SUMITOMO MITSUI FINANCIAL GROUP, INC.

Filed: 2/10/2023ACC: 0000950123-23-001349

📋 What this filing means

SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 170 equity positions with a total reported market value of $2.64B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

170

Positions

$2.64B

Total AUM (reported)

42.61M

Total Shares

Allocation by class

CL A COM STK$914.68M34.6%

COM$729.70M27.6%

CL A$111.14M4.2%

IBOXX INV CP ETF$64.34M2.4%

UNITS$59.41M2.2%

SBI HEALTHCARE$50.94M1.9%

CORE US AGGBD ET$48.13M1.8%

Portfolio Concentration

Top 3$1.35B51.2%

4–10$373.75M14.1%

11–25$457.66M17.3%

Rest$458.45M17.3%

Top 3 weight

51.2%

Top 10 weight

65.3%

Voting Authority Distribution

Total shares with voting rights: 42.61M

Sole

Full voting authority

33.01M

% of voting shares77.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

9.60M

% of voting shares22.5%

Investment Discretion (by position count)

Sole170

Shared0

Other0

Dominant voting typeSole · 77.5% of voting shares

Institutional Holdings170

Rows:

ARES MANAGEMENT CORPORATION

SOLE

CL A COM STK

Shares13.36M

TypeSH

Market value$914.68M

34.60%

Sole

13.36M

Shared

0.00

None

0.00

JEFFERIES FINL GROUP INC

SOLE

COM

Shares10.50M

TypeSH

Market value$359.94M

13.61%

Sole

10.50M

Shared

0.00

None

0.00

CME GROUP INC

SOLE

COM

Shares471.85K

TypeSH

Market value$79.35M

3.00%

Sole

471.85K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares610.30K

TypeSH

Market value$64.34M

2.43%

Sole

0.00

Shared

0.00

None

610.30K

UNITED STS OIL FD LP

SOLE

UNITS

Shares847.40K

TypeSH

Market value$59.41M

2.25%

Sole

847.40K

Shared

0.00

None

0.00

BLOCK INC

SOLE

CL A

Shares907.93K

TypeSH

Market value$57.05M

2.16%

Sole

907.93K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares375K

TypeSH

Market value$50.94M

1.93%

Sole

375K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares496.24K

TypeSH

Market value$48.13M

1.82%

Sole

0.00

Shared

0.00

None

496.24K

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares960K

TypeSH

Market value$47.83M

1.81%

Sole

0.00

Shared

0.00

None

960K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares370K

TypeSH

Market value$46.04M

1.74%

Sole

370K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares137.27K

TypeSH

Market value$43.85M

1.66%

Sole

113.66K

Shared

0.00

None

23.61K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares589.71K

TypeSH

Market value$43.42M

1.64%

Sole

0.00

Shared

0.00

None

589.71K

ISHARES TR

SOLE

7-10 YR TRSY BD

Shares433.49K

TypeSH

Market value$41.52M

1.57%

Sole

0.00

Shared

0.00

None

433.49K

SPDR GOLD TR

SOLE

GOLD SHS

Shares243.44K

TypeSH

Market value$41.30M

1.56%

Sole

0.00

Shared

0.00

None

243.44K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares103.47K

TypeSH

Market value$39.57M

1.50%

Sole

0.00

Shared

0.00

None

103.47K

ISHARES TR

SOLE

PFD AND INCM SEC

Shares1.04M

TypeSH

Market value$31.66M

1.20%

Sole

0.00

Shared

0.00

