STRATOS INVESTMENT MANAGEMENT, LLC

Filed: 4/16/2024ACC: 0001085146-24-001853

📋 What this filing means

STRATOS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 205 equity positions with a total reported market value of $1.02B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

205

Positions

$1.02B

Total AUM (reported)

14.71M

Total Shares

Allocation by class

COM$280.58M27.4%

CORE S&P TTL STK$53.51M5.2%

US CORE EQUITY 2$47.17M4.6%

SMITH CORE PLUS$45.00M4.4%

US QTLY DIV GRT$42.61M4.2%

RAFI DYN MULTI$33.81M3.3%

TOTAL BND MRKT$31.78M3.1%

Portfolio Concentration

Top 3$145.69M14.2%

4–10$204.57M20.0%

11–25$238.96M23.3%

Rest$435.45M42.5%

Top 3 weight

14.2%

Top 10 weight

34.2%

Voting Authority Distribution

Total shares with voting rights: 14.71M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

14.71M

% of voting shares100.0%

Investment Discretion (by position count)

Sole205

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings205

Rows:

ISHARES TR

SOLE

CORE S&P TTL STK

Shares464.12K

TypeSH

Market value$53.51M

5.22%

Sole

0.00

Shared

0.00

None

464.12K

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares1.48M

TypeSH

Market value$47.17M

4.60%

Sole

0.00

Shared

0.00

None

1.48M

ALPS ETF TR

SOLE

SMITH CORE PLUS

Shares1.75M

TypeSH

Market value$45.00M

4.39%

Sole

0.00

Shared

0.00

None

1.75M

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares559.27K

TypeSH

Market value$42.61M

4.16%

Sole

0.00

Shared

0.00

None

559.27K

PIMCO EQUITY SER

SOLE

RAFI DYN MULTI

Shares1.10M

TypeSH

Market value$33.81M

3.30%

Sole

0.00

Shared

0.00

None

1.10M

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares437.55K

TypeSH

Market value$31.78M

3.10%

Sole

0.00

Shared

0.00

None

437.55K

MICROSOFT CORP

SOLE

COM

Shares70.17K

TypeSH

Market value$29.52M

2.88%

Sole

0.00

Shared

0.00

None

70.17K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares142.86K

TypeSH

Market value$24.20M

2.36%

Sole

0.00

Shared

0.00

None

142.86K

ALPHABET INC

SOLE

CAP STK CL A

Shares143.13K

TypeSH

Market value$21.60M

2.11%

Sole

0.00

Shared

0.00

None

143.13K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares61.13K

TypeSH

Market value$21.04M

2.05%

Sole

0.00

Shared

0.00

None

61.13K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares337.18K

TypeSH

Market value$19.78M

1.93%

Sole

0.00

Shared

0.00

None

337.18K

APPLE INC

SOLE

COM

Shares113.87K

TypeSH

Market value$19.53M

1.91%

Sole

0.00

Shared

0.00

None

113.87K

DIMENSIONAL ETF TRUST

SOLE

CORE FIXED INCOM

Shares416.77K

TypeSH

Market value$17.48M

1.71%

Sole

0.00

Shared

0.00

None

416.77K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares32.80K

TypeSH

Market value$17.24M

1.68%

Sole

0.00

Shared

0.00

None

32.80K

WISDOMTREE TR

SOLE

CURRNCY INT EQ

Shares495.46K

TypeSH

Market value$16.95M

1.65%

Sole

0.00

Shared

0.00

None

495.46K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares94.33K

TypeSH

Market value$16.90M

1.65%

Sole

0.00

Shared

0.00

None

94.33K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares209.54K

TypeSH

Market value$16.90M

1.65%

Sole

0.00

Shared

0.00

None

209.54K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares288.42K

TypeSH

Market value$16.69M

1.63%

Sole

0.00

Shared

0.00

None

288.42K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares143.55K

TypeSH

Market value$15.64M

1.53%

Sole

0.00

Shared

0.00

None

143.55K

AMERICAN CENTY ETF TR

SOLE

INTL SMCP VLU

Shares234.37K

TypeSH

Market value$15.44M

1.51%

Sole

0.00

Shared

0.00

None

234.37K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares252.62K

TypeSH

Market value$15.34M

1.50%

Sole

0.00

Shared

0.00

None

252.62K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares426.73K

TypeSH

Market value$13.16M

1.28%

Sole

0.00

Shared

0.00

None

426.73K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares268.68K

TypeSH

Market value$12.87M

1.26%

Sole

0.00

Shared

0.00

None

268.68K

ISHARES TR

SOLE

CORE INTL AGGR

Shares253.94K

TypeSH

Market value$12.68M

1.24%

Sole

0.00

Shared

0.00

None

253.94K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares29.45K

TypeSH

Market value$12.38M

1.21%

Sole

0.00

Shared

0.00

None

29.45K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P TTL STK	464.12K	SH	$53.51M 5.22%	464.12K
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	1.48M	SH	$47.17M 4.60%	1.48M
ALPS ETF TRSOLE	SMITH CORE PLUS	1.75M	SH	$45.00M 4.39%	1.75M
WISDOMTREE TRSOLE	US QTLY DIV GRT	559.27K	SH	$42.61M 4.16%	559.27K
PIMCO EQUITY SERSOLE	RAFI DYN MULTI	1.10M	SH	$33.81M 3.30%	1.10M
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	437.55K	SH	$31.78M 3.10%	437.55K
MICROSOFT CORPSOLE	COM	70.17K	SH	$29.52M 2.88%	70.17K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	142.86K	SH	$24.20M 2.36%	142.86K
ALPHABET INCSOLE	CAP STK CL A	143.13K	SH	$21.60M 2.11%	143.13K
VANGUARD INDEX FDSSOLE	GROWTH ETF	61.13K	SH	$21.04M 2.05%	61.13K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	337.18K	SH	$19.78M 1.93%	337.18K
APPLE INCSOLE	COM	113.87K	SH	$19.53M 1.91%	113.87K
DIMENSIONAL ETF TRUSTSOLE	CORE FIXED INCOM	416.77K	SH	$17.48M 1.71%	416.77K
ISHARES TRSOLE	CORE S&P500 ETF	32.80K	SH	$17.24M 1.68%	32.80K
WISDOMTREE TRSOLE	CURRNCY INT EQ	495.46K	SH	$16.95M 1.65%	495.46K
ISHARES TRSOLE	RUS 1000 VAL ETF	94.33K	SH	$16.90M 1.65%	94.33K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	209.54K	SH	$16.90M 1.65%	209.54K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	288.42K	SH	$16.69M 1.63%	288.42K
ISHARES TRSOLE	IBOXX INV CP ETF	143.55K	SH	$15.64M 1.53%	143.55K
AMERICAN CENTY ETF TRSOLE	INTL SMCP VLU	234.37K	SH	$15.44M 1.51%	234.37K
ISHARES TRSOLE	CORE S&P MCP ETF	252.62K	SH	$15.34M 1.50%	252.62K
SPDR SER TRSOLE	BLOOMBERG INVT	426.73K	SH	$13.16M 1.28%	426.73K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	268.68K	SH	$12.87M 1.26%	268.68K
ISHARES TRSOLE	CORE INTL AGGR	253.94K	SH	$12.68M 1.24%	253.94K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	29.45K	SH	$12.38M 1.21%	29.45K

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