STRATOS INVESTMENT MANAGEMENT, LLC

Filed: 7/29/2025ACC: 0001085146-25-004227

📋 What this filing means

STRATOS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 355 equity positions with a total reported market value of $2.18B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

355

Positions

$2.18B

Total AUM (reported)

36.33M

Total Shares

Allocation by class

COM$453.40M20.8%

CORE S&P TTL STK$130.15M6.0%

US CORE EQUITY 2$126.79M5.8%

SMITH CORE PLUS$85.02M3.9%

US QTLY DIV GRT$73.26M3.4%

RESH ENHNC COR$72.77M3.3%

CORE FIXED INCOM$62.33M2.9%

Portfolio Concentration

Top 3$341.96M15.7%

4–10$403.96M18.5%

11–25$476.50M21.8%

Rest$961.13M44.0%

Top 3 weight

15.7%

Top 10 weight

34.2%

Voting Authority Distribution

Total shares with voting rights: 36.33M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

36.33M

% of voting shares100.0%

Investment Discretion (by position count)

Sole355

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings355

Rows:

ISHARES TR

SOLE

CORE S&P TTL STK

Shares963.79K

TypeSH

Market value$130.15M

5.96%

Sole

0.00

Shared

0.00

None

963.79K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares3.54M

TypeSH

Market value$126.79M

5.81%

Sole

0.00

Shared

0.00

None

3.54M

ALPS ETF TR

SOLE

SMITH CORE PLUS

Shares3.29M

TypeSH

Market value$85.02M

3.89%

Sole

0.00

Shared

0.00

None

3.29M

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares874.83K

TypeSH

Market value$73.26M

3.36%

Sole

0.00

Shared

0.00

None

874.83K

COLUMBIA ETF TR I

SOLE

RESH ENHNC COR

Shares1.98M

TypeSH

Market value$72.77M

3.33%

Sole

0.00

Shared

0.00

None

1.98M

DIMENSIONAL ETF TRUST

SOLE

CORE FIXED INCOM

Shares1.47M

TypeSH

Market value$62.33M

2.85%

Sole

0.00

Shared

0.00

None

1.47M

BLACKROCK ETF TRUST

SOLE

ISHARES US EQUIT

Shares1.01M

TypeSH

Market value$54.79M

2.51%

Sole

0.00

Shared

0.00

None

1.01M

SPDR SERIES TRUST

SOLE

PORTFOLIO AGRGTE

Shares1.96M

TypeSH

Market value$50.25M

2.30%

Sole

0.00

Shared

0.00

None

1.96M

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares1.71M

TypeSH

Market value$45.30M

2.07%

Sole

0.00

Shared

0.00

None

1.71M

MICROSOFT CORP

SOLE

COM

Shares90.98K

TypeSH

Market value$45.25M

2.07%

Sole

0.00

Shared

0.00

None

90.98K

PIMCO EQUITY SER

SOLE

RAFI DYN MULTI

Shares1.23M

TypeSH

Market value$44.20M

2.02%

Sole

0.00

Shared

0.00

None

1.23M

ISHARES TR

SOLE

INVESTMENT GRADE

Shares915.75K

TypeSH

Market value$41.61M

1.91%

Sole

0.00

Shared

0.00

None

915.75K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares85.64K

TypeSH

Market value$37.54M

1.72%

Sole

0.00

Shared

0.00

None

85.64K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares59.57K

TypeSH

Market value$36.99M

1.69%

Sole

0.00

Shared

0.00

None

59.57K

ISHARES TR

SOLE

CORE INTL AGGR

Shares721.53K

TypeSH

Market value$36.86M

1.69%

Sole

0.00

Shared

0.00

None

721.53K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares304.83K

TypeSH

