Filed: 11/8/2022ACC: 0000950123-22-011042
📋 What this filing means
SUMITOMO MITSUI FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 189 equity positions with a total reported market value of $2.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
189
Positions
$2.38M
Total AUM (reported)
47.30M
Total Shares
Allocation by class
CL A COM STK$827.9K34.8%
COM$646.8K27.2%
CL A$84.2K3.5%
IBOXX INV CP ETF$64.8K2.7%
ISHS 1-5YR INVS$55.0K2.3%
SBI HEALTHCARE$46.6K2.0%
IBOXX HI YD ETF$45.8K1.9%
Portfolio Concentration
Top 3$1.22M51.4%
4–10$347.5K14.6%
11–25$350.1K14.7%
Rest$458.3K19.3%
Top 3 weight
51.4%
Top 10 weight
66.0%
Voting Authority Distribution
Total shares with voting rights: 47.30M
Sole
Full voting authority
37.35M
shares
% of voting shares79.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.95M
shares
% of voting shares21.0%
Investment Discretion (by position count)
Sole189
Shared0
Other0
Dominant voting typeSole · 79.0% of voting shares
Institutional Holdings189
Rows:
ARES MANAGEMENT CORPORATION
SOLEShares13.36M
TypeSH
Market value$827.9K
34.83%
Sole
13.36M
Shared
0.00
None
0.00
JEFFERIES FINL GROUP INC
SOLEShares10.50M
TypeSH
Market value$309.8K
13.03%
Sole
10.50M
Shared
0.00
None
0.00
CME GROUP INC
SOLEShares471.85K
TypeSH
Market value$83.6K
3.52%
Sole
471.85K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares632.73K
TypeSH
Market value$64.8K
2.73%
Sole
0.00
Shared
0.00
None
632.73K
ISHARES TR
SOLEShares1.12M
TypeSH
Market value$55.0K
2.32%
Sole
0.00
Shared
0.00
None
1.12M
BLOCK INC
SOLEShares907.93K
TypeSH
Market value$49.9K
2.10%
Sole
907.93K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares385K
TypeSH
Market value$46.6K
1.96%
Sole
385K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares642.24K
TypeSH
Market value$45.8K
1.93%
Sole
0.00
Shared
0.00
None
642.24K
ISHARES TR
SOLEShares456.35K
TypeSH
Market value$44.0K
1.85%
Sole
0.00
Shared
0.00
None
456.35K
UNITED STS OIL FD LP
SOLEShares632.40K
TypeSH
Market value$41.3K
1.74%
Sole
632.40K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares242.95K
TypeSH
Market value$37.6K
1.58%
Sole
0.00
Shared
0.00
None
242.95K
ISHARES TR
SOLEShares1.17M
TypeSH
Market value$37.2K
1.56%
Sole
0.00
Shared
0.00
None
1.17M
ISHARES TR
SOLEShares382.34K
TypeSH
Market value$36.7K
1.54%
Sole
0.00
Shared
0.00
None
382.34K
SPDR S&P 500 ETF TR
SOLEShares97.98K
TypeSH
Market value$35.0K
1.47%
Sole
0.00
Shared
0.00
None
97.98K
ISHARES TR
SOLEShares318.80K
TypeSH
Market value$29.2K
1.23%
Sole
0.00
Shared
0.00
None
318.80K
VANGUARD WORLD FDS
SOLEShares77.44K
TypeSH
Market value$23.8K
1.00%
Sole
49.66K
Shared
0.00
None
27.78K
INVESCO EXCH TRADED FD TR II
SOLEShares770.78K
TypeSH
Market value$19.8K
0.83%
Sole
0.00
Shared
0.00
None
770.78K
INVESCO DB MULTI-SECTOR COMM
SOLEShares953.62K
TypeSH
Market value$19.1K
0.80%
Sole
953.62K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares55.46K
TypeSH
Market value$17.7K
0.74%
Sole
44K
Shared
0.00
None
11.46K
