STRATOS INVESTMENT MANAGEMENT, LLC

Filed: 11/6/2025ACC: 0001707206-25-000004

📋 What this filing means

STRATOS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 356 equity positions with a total reported market value of $2.42B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

356

Positions

$2.42B

Total AUM (reported)

38.35M

Total Shares

Allocation by class

COM$488.70M20.2%

US CORE EQUITY 2$152.75M6.3%

CORE S&P TTL STK$145.11M6.0%

SMITH CORE PLUS$83.87M3.5%

RESH ENHNC COR$81.19M3.4%

US QTLY DIV GRT$80.28M3.3%

CORE FIXED INCOM$78.61M3.2%

Portfolio Concentration

Top 3$381.73M15.8%

4–10$453.40M18.7%

11–25$564.58M23.3%

Rest$1.02B42.2%

Top 3 weight

15.8%

Top 10 weight

34.5%

Voting Authority Distribution

Total shares with voting rights: 38.35M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

38.35M

% of voting shares100.0%

Investment Discretion (by position count)

Sole356

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings356

Rows:

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares3.96M

TypeSH

Market value$152.75M

6.30%

Sole

0.00

Shared

0.00

None

3.96M

ISHARES TR

SOLE

CORE S&P TTL STK

Shares996.28K

TypeSH

Market value$145.11M

5.99%

Sole

0.00

Shared

0.00

None

996.28K

ALPS ETF TR

SOLE

SMITH CORE PLUS

Shares3.21M

TypeSH

Market value$83.87M

3.46%

Sole

0.00

Shared

0.00

None

3.21M

COLUMBIA ETF TR I

SOLE

RESH ENHNC COR

Shares2.01M

TypeSH

Market value$81.19M

3.35%

Sole

0.00

Shared

0.00

None

2.01M

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares902.46K

TypeSH

Market value$80.28M

3.31%

Sole

0.00

Shared

0.00

None

902.46K

DIMENSIONAL ETF TRUST

SOLE

CORE FIXED INCOM

Shares1.84M

TypeSH

Market value$78.61M

3.24%

Sole

0.00

Shared

0.00

None

1.84M

BLACKROCK ETF TRUST

SOLE

ISHARES US EQUIT

Shares1.03M

TypeSH

Market value$60.96M

2.52%

Sole

0.00

Shared

0.00

None

1.03M

SPDR SERIES TRUST

SOLE

PORTFOLIO AGRGTE

Shares2.05M

TypeSH

Market value$52.94M

2.19%

Sole

0.00

Shared

0.00

None

2.05M

ISHARES TR

SOLE

INVESTMENT GRADE

Shares1.09M

TypeSH

Market value$50.00M

2.06%

Sole

0.00

Shared

0.00

None

1.09M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares73.84K

TypeSH

Market value$49.42M

2.04%

Sole

0.00

Shared

0.00

None

73.84K

MICROSOFT CORP

SOLE

COM

Shares92.71K

TypeSH

Market value$48.02M

1.98%

Sole

0.00

Shared

0.00

None

92.71K

PIMCO EQUITY SER

SOLE

RAFI DYN MULTI

Shares1.26M

TypeSH

Market value$46.66M

1.93%

Sole

0.00

Shared

0.00

None

1.26M

ISHARES TR

SOLE

CORE INTL AGGR

Shares885.07K

TypeSH

Market value$45.34M

1.87%

Sole

0.00

Shared

0.00

None

885.07K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares1.65M

TypeSH

Market value$44.41M

1.83%

Sole

0.00

Shared

0.00

None

1.65M

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 1

Shares586.44K

TypeSH

Market value$42.19M

1.74%

Sole

0.00

Shared

0.00

None

586.44K

NVIDIA CORPORATION

SOLE

COM

Shares224.43K

TypeSH

Market value$41.87M

