SUMITOMO MITSUI FINANCIAL GROUP, INC.

Filed: 8/9/2023ACC: 0000950123-23-006963

📋 What this filing means

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 174 equity positions with a total reported market value of $3.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

174

Positions

$3.14B

Total AUM (reported)

32.34M

Total Shares

Allocation by class

CL A COM STK$1.29B41.0%

COM$438.15M13.9%

CORE US AGGBD ET$299.34M9.5%

IBOXX INV CP ETF$219.65M7.0%

CL A$112.90M3.6%

EXPANDED TECH$104.43M3.3%

TECHNOLOGY$104.40M3.3%

Portfolio Concentration

Top 3$1.81B57.5%

4–10$515.94M16.4%

11–25$417.07M13.3%

Rest$404.56M12.9%

Top 3 weight

57.5%

Top 10 weight

73.9%

Voting Authority Distribution

Total shares with voting rights: 32.34M

Sole

Full voting authority

22.49M

% of voting shares69.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

9.86M

% of voting shares30.5%

Investment Discretion (by position count)

Sole0

Shared0

Other174

Dominant voting typeSole · 69.5% of voting shares

Institutional Holdings174

Rows:

ARES MANAGEMENT CORPORATION

DFND

CL A COM STK

Shares13.36M

TypeSH

Market value$1.29B

40.95%

Sole

13.36M

Shared

0.00

None

0.00

ISHARES TR

DFND

CORE US AGGBD ET

Shares3.06M

TypeSH

Market value$299.34M

9.52%

Sole

2.54M

Shared

0.00

None

516.01K

ISHARES TR

DFND

IBOXX INV CP ETF

Shares2.03M

TypeSH

Market value$219.65M

6.99%

Sole

1.40M

Shared

0.00

None

630.39K

ISHARES TR

DFND

EXPANDED TECH

Shares301.89K

TypeSH

Market value$104.43M

3.32%

Sole

293K

Shared

0.00

None

8.89K

SELECT SECTOR SPDR TR

DFND

TECHNOLOGY

Shares600.50K

TypeSH

Market value$104.40M

3.32%

Sole

600.50K

Shared

0.00

None

0.00

CME GROUP INC

DFND

COM

Shares471.85K

TypeSH

Market value$87.43M

2.78%

Sole

471.85K

Shared

0.00

None

0.00

UNITED STS OIL FD LP

DFND

UNITS

Shares967.40K

TypeSH

Market value$61.48M

1.96%

Sole

967.40K

Shared

0.00

None

0.00

BLOCK INC

DFND

CL A

Shares907.93K

TypeSH

Market value$60.44M

1.92%

Sole

907.93K

Shared

0.00

None

0.00

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares978.22K

TypeSH

Market value$49.08M

1.56%

Sole

0.00

Shared

0.00

None

978.22K

ISHARES TR

DFND

7-10 YR TRSY BD

Shares503.98K

TypeSH

Market value$48.68M

1.55%

Sole

0.00

Shared

0.00

None

503.98K

SPDR GOLD TR

DFND

GOLD SHS

Shares260.27K

TypeSH

Market value$46.40M

1.48%

Sole

0.00

Shared

0.00

None

260.27K

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares98.33K

TypeSH

Market value$43.59M

1.39%

Sole

0.00

Shared

0.00

None

98.33K

ISHARES TR

DFND

IBOXX HI YD ETF

Shares560.20K

TypeSH

Market value$42.05M

1.34%

Sole

0.00

Shared

0.00

None

560.20K

AMAZON COM INC

DFND

COM

Shares266.60K

TypeSH

Market value$34.39M

1.09%

Sole

146.52K

Shared

0.00

None

120.07K

ISHARES TR

DFND

MBS ETF

Shares328.57K

TypeSH

Market value$30.64M

0.97%

Sole

0.00

Shared

0.00

None

328.57K

