Filed: 1/24/2024ACC: 0001085146-24-000444
📋 What this filing means
STRATOS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 182 equity positions with a total reported market value of $844.98M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
182
Positions
$844.98M
Total AUM (reported)
11.48M
Total Shares
Allocation by class
COM$260.10M30.8%
CORE S&P TTL STK$48.63M5.8%
SMITH CORE PLUS$42.84M5.1%
US QTLY DIV GRT$40.41M4.8%
RAFI DYN MULTI$30.82M3.6%
TOTAL BND MRKT$30.14M3.6%
A RATE CP BD ETF$22.90M2.7%
Portfolio Concentration
Top 3$131.88M15.6%
4–10$171.50M20.3%
11–25$207.36M24.5%
Rest$334.24M39.6%
Top 3 weight
15.6%
Top 10 weight
35.9%
Voting Authority Distribution
Total shares with voting rights: 11.48M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.48M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole182
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings182
Rows:
ISHARES TR
SOLEShares462.15K
TypeSH
Market value$48.63M
5.76%
Sole
0.00
Shared
0.00
None
462.15K
ALPS ETF TR
SOLEShares1.65M
TypeSH
Market value$42.84M
5.07%
Sole
0.00
Shared
0.00
None
1.65M
WISDOMTREE TR
SOLEShares574.98K
TypeSH
Market value$40.41M
4.78%
Sole
0.00
Shared
0.00
None
574.98K
PIMCO EQUITY SER
SOLEShares1.06M
TypeSH
Market value$30.82M
3.65%
Sole
0.00
Shared
0.00
None
1.06M
VANGUARD BD INDEX FDS
SOLEShares409.77K
TypeSH
Market value$30.14M
3.57%
Sole
0.00
Shared
0.00
None
409.77K
MICROSOFT CORP
SOLEShares67.74K
TypeSH
Market value$25.47M
3.01%
Sole
0.00
Shared
0.00
None
67.74K
APPLE INC
SOLEShares123.94K
TypeSH
Market value$23.86M
2.82%
Sole
0.00
Shared
0.00
None
123.94K
ISHARES TR
SOLEShares475.88K
TypeSH
Market value$22.90M
2.71%
Sole
0.00
Shared
0.00
None
475.88K
VANGUARD INDEX FDS
SOLEShares63.23K
TypeSH
Market value$19.66M
2.33%
Sole
0.00
Shared
0.00
None
63.23K
ALPHABET INC
SOLEShares133.49K
TypeSH
Market value$18.65M
2.21%
Sole
0.00
Shared
0.00
None
133.49K
VANGUARD INTL EQUITY INDEX F
SOLEShares312.57K
TypeSH
Market value$17.55M
2.08%
Sole
0.00
Shared
0.00
None
312.57K
ISHARES TR
SOLEShares34.63K
TypeSH
Market value$16.54M
1.96%
Sole
0.00
Shared
0.00
None
34.63K
J P MORGAN EXCHANGE TRADED F
SOLEShares293.74K
TypeSH
Market value$16.15M
1.91%
Sole
0.00
Shared
0.00
None
293.74K
ISHARES TR
SOLEShares97.10K
TypeSH
Market value$16.05M
1.90%
Sole
0.00
Shared
0.00
None
97.10K
SCHWAB STRATEGIC TR
SOLEShares207.15K
TypeSH
Market value$15.77M
1.87%
Sole
0.00
Shared
0.00
None
207.15K
WISDOMTREE TR
SOLEShares453.69K
TypeSH
Market value$14.60M
1.73%
Sole
0.00
Shared
0.00
None
453.69K
AMERICAN CENTY ETF TR
SOLEShares228.91K
TypeSH
Market value$14.30M
1.69%
Sole
0.00
Shared
0.00
None
228.91K
ISHARES TR
SOLEShares50.69K
TypeSH
Market value$14.05M
1.66%
Sole
0.00
Shared
0.00
None
50.69K
VANGUARD WORLD FD
SOLEShares54.05K
TypeSH
Market value$14.03M
1.66%
Sole
0.00
Shared
0.00
None
54.05K
ISHARES TR
SOLEShares123.61K
TypeSH
Market value$13.68M
1.62%
Sole
0.00
Shared
0.00
None
123.61K
SPDR SER TR
