Filed: 10/24/2023ACC: 0001085146-23-003883
📋 What this filing means
STRATOS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 159 equity positions with a total reported market value of $669.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
159
Positions
$669.05M
Total AUM (reported)
8.20M
Total Shares
Allocation by class
COM$221.65M33.1%
CORE S&P TTL STK$41.66M6.2%
US QTLY DIV GRT$35.47M5.3%
TOTAL BND MRKT$27.47M4.1%
A RATE CP BD ETF$20.64M3.1%
GROWTH ETF$18.64M2.8%
CAP STK CL A$16.63M2.5%
Portfolio Concentration
Top 3$104.60M15.6%
4–10$130.57M19.5%
11–25$174.10M26.0%
Rest$259.77M38.8%
Top 3 weight
15.6%
Top 10 weight
35.2%
Voting Authority Distribution
Total shares with voting rights: 8.20M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.20M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole159
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings159
Rows:
ISHARES TR
SOLEShares442.35K
TypeSH
Market value$41.66M
6.23%
Sole
0.00
Shared
0.00
None
442.35K
WISDOMTREE TR
SOLEShares558.72K
TypeSH
Market value$35.47M
5.30%
Sole
0.00
Shared
0.00
None
558.72K
VANGUARD BD INDEX FDS
SOLEShares393.61K
TypeSH
Market value$27.47M
4.11%
Sole
0.00
Shared
0.00
None
393.61K
MICROSOFT CORP
SOLEShares68.66K
TypeSH
Market value$21.68M
3.24%
Sole
0.00
Shared
0.00
None
68.66K
APPLE INC
SOLEShares123.77K
TypeSH
Market value$21.19M
3.17%
Sole
0.00
Shared
0.00
None
123.77K
ISHARES TR
SOLEShares457.75K
TypeSH
Market value$20.64M
3.08%
Sole
0.00
Shared
0.00
None
457.75K
VANGUARD INDEX FDS
SOLEShares68.46K
TypeSH
Market value$18.64M
2.79%
Sole
0.00
Shared
0.00
None
68.46K
ALPHABET INC
SOLEShares127.09K
TypeSH
Market value$16.63M
2.49%
Sole
0.00
Shared
0.00
None
127.09K
SPDR SER TR
SOLEShares540.90K
TypeSH
Market value$16.62M
2.48%
Sole
0.00
Shared
0.00
None
540.90K
ISHARES TR
SOLEShares99.97K
TypeSH
Market value$15.18M
2.27%
Sole
0.00
Shared
0.00
None
99.97K
VANGUARD INTL EQUITY INDEX F
SOLEShares292.07K
TypeSH
Market value$15.15M
2.26%
Sole
0.00
Shared
0.00
None
292.07K
ISHARES TR
SOLEShares34.74K
TypeSH
Market value$14.92M
2.23%
Sole
0.00
Shared
0.00
None
34.74K
J P MORGAN EXCHANGE TRADED F
SOLEShares272.01K
TypeSH
Market value$14.57M
2.18%
Sole
0.00
Shared
0.00
None
272.01K
ISHARES TR
SOLEShares142.69K
TypeSH
Market value$14.56M
2.18%
Sole
0.00
Shared
0.00
None
142.69K
SCHWAB STRATEGIC TR
SOLEShares205.23K
TypeSH
Market value$14.52M
2.17%
Sole
0.00
Shared
0.00
None
205.23K
WISDOMTREE TR
SOLEShares430.42K
TypeSH
Market value$13.11M
1.96%
Sole
0.00
Shared
0.00
None
430.42K
VANGUARD WORLD FD
SOLEShares56.02K
TypeSH
Market value$12.71M
1.90%
Sole
0.00
Shared
0.00
None
56.02K
ISHARES TR
SOLEShares47.22K
TypeSH
Market value$11.77M
1.76%
Sole
0.00
Shared
0.00
None
47.22K
VANGUARD MALVERN FDS
SOLEShares239.86K
TypeSH
Market value$11.34M
1.70%
Sole
0.00
Shared
0.00
None
239.86K
BERKSHIRE HATHAWAY INC DEL
SOLEShares27.37K
TypeSH
Market value$9.59M
1.43%
Sole
0.00
Shared
0.00
None
27.37K
FRANKLIN TEMPLETON ETF TR
