SUMITOMO MITSUI FINANCIAL GROUP, INC.

Filed: 5/11/2023ACC: 0000950123-23-004382

📋 What this filing means

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 165 equity positions with a total reported market value of $3.19B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

165

Positions

$3.19B

Total AUM (reported)

44.39M

Total Shares

Allocation by class

CL A COM STK$1.12B34.9%

COM$763.33M23.9%

IBOXX INV CP ETF$389.95M12.2%

CL A$131.61M4.1%

ESG AWR MSCI USA$88.10M2.8%

TECHNOLOGY$65.54M2.1%

UNITS$64.27M2.0%

Portfolio Concentration

Top 3$1.84B57.6%

4–10$467.78M14.7%

11–25$461.95M14.5%

Rest$423.79M13.3%

Top 3 weight

57.6%

Top 10 weight

72.3%

Voting Authority Distribution

Total shares with voting rights: 44.39M

Sole

Full voting authority

34.79M

% of voting shares78.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

9.60M

% of voting shares21.6%

Investment Discretion (by position count)

Sole0

Shared0

Other165

Dominant voting typeSole · 78.4% of voting shares

Institutional Holdings165

Rows:

ARES MANAGEMENT CORPORATION

DFND

CL A COM STK

Shares13.36M

TypeSH

Market value$1.12B

34.94%

Sole

13.36M

Shared

0.00

None

0.00

ISHARES TR

DFND

IBOXX INV CP ETF

Shares3.56M

TypeSH

Market value$389.95M

12.22%

Sole

2.95M

Shared

0.00

None

611.66K

JEFFERIES FINL GROUP INC

DFND

COM

Shares10.50M

TypeSH

Market value$333.27M

10.44%

Sole

10.50M

Shared

0.00

None

0.00

CME GROUP INC

DFND

COM

Shares471.85K

TypeSH

Market value$90.37M

2.83%

Sole

471.85K

Shared

0.00

None

0.00

ISHARES TR

DFND

ESG AWR MSCI USA

Shares974.04K

TypeSH

Market value$88.10M

2.76%

Sole

974.04K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

DFND

TECHNOLOGY

Shares434K

TypeSH

Market value$65.54M

2.05%

Sole

434K

Shared

0.00

None

0.00

UNITED STS OIL FD LP

DFND

UNITS

Shares967.40K

TypeSH

Market value$64.27M

2.01%

Sole

967.40K

Shared

0.00

None

0.00

BLOCK INC

DFND

CL A

Shares907.93K

TypeSH

Market value$62.33M

1.95%

Sole

907.93K

Shared

0.00

None

0.00

ISHARES TR

DFND

CORE US AGGBD ET

Shares498.86K

TypeSH

Market value$49.71M

1.56%

Sole

0.00

Shared

0.00

None

498.86K

ISHARES TR

DFND

ISHS 1-5YR INVS

Shares939.04K

TypeSH

Market value$47.46M

1.49%

Sole

0.00

Shared

0.00

None

939.04K

AMAZON COM INC

DFND

COM

Shares452.69K

TypeSH

Market value$46.33M

1.45%

Sole

335.08K

Shared

0.00

None

117.61K

SPDR GOLD TR

DFND

GOLD SHS

Shares246.03K

TypeSH

Market value$45.08M

1.41%

Sole

0.00

Shared

0.00

None

246.03K

ISHARES TR

DFND

7-10 YR TRSY BD

Shares443.29K

TypeSH

Market value$43.94M

1.38%

Sole

0.00

Shared

0.00

None

443.29K

ISHARES TR

DFND

IBOXX HI YD ETF

Shares554.17K

TypeSH

Market value$41.87M

1.31%

Sole

0.00

Shared

0.00

None

554.17K

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares100.96K

TypeSH

Market value$41.33M

1.29%

Sole

0.00

Shared

0.00

None

100.96K

META PLATFORMS INC

DFND

CL A

Shares169.83K

TypeSH