SELECT SECTOR SPDR TR
SOLEShares258.57K
TypeSH
Market value$17.6K
0.74%
Sole
258K
Shared
0.00
None
570.00
MICROSOFT CORP
SOLEShares71.14K
TypeSH
Market value$16.6K
0.70%
Sole
2.51K
Shared
0.00
None
160.37K
AMAZON COM INC
SOLEShares138.11K
TypeSH
Market value$15.7K
0.66%
Sole
31.01K
Shared
0.00
None
20.48K
ALPHABET INC
SOLEShares161.11K
TypeSH
Market value$15.5K
0.65%
Sole
740.00
Shared
0.00
None
102.77K
APPLE INC
SOLEShares106.84K
TypeSH
Market value$14.8K
0.62%
Sole
4.08K
Shared
0.00
None
107.10K
UNITEDHEALTH GROUP INC
SOLEShares27.66K
TypeSH
Market value$14.0K
0.59%
Sole
0.00
Shared
0.00
None
27.66K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ARES MANAGEMENT CORPORATIONSOLE | CL A COM STK | 13.36M | SH | $827.9K 34.83% | 13.36M | 0.00 | 0.00 |
JEFFERIES FINL GROUP INCSOLE | COM | 10.50M | SH | $309.8K 13.03% | 10.50M | 0.00 | 0.00 |
CME GROUP INCSOLE | COM | 471.85K | SH | $83.6K 3.52% | 471.85K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 632.73K | SH | $64.8K 2.73% | 0.00 | 0.00 | 632.73K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 1.12M | SH | $55.0K 2.32% | 0.00 | 0.00 | 1.12M |
BLOCK INCSOLE | CL A | 907.93K | SH | $49.9K 2.10% | 907.93K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 385K | SH | $46.6K 1.96% | 385K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 642.24K | SH | $45.8K 1.93% | 0.00 | 0.00 | 642.24K |
ISHARES TRSOLE | CORE US AGGBD ET | 456.35K | SH | $44.0K 1.85% | 0.00 | 0.00 | 456.35K |
UNITED STS OIL FD LPSOLE | UNITS | 632.40K | SH | $41.3K 1.74% | 632.40K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 242.95K | SH | $37.6K 1.58% | 0.00 | 0.00 | 242.95K |
ISHARES TRSOLE | PFD AND INCM SEC | 1.17M | SH | $37.2K 1.56% | 0.00 | 0.00 | 1.17M |
ISHARES TRSOLE | 7-10 YR TRSY BD | 382.34K | SH | $36.7K 1.54% | 0.00 | 0.00 | 382.34K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 97.98K | SH | $35.0K 1.47% | 0.00 | 0.00 | 97.98K |
ISHARES TRSOLE | MBS ETF | 318.80K | SH | $29.2K 1.23% | 0.00 | 0.00 | 318.80K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 77.44K | SH | $23.8K 1.00% | 49.66K | 0.00 | 27.78K |
INVESCO EXCH TRADED FD TR IISOLE | TAXABLE MUN BD | 770.78K | SH | $19.8K 0.83% | 0.00 | 0.00 | 770.78K |
INVESCO DB MULTI-SECTOR COMMSOLE | AGRICULTURE FD | 953.62K | SH | $19.1K 0.80% | 953.62K | 0.00 | 0.00 |
ISHARES TRSOLE | ISHARES SEMICDTR | 55.46K | SH | $17.7K 0.74% | 44K | 0.00 | 11.46K |
SELECT SECTOR SPDR TRSOLE | SBI MATERIALS | 258.57K | SH | $17.6K 0.74% | 258K | 0.00 | 570.00 |
MICROSOFT CORPSOLE | COM | 71.14K | SH | $16.6K 0.70% | 2.51K | 0.00 | 160.37K |
AMAZON COM INCSOLE | COM | 138.11K | SH | $15.7K 0.66% | 31.01K | 0.00 | 20.48K |
ALPHABET INCSOLE | CAP STK CL C | 161.11K | SH | $15.5K 0.65% | 740.00 | 0.00 | 102.77K |
APPLE INCSOLE | COM | 106.84K | SH | $14.8K 0.62% | 4.08K | 0.00 | 107.10K |
UNITEDHEALTH GROUP INCSOLE | COM | 27.66K | SH | $14.0K 0.59% | 0.00 | 0.00 | 27.66K |
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