None

1.04M

SELECT SECTOR SPDR TR

SOLE

SBI INT-INDS

Shares300K

TypeSH

Market value$29.46M

1.11%

Sole

300K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MBS ETF

Shares315.80K

TypeSH

Market value$29.29M

1.11%

Sole

0.00

Shared

0.00

None

315.80K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares830.86K

TypeSH

Market value$28.42M

1.07%

Sole

830K

Shared

0.00

None

859.00

SELECT SECTOR SPDR TR

SOLE

SBI MATERIALS

Shares349.27K

TypeSH

Market value$27.13M

1.03%

Sole

348K

Shared

0.00

None

1.27K

META PLATFORMS INC

SOLE

CL A

Shares201.15K

TypeSH

Market value$24.19M

0.92%

Sole

157.12K

Shared

0.00

None

44.03K

AMAZON COM INC

SOLE

COM

Shares277.22K

TypeSH

Market value$23.32M

0.88%

Sole

167.85K

Shared

0.00

None

109.37K

INVESCO EXCH TRADED FD TR II

SOLE

TAXABLE MUN BD

Shares754.92K

TypeSH

Market value$19.41M

0.73%

Sole

0.00

Shared

0.00

None

754.92K

ISHARES TR

SOLE

ISHARES SEMICDTR

Shares54.45K

TypeSH

Market value$18.95M

0.72%

Sole

44K

Shared

0.00

None

10.45K

MICROSOFT CORP

SOLE

COM

Shares67.45K

TypeSH

Market value$16.18M

0.61%

Sole

2.88K

Shared

0.00

None

64.58K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ARES MANAGEMENT CORPORATIONSOLE	CL A COM STK	13.36M	SH	$914.68M 34.60%	13.36M	0.00
JEFFERIES FINL GROUP INCSOLE	COM	10.50M	SH	$359.94M 13.61%	10.50M	0.00
CME GROUP INCSOLE	COM	471.85K	SH	$79.35M 3.00%	471.85K	0.00
ISHARES TRSOLE	IBOXX INV CP ETF	610.30K	SH	$64.34M 2.43%	0.00	610.30K
UNITED STS OIL FD LPSOLE	UNITS	847.40K	SH	$59.41M 2.25%	847.40K	0.00
BLOCK INCSOLE	CL A	907.93K	SH	$57.05M 2.16%	907.93K	0.00
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	375K	SH	$50.94M 1.93%	375K	0.00
ISHARES TRSOLE	CORE US AGGBD ET	496.24K	SH	$48.13M 1.82%	0.00	496.24K
ISHARES TRSOLE	ISHS 1-5YR INVS	960K	SH	$47.83M 1.81%	0.00	960K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	370K	SH	$46.04M 1.74%	370K	0.00
VANGUARD WORLD FDSSOLE	INF TECH ETF	137.27K	SH	$43.85M 1.66%	113.66K	23.61K
ISHARES TRSOLE	IBOXX HI YD ETF	589.71K	SH	$43.42M 1.64%	0.00	589.71K
ISHARES TRSOLE	7-10 YR TRSY BD	433.49K	SH	$41.52M 1.57%	0.00	433.49K
SPDR GOLD TRSOLE	GOLD SHS	243.44K	SH	$41.30M 1.56%	0.00	243.44K
SPDR S&P 500 ETF TRSOLE	TR UNIT	103.47K	SH	$39.57M 1.50%	0.00	103.47K
ISHARES TRSOLE	PFD AND INCM SEC	1.04M	SH	$31.66M 1.20%	0.00	1.04M
SELECT SECTOR SPDR TRSOLE	SBI INT-INDS	300K	SH	$29.46M 1.11%	300K	0.00
ISHARES TRSOLE	MBS ETF	315.80K	SH	$29.29M 1.11%	0.00	315.80K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	830.86K	SH	$28.42M 1.07%	830K	859.00
SELECT SECTOR SPDR TRSOLE	SBI MATERIALS	349.27K	SH	$27.13M 1.03%	348K	1.27K
META PLATFORMS INCSOLE	CL A	201.15K	SH	$24.19M 0.92%	157.12K	44.03K
AMAZON COM INCSOLE	COM	277.22K	SH	$23.32M 0.88%	167.85K	109.37K
INVESCO EXCH TRADED FD TR IISOLE	TAXABLE MUN BD	754.92K	SH	$19.41M 0.73%	0.00	754.92K
ISHARES TRSOLE	ISHARES SEMICDTR	54.45K	SH	$18.95M 0.72%	44K	10.45K
MICROSOFT CORPSOLE	COM	67.45K	SH	$16.18M 0.61%	2.88K	64.58K

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