Market value$33.41M

1.53%

Sole

0.00

Shared

0.00

None

304.83K

NVIDIA CORPORATION

SOLE

COM

Shares208.84K

TypeSH

Market value$32.99M

1.51%

Sole

0.00

Shared

0.00

None

208.84K

BROADCOM INC

SOLE

COM

Shares111.35K

TypeSH

Market value$30.69M

1.41%

Sole

0.00

Shared

0.00

None

111.35K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares524.03K

TypeSH

Market value$29.79M

1.36%

Sole

0.00

Shared

0.00

None

524.03K

AMPLIFY ETF TR

SOLE

CWP ENHANCED DIV

Shares630.75K

TypeSH

Market value$26.84M

1.23%

Sole

0.00

Shared

0.00

None

630.75K

SPDR SERIES TRUST

SOLE

BLOOMBERG INVT

Shares866.92K

TypeSH

Market value$26.73M

1.22%

Sole

0.00

Shared

0.00

None

866.92K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares529.90K

TypeSH

Market value$26.64M

1.22%

Sole

0.00

Shared

0.00

None

529.90K

APPLE INC

SOLE

COM

Shares119.48K

TypeSH

Market value$24.51M

1.12%

Sole

0.00

Shared

0.00

None

119.48K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares359.84K

TypeSH

Market value$24.19M

1.11%

Sole

0.00

Shared

0.00

None

359.84K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 1

Shares351.46K

TypeSH

Market value$23.50M

1.08%

Sole

0.00

Shared

0.00

None

351.46K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P TTL STK	963.79K	SH	$130.15M 5.96%	963.79K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	3.54M	SH	$126.79M 5.81%	3.54M
ALPS ETF TRSOLE	SMITH CORE PLUS	3.29M	SH	$85.02M 3.89%	3.29M
WISDOMTREE TRSOLE	US QTLY DIV GRT	874.83K	SH	$73.26M 3.36%	874.83K
COLUMBIA ETF TR ISOLE	RESH ENHNC COR	1.98M	SH	$72.77M 3.33%	1.98M
DIMENSIONAL ETF TRUSTSOLE	CORE FIXED INCOM	1.47M	SH	$62.33M 2.85%	1.47M
BLACKROCK ETF TRUSTSOLE	ISHARES US EQUIT	1.01M	SH	$54.79M 2.51%	1.01M
SPDR SERIES TRUSTSOLE	PORTFOLIO AGRGTE	1.96M	SH	$50.25M 2.30%	1.96M
PIMCO ETF TRSOLE	MULTISECTOR BD	1.71M	SH	$45.30M 2.07%	1.71M
MICROSOFT CORPSOLE	COM	90.98K	SH	$45.25M 2.07%	90.98K
PIMCO EQUITY SERSOLE	RAFI DYN MULTI	1.23M	SH	$44.20M 2.02%	1.23M
ISHARES TRSOLE	INVESTMENT GRADE	915.75K	SH	$41.61M 1.91%	915.75K
VANGUARD INDEX FDSSOLE	GROWTH ETF	85.64K	SH	$37.54M 1.72%	85.64K
ISHARES TRSOLE	CORE S&P500 ETF	59.57K	SH	$36.99M 1.69%	59.57K
ISHARES TRSOLE	CORE INTL AGGR	721.53K	SH	$36.86M 1.69%	721.53K
ISHARES TRSOLE	IBOXX INV CP ETF	304.83K	SH	$33.41M 1.53%	304.83K
NVIDIA CORPORATIONSOLE	COM	208.84K	SH	$32.99M 1.51%	208.84K
BROADCOM INCSOLE	COM	111.35K	SH	$30.69M 1.41%	111.35K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	524.03K	SH	$29.79M 1.36%	524.03K
AMPLIFY ETF TRSOLE	CWP ENHANCED DIV	630.75K	SH	$26.84M 1.23%	630.75K
SPDR SERIES TRUSTSOLE	BLOOMBERG INVT	866.92K	SH	$26.73M 1.22%	866.92K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	529.90K	SH	$26.64M 1.22%	529.90K
APPLE INCSOLE	COM	119.48K	SH	$24.51M 1.12%	119.48K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	359.84K	SH	$24.19M 1.11%	359.84K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 1	351.46K	SH	$23.50M 1.08%	351.46K

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