SOLEShares411.08K
TypeSH
Market value$12.57M
1.49%
Sole
0.00
Shared
0.00
None
411.08K
VANGUARD MALVERN FDS
SOLEShares257.73K
TypeSH
Market value$12.24M
1.45%
Sole
0.00
Shared
0.00
None
257.73K
FRANKLIN TEMPLETON ETF TR
SOLEShares218.20K
TypeSH
Market value$10.50M
1.24%
Sole
0.00
Shared
0.00
None
218.20K
BERKSHIRE HATHAWAY INC DEL
SOLEShares27.64K
TypeSH
Market value$9.86M
1.17%
Sole
0.00
Shared
0.00
None
27.64K
JPMORGAN CHASE & CO
SOLEShares55.70K
TypeSH
Market value$9.47M
1.12%
Sole
0.00
Shared
0.00
None
55.70K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 462.15K | SH | $48.63M 5.76% | 0.00 | 0.00 | 462.15K |
ALPS ETF TRSOLE | SMITH CORE PLUS | 1.65M | SH | $42.84M 5.07% | 0.00 | 0.00 | 1.65M |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 574.98K | SH | $40.41M 4.78% | 0.00 | 0.00 | 574.98K |
PIMCO EQUITY SERSOLE | RAFI DYN MULTI | 1.06M | SH | $30.82M 3.65% | 0.00 | 0.00 | 1.06M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 409.77K | SH | $30.14M 3.57% | 0.00 | 0.00 | 409.77K |
MICROSOFT CORPSOLE | COM | 67.74K | SH | $25.47M 3.01% | 0.00 | 0.00 | 67.74K |
APPLE INCSOLE | COM | 123.94K | SH | $23.86M 2.82% | 0.00 | 0.00 | 123.94K |
ISHARES TRSOLE | A RATE CP BD ETF | 475.88K | SH | $22.90M 2.71% | 0.00 | 0.00 | 475.88K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 63.23K | SH | $19.66M 2.33% | 0.00 | 0.00 | 63.23K |
ALPHABET INCSOLE | CAP STK CL A | 133.49K | SH | $18.65M 2.21% | 0.00 | 0.00 | 133.49K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 312.57K | SH | $17.55M 2.08% | 0.00 | 0.00 | 312.57K |
ISHARES TRSOLE | CORE S&P500 ETF | 34.63K | SH | $16.54M 1.96% | 0.00 | 0.00 | 34.63K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 293.74K | SH | $16.15M 1.91% | 0.00 | 0.00 | 293.74K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 97.10K | SH | $16.05M 1.90% | 0.00 | 0.00 | 97.10K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 207.15K | SH | $15.77M 1.87% | 0.00 | 0.00 | 207.15K |
WISDOMTREE TRSOLE | CURRNCY INT EQ | 453.69K | SH | $14.60M 1.73% | 0.00 | 0.00 | 453.69K |
AMERICAN CENTY ETF TRSOLE | INTL SMCP VLU | 228.91K | SH | $14.30M 1.69% | 0.00 | 0.00 | 228.91K |
ISHARES TRSOLE | CORE S&P MCP ETF | 50.69K | SH | $14.05M 1.66% | 0.00 | 0.00 | 50.69K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 54.05K | SH | $14.03M 1.66% | 0.00 | 0.00 | 54.05K |
ISHARES TRSOLE | IBOXX INV CP ETF | 123.61K | SH | $13.68M 1.62% | 0.00 | 0.00 | 123.61K |
SPDR SER TRSOLE | BLOOMBERG INVT | 411.08K | SH | $12.57M 1.49% | 0.00 | 0.00 | 411.08K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 257.73K | SH | $12.24M 1.45% | 0.00 | 0.00 | 257.73K |
FRANKLIN TEMPLETON ETF TRSOLE | US MID CP MLTFCT | 218.20K | SH | $10.50M 1.24% | 0.00 | 0.00 | 218.20K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 27.64K | SH | $9.86M 1.17% | 0.00 | 0.00 | 27.64K |
JPMORGAN CHASE & COSOLE | COM | 55.70K | SH | $9.47M 1.12% | 0.00 | 0.00 | 55.70K |
Page 1 of 8
…