STRATOS INVESTMENT MANAGEMENT, LLC

PrivateCIK: 1707206
Location

BEACHWOOD, OH

371
Positions
$2.49B
Total AUM (reported)
40.67M
Total Shares

Allocation by class

TOTAL AUM$2.49B371 positions
COM$505.24M20.3%
US CORE EQUITY 2$162.51M6.5%
CORE S&P TTL STK$146.62M5.9%
STATE STREET SPD$97.60M3.9%
SMITH CORE PLUS$88.26M3.5%
CORE FIXED INCOM$84.37M3.4%
US QTLY DIV GRT$82.62M3.3%

Portfolio Concentration

Top 315.9%4–1019.0%11–2522.4%Rest42.7%TOP 1035.0%0%100%
Top 3$397.39M15.9%
4–10$474.90M19.0%
11–25$557.40M22.4%
Rest$1.06B42.7%

Top 3 weight

15.9%

Top 10 weight

35.0%

Voting Authority Distribution

Total shares with voting rights: 40.67M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

40.67M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole371
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings371
Rows:

DIMENSIONAL ETF TRUST

SOLE
US CORE EQUITY 2
Shares4.18M
TypeSH
Market value$162.51M
6.52%
Sole
0.00
Shared
0.00
None
4.18M

ISHARES TR

SOLE
CORE S&P TTL STK
Shares1.03M
TypeSH
Market value$146.62M
5.88%
Sole
0.00
Shared
0.00
None
1.03M

ALPS ETF TR

SOLE
SMITH CORE PLUS
Shares3.43M
TypeSH
Market value$88.26M
3.54%
Sole
0.00
Shared
0.00
None
3.43M

DIMENSIONAL ETF TRUST

SOLE
CORE FIXED INCOM
Shares2M
TypeSH
Market value$84.37M
3.38%
Sole
0.00
Shared
0.00
None
2M

WISDOMTREE TR

SOLE
US QTLY DIV GRT
Shares940.63K
TypeSH
Market value$82.62M
3.31%
Sole
0.00
Shared
0.00
None
940.63K

COLUMBIA ETF TR I

SOLE
RESH ENHNC COR
Shares2.10M
TypeSH
Market value$81.95M
3.29%
Sole
0.00
Shared
0.00
None
2.10M

BLACKROCK ETF TRUST

SOLE
ISHARES US EQUIT
Shares1.09M
TypeSH
Market value$63.18M
2.53%
Sole
0.00
Shared
0.00
None
1.09M

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares2.27M
TypeSH
Market value$58.15M
2.33%
Sole
0.00
Shared
0.00
None
2.27M

ISHARES TR

SOLE
INVESTMENT GRADE
Shares1.18M
TypeSH
Market value$53.14M
2.13%
Sole
0.00
Shared
0.00
None
1.18M

PIMCO EQUITY SER

SOLE
RAFI DYN MULTI
Shares1.29M
TypeSH
Market value$51.48M
2.06%
Sole
0.00
Shared
0.00
None
1.29M

ISHARES TR

SOLE
CORE S&P500 ETF
Shares77.24K
TypeSH
Market value$50.46M
2.02%
Sole
0.00
Shared
0.00
None
77.24K

ISHARES TR

SOLE
CORE INTL AGGR
Shares993.35K
TypeSH
Market value$49.71M
1.99%
Sole
0.00
Shared
0.00
None
993.35K

PIMCO ETF TR

SOLE
MULTISECTOR BD
Shares1.88M
TypeSH
Market value$49.24M
1.97%
Sole
0.00
Shared
0.00
None
1.88M

DIMENSIONAL ETF TRUST

SOLE
US CORE EQUITY 1
Shares640.94K
TypeSH
Market value$46.20M
1.85%
Sole
0.00
Shared
0.00
None
640.94K

NVIDIA CORPORATION

SOLE
COM
Shares236.67K
TypeSH
Market value$41.28M
1.66%
Sole
0.00
Shared
0.00
None
236.67K

ISHARES TR

SOLE
IBOXX INV CP ETF
Shares340.11K
TypeSH
Market value$37.07M
1.49%
Sole
0.00
Shared
0.00
None
340.11K

MICROSOFT CORP

SOLE
COM
Shares96.29K
TypeSH
Market value$35.64M
1.43%
Sole
0.00
Shared
0.00
None
96.29K

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares81.05K
TypeSH
Market value$35.40M
1.42%
Sole
0.00
Shared
0.00
None
81.05K

APPLE INC

SOLE
COM
Shares129.41K
TypeSH
Market value$32.84M
1.32%
Sole
0.00
Shared
0.00
None
129.41K

AMPLIFY ETF TR

SOLE
CWP ENHANCED DIV
Shares721.22K
TypeSH
Market value$32.35M
1.30%
Sole
0.00
Shared
0.00
None
721.22K

VANGUARD MALVERN FDS

SOLE
STRM INFPROIDX
Shares608.26K
TypeSH
Market value$30.38M
1.22%
Sole
0.00
Shared
0.00
None
608.26K

ALPHABET INC

SOLE
CAP STK CL A
Shares105.41K
TypeSH
Market value$30.31M
1.22%
Sole
0.00
Shared
0.00
None
105.41K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares960.74K
TypeSH
Market value$29.57M
1.19%
Sole
0.00
Shared
0.00
None
960.74K

BROADCOM INC

SOLE
COM
Shares94.25K
TypeSH
Market value$29.17M
1.17%
Sole
0.00
Shared
0.00
None
94.25K

VANGUARD INTL EQUITY INDEX F

SOLE
ALLWRLD EX US
Shares369.85K
TypeSH
Market value$27.78M
1.11%
Sole
0.00
Shared
0.00
None
369.85K
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