94M

2.06%

Sole

126.07K

Shared

0.00

None

8.93K

ISHARES TR

DFND

7-10 YR TRSY BD

Shares547.29K

TypeSH

Market value$50.13M

1.61%

Sole

0.00

Shared

0.00

None

547.29K

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares981.74K

TypeSH

Market value$48.92M

1.58%

Sole

0.00

Shared

0.00

None

981.74K

SPDR GOLD TR

DFND

GOLD SHS

Shares270.69K

TypeSH

Market value$46.41M

1.49%

Sole

0.00

Shared

0.00

None

270.69K

SELECT SECTOR SPDR TR

DFND

INDL

Shares453K

TypeSH

Market value$45.93M

1.48%

Sole

453K

Shared

0.00

None

0.00

ISHARES TR

DFND

IBOXX HI YD ETF

Shares604.51K

TypeSH

Market value$44.56M

1.44%

Sole

0.00

Shared

0.00

None

604.51K

BLOCK INC

DFND

CL A

Shares907.93K

TypeSH

Market value$40.18M

1.29%

Sole

907.93K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares92.36K

TypeSH

Market value$39.48M

1.27%

Sole

0.00

Shared

0.00

None

92.36K

AMAZON COM INC

DFND

COM

Shares289.49K

TypeSH

Market value$36.62M

1.18%

Sole

160K

Shared

0.00

None

129.49K

ISHARES TR

DFND

MBS ETF

Shares326.29K

TypeSH

Market value$28.97M

0.93%

Sole

0.00

Shared

0.00

None

326.29K

NVIDIA CORPORATION

DFND

COM

Shares64.66K

TypeSH

Market value$28.11M

0.91%

Sole

3.39K

Shared

0.00

None

61.27K

SELECT SECTOR SPDR TR

DFND

SBI CONS STPLS

Shares388.92K

TypeSH

Market value$26.76M

0.86%

Sole

280K

Shared

0.00

None

108.92K

ISHARES TR

DFND

PFD AND INCM SEC

Shares795.74K

TypeSH

Market value$23.99M

0.77%

Sole

0.00

Shared

0.00

None

795.74K

ALPHABET INC

DFND

CAP STK CL C

Shares167.85K

TypeSH

Market value$22.13M

0.71%

Sole

100.00

Shared

0.00

None

167.75K

MICROSOFT CORP

DFND

COM

Shares67.77K

TypeSH

Market value$21.39M

0.69%

Sole

5.64K

Shared

0.00

None

62.13K

INVESCO EXCH TRADED FD TR II

DFND

TAXABLE MUN BD

Shares755.19K

TypeSH

Market value$19.10M

0.62%

Sole

0.00

Shared

0.00

None

755.19K

BROADCOM INC

DFND

COM

Shares22.48K

TypeSH

Market value$18.67M

0.60%

Sole

0.00

Shared

0.00

None

22.48K

META PLATFORMS INC

DFND

CL A

Shares60.66K

TypeSH

Market value$18.28M

0.59%

Sole

18.52K

Shared

0.00

None

42.13K

ISHARES TR

DFND

20 YR TR BD ETF

Shares189.74K

TypeSH

Market value$16.83M

0.54%

Sole

0.00

Shared

0.00

None

189.74K

ADVANCED MICRO DEVICES INC

DFND

COM

Shares163.06K

TypeSH

Market value$16.76M

0.54%

Sole

163.06K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ARES MANAGEMENT CORPORATIONDFND	CL A COM STK	13.36M	SH	$1.37B 44.27%	13.36M	0.00
ISHARES TRDFND	CORE US AGGBD ET	3.10M	SH	$291.82M 9.40%	2.54M	563.12K
ISHARES TRDFND	IBOXX INV CP ETF	2.04M	SH	$208.59M 6.72%	1.40M	643.82K
ISHARES TRDFND	ESG AWR MSCI USA	1.07M	SH	$100.20M 3.23%	1.07M	0.00
CME GROUP INCDFND	COM	471.85K	SH	$94.47M 3.04%	471.85K	0.00
ISHARES TRDFND	ISHARES SEMICDTR	135K	SH	$63.94M 2.06%	126.07K	8.93K
ISHARES TRDFND	7-10 YR TRSY BD	547.29K	SH	$50.13M 1.61%	0.00	547.29K
ISHARES TRDFND	ISHS 1-5YR INVS	981.74K	SH	$48.92M 1.58%	0.00	981.74K
SPDR GOLD TRDFND	GOLD SHS	270.69K	SH	$46.41M 1.49%	0.00	270.69K
SELECT SECTOR SPDR TRDFND	INDL	453K	SH	$45.93M 1.48%	453K	0.00
ISHARES TRDFND	IBOXX HI YD ETF	604.51K	SH	$44.56M 1.44%	0.00	604.51K
BLOCK INCDFND	CL A	907.93K	SH	$40.18M 1.29%	907.93K	0.00
SPDR S&P 500 ETF TRDFND	TR UNIT	92.36K	SH	$39.48M 1.27%	0.00	92.36K
AMAZON COM INCDFND	COM	289.49K	SH	$36.62M 1.18%	160K	129.49K
ISHARES TRDFND	MBS ETF	326.29K	SH	$28.97M 0.93%	0.00	326.29K
NVIDIA CORPORATIONDFND	COM	64.66K	SH	$28.11M 0.91%	3.39K	61.27K
SELECT SECTOR SPDR TRDFND	SBI CONS STPLS	388.92K	SH	$26.76M 0.86%	280K	108.92K
ISHARES TRDFND	PFD AND INCM SEC	795.74K	SH	$23.99M 0.77%	0.00	795.74K
ALPHABET INCDFND	CAP STK CL C	167.85K	SH	$22.13M 0.71%	100.00	167.75K
MICROSOFT CORPDFND	COM	67.77K	SH	$21.39M 0.69%	5.64K	62.13K
INVESCO EXCH TRADED FD TR IIDFND	TAXABLE MUN BD	755.19K	SH	$19.10M 0.62%	0.00	755.19K
BROADCOM INCDFND	COM	22.48K	SH	$18.67M 0.60%	0.00	22.48K
META PLATFORMS INCDFND	CL A	60.66K	SH	$18.28M 0.59%	18.52K	42.13K
ISHARES TRDFND	20 YR TR BD ETF	189.74K	SH	$16.83M 0.54%	0.00	189.74K
ADVANCED MICRO DEVICES INCDFND	COM	163.06K	SH	$16.76M 0.54%	163.06K	0.00

Page 1 of 7

…