Filed: 1/20/2026ACC: 0001707206-26-000001
📋 What this filing means
STRATOS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 350 equity positions with a total reported market value of $2.50B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
350
Positions
$2.50B
Total AUM (reported)
39.01M
Total Shares
Allocation by class
COM$504.93M20.2%
US CORE EQUITY 2$160.90M6.4%
CORE S&P TTL STK$152.36M6.1%
STATE STREET SPD$90.07M3.6%
SMITH CORE PLUS$84.98M3.4%
RESH ENHNC COR$84.75M3.4%
US QTLY DIV GRT$82.83M3.3%
Portfolio Concentration
Top 3$398.24M16.0%
4–10$473.42M19.0%
11–25$574.46M23.0%
Rest$1.05B42.0%
Top 3 weight
16.0%
Top 10 weight
34.9%
Voting Authority Distribution
Total shares with voting rights: 39.01M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
39.01M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole350
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings350
Rows:
DIMENSIONAL ETF TRUST
SOLEShares4.06M
TypeSH
Market value$160.90M
6.45%
Sole
0.00
Shared
0.00
None
4.06M
ISHARES TR
SOLEShares1.02M
TypeSH
Market value$152.36M
6.11%
Sole
0.00
Shared
0.00
None
1.02M
ALPS ETF TR
SOLEShares3.26M
TypeSH
Market value$84.98M
3.41%
Sole
0.00
Shared
0.00
None
3.26M
COLUMBIA ETF TR I
SOLEShares2.08M
TypeSH
Market value$84.75M
3.40%
Sole
0.00
Shared
0.00
None
2.08M
WISDOMTREE TR
SOLEShares926.25K
TypeSH
Market value$82.83M
3.32%
Sole
0.00
Shared
0.00
None
926.25K
DIMENSIONAL ETF TRUST
SOLEShares1.92M
TypeSH
Market value$81.60M
3.27%
Sole
0.00
Shared
0.00
None
1.92M
BLACKROCK ETF TRUST
SOLEShares1.05M
TypeSH
Market value$64.13M
2.57%
Sole
0.00
Shared
0.00
None
1.05M
SPDR SERIES TRUST
SOLEShares2.15M
TypeSH
Market value$55.49M
2.22%
Sole
0.00
Shared
0.00
None
2.15M
ISHARES TR
SOLEShares76.65K
TypeSH
Market value$52.50M
2.10%
Sole
0.00
Shared
0.00
None
76.65K
ISHARES TR
SOLEShares1.14M
TypeSH
Market value$52.12M
2.09%
Sole
0.00
Shared
0.00
None
1.14M
PIMCO EQUITY SER
SOLEShares1.29M
TypeSH
Market value$49.62M
1.99%
Sole
0.00
Shared
0.00
None
1.29M
ISHARES TR
SOLEShares945.95K
TypeSH
Market value$47.31M
1.90%
Sole
0.00
Shared
0.00
None
945.95K
DIMENSIONAL ETF TRUST
SOLEShares616.80K
TypeSH
Market value$45.41M
1.82%
Sole
0.00
Shared
0.00
None
616.80K
MICROSOFT CORP
SOLEShares93.53K
TypeSH
Market value$45.23M
1.81%
Sole
0.00
Shared
0.00
None
93.53K
PIMCO ETF TR
SOLEShares1.69M
TypeSH
Market value$44.99M
1.80%
Sole
0.00
Shared
0.00
None
1.69M
NVIDIA CORPORATION
SOLEShares229.71K
TypeSH
Market value$42.84M
1.72%
Sole
0.00
Shared
0.00
None
229.71K
VANGUARD INDEX FDS
SOLEShares82.47K
TypeSH
Market value$40.24M
1.61%
Sole
0.00
Shared
0.00
None
82.47K
ALPHABET INC
SOLEShares123.61K
TypeSH
Market value$38.69M
1.55%
Sole
0.00
Shared
0.00
None
123.61K
ISHARES TR
SOLEShares328.89K
TypeSH
Market value$36.24M
1.45%
Sole
0.00
Shared
0.00
None
328.89K
APPLE INC
SOLEShares124.36K
TypeSH
Market value$33.81M
1.35%
Sole
0.00
Shared
0.00
None
124.36K
BROADCOM INC