META PLATFORMS INC

DFND

CL A

Shares101.24K

TypeSH

Market value$28.73M

0.91%

Sole

59.69K

Shared

0.00

None

41.55K

NVIDIA CORPORATION

DFND

COM

Shares65.48K

TypeSH

Market value$27.65M

0.88%

Sole

3.61K

Shared

0.00

None

61.87K

ISHARES TR

DFND

PFD AND INCM SEC

Shares891.18K

TypeSH

Market value$27.56M

0.88%

Sole

0.00

Shared

0.00

None

891.18K

MICROSOFT CORP

DFND

COM

Shares63.85K

TypeSH

Market value$21.72M

0.69%

Sole

4.87K

Shared

0.00

None

58.98K

ISHARES TR

DFND

US HOME CONS ETF

Shares241K

TypeSH

Market value$20.59M

0.65%

Sole

241K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

DFND

TAXABLE MUN BD

Shares748.17K

TypeSH

Market value$19.86M

0.63%

Sole

0.00

Shared

0.00

None

748.17K

BROADCOM INC

DFND

COM

Shares22.54K

TypeSH

Market value$19.56M

0.62%

Sole

0.00

Shared

0.00

None

22.54K

ALPHABET INC

DFND

CAP STK CL C

Shares155.57K

TypeSH

Market value$18.82M

0.60%

Sole

0.00

Shared

0.00

None

155.57K

ISHARES TR

DFND

20 YR TR BD ETF

Shares177.75K

TypeSH

Market value$18.29M

0.58%

Sole

9.44K

Shared

0.00

None

168.31K

APPLE INC

DFND

COM

Shares88.81K

TypeSH

Market value$17.22M

0.55%

Sole

615.00

Shared

0.00

None

88.19K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ARES MANAGEMENT CORPORATIONDFND	CL A COM STK	13.36M	SH	$1.29B 40.95%	13.36M	0.00
ISHARES TRDFND	CORE US AGGBD ET	3.06M	SH	$299.34M 9.52%	2.54M	516.01K
ISHARES TRDFND	IBOXX INV CP ETF	2.03M	SH	$219.65M 6.99%	1.40M	630.39K
ISHARES TRDFND	EXPANDED TECH	301.89K	SH	$104.43M 3.32%	293K	8.89K
SELECT SECTOR SPDR TRDFND	TECHNOLOGY	600.50K	SH	$104.40M 3.32%	600.50K	0.00
CME GROUP INCDFND	COM	471.85K	SH	$87.43M 2.78%	471.85K	0.00
UNITED STS OIL FD LPDFND	UNITS	967.40K	SH	$61.48M 1.96%	967.40K	0.00
BLOCK INCDFND	CL A	907.93K	SH	$60.44M 1.92%	907.93K	0.00
ISHARES TRDFND	ISHS 1-5YR INVS	978.22K	SH	$49.08M 1.56%	0.00	978.22K
ISHARES TRDFND	7-10 YR TRSY BD	503.98K	SH	$48.68M 1.55%	0.00	503.98K
SPDR GOLD TRDFND	GOLD SHS	260.27K	SH	$46.40M 1.48%	0.00	260.27K
SPDR S&P 500 ETF TRDFND	TR UNIT	98.33K	SH	$43.59M 1.39%	0.00	98.33K
ISHARES TRDFND	IBOXX HI YD ETF	560.20K	SH	$42.05M 1.34%	0.00	560.20K
AMAZON COM INCDFND	COM	266.60K	SH	$34.39M 1.09%	146.52K	120.07K
ISHARES TRDFND	MBS ETF	328.57K	SH	$30.64M 0.97%	0.00	328.57K
META PLATFORMS INCDFND	CL A	101.24K	SH	$28.73M 0.91%	59.69K	41.55K
NVIDIA CORPORATIONDFND	COM	65.48K	SH	$27.65M 0.88%	3.61K	61.87K
ISHARES TRDFND	PFD AND INCM SEC	891.18K	SH	$27.56M 0.88%	0.00	891.18K
MICROSOFT CORPDFND	COM	63.85K	SH	$21.72M 0.69%	4.87K	58.98K
ISHARES TRDFND	US HOME CONS ETF	241K	SH	$20.59M 0.65%	241K	0.00
INVESCO EXCH TRADED FD TR IIDFND	TAXABLE MUN BD	748.17K	SH	$19.86M 0.63%	0.00	748.17K
BROADCOM INCDFND	COM	22.54K	SH	$19.56M 0.62%	0.00	22.54K
ALPHABET INCDFND	CAP STK CL C	155.57K	SH	$18.82M 0.60%	0.00	155.57K
ISHARES TRDFND	20 YR TR BD ETF	177.75K	SH	$18.29M 0.58%	9.44K	168.31K
APPLE INCDFND	COM	88.81K	SH	$17.22M 0.55%	615.00	88.19K

Page 1 of 7

…