SOLEShares209.93K
TypeSH
Market value$9.02M
1.35%
Sole
0.00
Shared
0.00
None
209.93K
JPMORGAN CHASE & CO
SOLEShares60.55K
TypeSH
Market value$8.78M
1.31%
Sole
0.00
Shared
0.00
None
60.55K
WISDOMTREE TR
SOLEShares268.04K
TypeSH
Market value$8.23M
1.23%
Sole
0.00
Shared
0.00
None
268.04K
ISHARES TR
SOLEShares153.29K
TypeSH
Market value$8.00M
1.20%
Sole
0.00
Shared
0.00
None
153.29K
UNITEDHEALTH GROUP INC
SOLEShares15.52K
TypeSH
Market value$7.82M
1.17%
Sole
0.00
Shared
0.00
None
15.52K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 442.35K | SH | $41.66M 6.23% | 0.00 | 0.00 | 442.35K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 558.72K | SH | $35.47M 5.30% | 0.00 | 0.00 | 558.72K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 393.61K | SH | $27.47M 4.11% | 0.00 | 0.00 | 393.61K |
MICROSOFT CORPSOLE | COM | 68.66K | SH | $21.68M 3.24% | 0.00 | 0.00 | 68.66K |
APPLE INCSOLE | COM | 123.77K | SH | $21.19M 3.17% | 0.00 | 0.00 | 123.77K |
ISHARES TRSOLE | A RATE CP BD ETF | 457.75K | SH | $20.64M 3.08% | 0.00 | 0.00 | 457.75K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 68.46K | SH | $18.64M 2.79% | 0.00 | 0.00 | 68.46K |
ALPHABET INCSOLE | CAP STK CL A | 127.09K | SH | $16.63M 2.49% | 0.00 | 0.00 | 127.09K |
SPDR SER TRSOLE | BLOOMBERG INVT | 540.90K | SH | $16.62M 2.48% | 0.00 | 0.00 | 540.90K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 99.97K | SH | $15.18M 2.27% | 0.00 | 0.00 | 99.97K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 292.07K | SH | $15.15M 2.26% | 0.00 | 0.00 | 292.07K |
ISHARES TRSOLE | CORE S&P500 ETF | 34.74K | SH | $14.92M 2.23% | 0.00 | 0.00 | 34.74K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 272.01K | SH | $14.57M 2.18% | 0.00 | 0.00 | 272.01K |
ISHARES TRSOLE | IBOXX INV CP ETF | 142.69K | SH | $14.56M 2.18% | 0.00 | 0.00 | 142.69K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 205.23K | SH | $14.52M 2.17% | 0.00 | 0.00 | 205.23K |
WISDOMTREE TRSOLE | CURRNCY INT EQ | 430.42K | SH | $13.11M 1.96% | 0.00 | 0.00 | 430.42K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 56.02K | SH | $12.71M 1.90% | 0.00 | 0.00 | 56.02K |
ISHARES TRSOLE | CORE S&P MCP ETF | 47.22K | SH | $11.77M 1.76% | 0.00 | 0.00 | 47.22K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 239.86K | SH | $11.34M 1.70% | 0.00 | 0.00 | 239.86K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 27.37K | SH | $9.59M 1.43% | 0.00 | 0.00 | 27.37K |
FRANKLIN TEMPLETON ETF TRSOLE | US MID CP MLTFCT | 209.93K | SH | $9.02M 1.35% | 0.00 | 0.00 | 209.93K |
JPMORGAN CHASE & COSOLE | COM | 60.55K | SH | $8.78M 1.31% | 0.00 | 0.00 | 60.55K |
WISDOMTREE TRSOLE | PUTWRITE STRAT | 268.04K | SH | $8.23M 1.23% | 0.00 | 0.00 | 268.04K |
ISHARES TRSOLE | EXPONENTIAL TECH | 153.29K | SH | $8.00M 1.20% | 0.00 | 0.00 | 153.29K |
UNITEDHEALTH GROUP INCSOLE | COM | 15.52K | SH | $7.82M 1.17% | 0.00 | 0.00 | 15.52K |
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