SOLEShares96.89K
TypeSH
Market value$33.53M
1.34%
Sole
0.00
Shared
0.00
None
96.89K
AMPLIFY ETF TR
SOLEShares694.68K
TypeSH
Market value$30.91M
1.24%
Sole
0.00
Shared
0.00
None
694.68K
INVESCO EXCHANGE TRADED FD T
SOLEShares149.82K
TypeSH
Market value$28.70M
1.15%
Sole
0.00
Shared
0.00
None
149.82K
VANGUARD MALVERN FDS
SOLEShares579.28K
TypeSH
Market value$28.65M
1.15%
Sole
0.00
Shared
0.00
None
579.28K
SPDR SERIES TRUST
SOLEShares920.34K
TypeSH
Market value$28.28M
1.13%
Sole
0.00
Shared
0.00
None
920.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 4.06M | SH | $160.90M 6.45% | 0.00 | 0.00 | 4.06M |
ISHARES TRSOLE | CORE S&P TTL STK | 1.02M | SH | $152.36M 6.11% | 0.00 | 0.00 | 1.02M |
ALPS ETF TRSOLE | SMITH CORE PLUS | 3.26M | SH | $84.98M 3.41% | 0.00 | 0.00 | 3.26M |
COLUMBIA ETF TR ISOLE | RESH ENHNC COR | 2.08M | SH | $84.75M 3.40% | 0.00 | 0.00 | 2.08M |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 926.25K | SH | $82.83M 3.32% | 0.00 | 0.00 | 926.25K |
DIMENSIONAL ETF TRUSTSOLE | CORE FIXED INCOM | 1.92M | SH | $81.60M 3.27% | 0.00 | 0.00 | 1.92M |
BLACKROCK ETF TRUSTSOLE | ISHARES US EQUIT | 1.05M | SH | $64.13M 2.57% | 0.00 | 0.00 | 1.05M |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 2.15M | SH | $55.49M 2.22% | 0.00 | 0.00 | 2.15M |
ISHARES TRSOLE | CORE S&P500 ETF | 76.65K | SH | $52.50M 2.10% | 0.00 | 0.00 | 76.65K |
ISHARES TRSOLE | INVESTMENT GRADE | 1.14M | SH | $52.12M 2.09% | 0.00 | 0.00 | 1.14M |
PIMCO EQUITY SERSOLE | RAFI DYN MULTI | 1.29M | SH | $49.62M 1.99% | 0.00 | 0.00 | 1.29M |
ISHARES TRSOLE | CORE INTL AGGR | 945.95K | SH | $47.31M 1.90% | 0.00 | 0.00 | 945.95K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 1 | 616.80K | SH | $45.41M 1.82% | 0.00 | 0.00 | 616.80K |
MICROSOFT CORPSOLE | COM | 93.53K | SH | $45.23M 1.81% | 0.00 | 0.00 | 93.53K |
PIMCO ETF TRSOLE | MULTISECTOR BD | 1.69M | SH | $44.99M 1.80% | 0.00 | 0.00 | 1.69M |
NVIDIA CORPORATIONSOLE | COM | 229.71K | SH | $42.84M 1.72% | 0.00 | 0.00 | 229.71K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 82.47K | SH | $40.24M 1.61% | 0.00 | 0.00 | 82.47K |
ALPHABET INCSOLE | CAP STK CL A | 123.61K | SH | $38.69M 1.55% | 0.00 | 0.00 | 123.61K |
ISHARES TRSOLE | IBOXX INV CP ETF | 328.89K | SH | $36.24M 1.45% | 0.00 | 0.00 | 328.89K |
APPLE INCSOLE | COM | 124.36K | SH | $33.81M 1.35% | 0.00 | 0.00 | 124.36K |
BROADCOM INCSOLE | COM | 96.89K | SH | $33.53M 1.34% | 0.00 | 0.00 | 96.89K |
AMPLIFY ETF TRSOLE | CWP ENHANCED DIV | 694.68K | SH | $30.91M 1.24% | 0.00 | 0.00 | 694.68K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 149.82K | SH | $28.70M 1.15% | 0.00 | 0.00 | 149.82K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 579.28K | SH | $28.65M 1.15% | 0.00 | 0.00 | 579.28K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 920.34K | SH | $28.28M 1.13% | 0.00 | 0.00 | 920.34K |
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