1.73%

Sole

0.00

Shared

0.00

None

224.43K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares83.47K

TypeSH

Market value$40.04M

1.65%

Sole

0.00

Shared

0.00

None

83.47K

BROADCOM INC

SOLE

COM

Shares109.87K

TypeSH

Market value$36.25M

1.50%

Sole

0.00

Shared

0.00

None

109.87K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares633.32K

TypeSH

Market value$36.16M

1.49%

Sole

0.00

Shared

0.00

None

633.32K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares314.54K

TypeSH

Market value$35.06M

1.45%

Sole

0.00

Shared

0.00

None

314.54K

ALPHABET INC

SOLE

CAP STK CL A

Shares131.08K

TypeSH

Market value$31.87M

1.32%

Sole

0.00

Shared

0.00

None

131.08K

APPLE INC

SOLE

COM

Shares122.57K

TypeSH

Market value$31.21M

1.29%

Sole

0.00

Shared

0.00

None

122.57K

AMPLIFY ETF TR

SOLE

CWP ENHANCED DIV

Shares657.35K

TypeSH

Market value$29.30M

1.21%

Sole

0.00

Shared

0.00

None

657.35K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares150.40K

TypeSH

Market value$28.53M

1.18%

Sole

0.00

Shared

0.00

None

150.40K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares546.58K

TypeSH

Market value$27.67M

1.14%

Sole

0.00

Shared

0.00

None

546.58K

Issuer	Class	Shares	Type	Value / Portfolio %	None
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	3.96M	SH	$152.75M 6.30%	3.96M
ISHARES TRSOLE	CORE S&P TTL STK	996.28K	SH	$145.11M 5.99%	996.28K
ALPS ETF TRSOLE	SMITH CORE PLUS	3.21M	SH	$83.87M 3.46%	3.21M
COLUMBIA ETF TR ISOLE	RESH ENHNC COR	2.01M	SH	$81.19M 3.35%	2.01M
WISDOMTREE TRSOLE	US QTLY DIV GRT	902.46K	SH	$80.28M 3.31%	902.46K
DIMENSIONAL ETF TRUSTSOLE	CORE FIXED INCOM	1.84M	SH	$78.61M 3.24%	1.84M
BLACKROCK ETF TRUSTSOLE	ISHARES US EQUIT	1.03M	SH	$60.96M 2.52%	1.03M
SPDR SERIES TRUSTSOLE	PORTFOLIO AGRGTE	2.05M	SH	$52.94M 2.19%	2.05M
ISHARES TRSOLE	INVESTMENT GRADE	1.09M	SH	$50.00M 2.06%	1.09M
ISHARES TRSOLE	CORE S&P500 ETF	73.84K	SH	$49.42M 2.04%	73.84K
MICROSOFT CORPSOLE	COM	92.71K	SH	$48.02M 1.98%	92.71K
PIMCO EQUITY SERSOLE	RAFI DYN MULTI	1.26M	SH	$46.66M 1.93%	1.26M
ISHARES TRSOLE	CORE INTL AGGR	885.07K	SH	$45.34M 1.87%	885.07K
PIMCO ETF TRSOLE	MULTISECTOR BD	1.65M	SH	$44.41M 1.83%	1.65M
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 1	586.44K	SH	$42.19M 1.74%	586.44K
NVIDIA CORPORATIONSOLE	COM	224.43K	SH	$41.87M 1.73%	224.43K
VANGUARD INDEX FDSSOLE	GROWTH ETF	83.47K	SH	$40.04M 1.65%	83.47K
BROADCOM INCSOLE	COM	109.87K	SH	$36.25M 1.50%	109.87K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	633.32K	SH	$36.16M 1.49%	633.32K
ISHARES TRSOLE	IBOXX INV CP ETF	314.54K	SH	$35.06M 1.45%	314.54K
ALPHABET INCSOLE	CAP STK CL A	131.08K	SH	$31.87M 1.32%	131.08K
APPLE INCSOLE	COM	122.57K	SH	$31.21M 1.29%	122.57K
AMPLIFY ETF TRSOLE	CWP ENHANCED DIV	657.35K	SH	$29.30M 1.21%	657.35K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	150.40K	SH	$28.53M 1.18%	150.40K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	546.58K	SH	$27.67M 1.14%	546.58K

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