Market value$35.49M

1.11%

Sole

123.76K

Shared

0.00

None

46.07K

ISHARES TR

DFND

MBS ETF

Shares324.95K

TypeSH

Market value$30.78M

0.96%

Sole

0.00

Shared

0.00

None

324.95K

ISHARES TR

DFND

PFD AND INCM SEC

Shares931.42K

TypeSH

Market value$29.08M

0.91%

Sole

0.00

Shared

0.00

None

931.42K

SELECT SECTOR SPDR TR

DFND

SBI CONS STPLS

Shares376.33K

TypeSH

Market value$28.12M

0.88%

Sole

270K

Shared

0.00

None

106.33K

VITESSE ENERGY INC

DFND

COM

Shares1.24M

TypeSH

Market value$23.52M

0.74%

Sole

1.24M

Shared

0.00

None

0.00

NVIDIA CORPORATION

DFND

COM

Shares76.39K

TypeSH

Market value$21.21M

0.66%

Sole

2.49K

Shared

0.00

None

73.89K

SELECT SECTOR SPDR TR

DFND

SBI HEALTHCARE

Shares155K

TypeSH

Market value$20.07M

0.63%

Sole

155K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

DFND

TAXABLE MUN BD

Shares746.29K

TypeSH

Market value$20.06M

0.63%

Sole

0.00

Shared

0.00

None

746.29K

MICROSOFT CORP

DFND

COM

Shares65.63K

TypeSH

Market value$18.91M

0.59%

Sole

2.13K

Shared

0.00

None

63.50K

ALPHABET INC

DFND

CAP STK CL C

Shares155.62K

TypeSH

Market value$16.18M

0.51%

Sole

160.00

Shared

0.00

None

155.46K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ARES MANAGEMENT CORPORATIONDFND	CL A COM STK	13.36M	SH	$1.12B 34.94%	13.36M	0.00
ISHARES TRDFND	IBOXX INV CP ETF	3.56M	SH	$389.95M 12.22%	2.95M	611.66K
JEFFERIES FINL GROUP INCDFND	COM	10.50M	SH	$333.27M 10.44%	10.50M	0.00
CME GROUP INCDFND	COM	471.85K	SH	$90.37M 2.83%	471.85K	0.00
ISHARES TRDFND	ESG AWR MSCI USA	974.04K	SH	$88.10M 2.76%	974.04K	0.00
SELECT SECTOR SPDR TRDFND	TECHNOLOGY	434K	SH	$65.54M 2.05%	434K	0.00
UNITED STS OIL FD LPDFND	UNITS	967.40K	SH	$64.27M 2.01%	967.40K	0.00
BLOCK INCDFND	CL A	907.93K	SH	$62.33M 1.95%	907.93K	0.00
ISHARES TRDFND	CORE US AGGBD ET	498.86K	SH	$49.71M 1.56%	0.00	498.86K
ISHARES TRDFND	ISHS 1-5YR INVS	939.04K	SH	$47.46M 1.49%	0.00	939.04K
AMAZON COM INCDFND	COM	452.69K	SH	$46.33M 1.45%	335.08K	117.61K
SPDR GOLD TRDFND	GOLD SHS	246.03K	SH	$45.08M 1.41%	0.00	246.03K
ISHARES TRDFND	7-10 YR TRSY BD	443.29K	SH	$43.94M 1.38%	0.00	443.29K
ISHARES TRDFND	IBOXX HI YD ETF	554.17K	SH	$41.87M 1.31%	0.00	554.17K
SPDR S&P 500 ETF TRDFND	TR UNIT	100.96K	SH	$41.33M 1.29%	0.00	100.96K
META PLATFORMS INCDFND	CL A	169.83K	SH	$35.49M 1.11%	123.76K	46.07K
ISHARES TRDFND	MBS ETF	324.95K	SH	$30.78M 0.96%	0.00	324.95K
ISHARES TRDFND	PFD AND INCM SEC	931.42K	SH	$29.08M 0.91%	0.00	931.42K
SELECT SECTOR SPDR TRDFND	SBI CONS STPLS	376.33K	SH	$28.12M 0.88%	270K	106.33K
VITESSE ENERGY INCDFND	COM	1.24M	SH	$23.52M 0.74%	1.24M	0.00
NVIDIA CORPORATIONDFND	COM	76.39K	SH	$21.21M 0.66%	2.49K	73.89K
SELECT SECTOR SPDR TRDFND	SBI HEALTHCARE	155K	SH	$20.07M 0.63%	155K	0.00
INVESCO EXCH TRADED FD TR IIDFND	TAXABLE MUN BD	746.29K	SH	$20.06M 0.63%	0.00	746.29K
MICROSOFT CORPDFND	COM	65.63K	SH	$18.91M 0.59%	2.13K	63.50K
ALPHABET INCDFND	CAP STK CL C	155.62K	SH	$16.18M 0.51%	160.00	155.46K

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