STRATOS INVESTMENT MANAGEMENT, LLC

Filed: 7/18/2023ACC: 0001085146-23-002754

📋 What this filing means

STRATOS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 167 equity positions with a total reported market value of $651.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

167

Positions

$651.57M

Total AUM (reported)

7.60M

Total Shares

Allocation by class

COM$220.17M33.8%

CORE S&P TTL STK$42.41M6.5%

US QTLY DIV GRT$35.35M5.4%

TOTAL BND MRKT$27.11M4.2%

A RATE CP BD ETF$20.39M3.1%

GROWTH ETF$16.14M2.5%

BLOOMBERG INVT$15.64M2.4%

Portfolio Concentration

Top 3$104.86M16.1%

4–10$129.25M19.8%

11–25$168.29M25.8%

Rest$249.17M38.2%

Top 3 weight

16.1%

Top 10 weight

35.9%

Voting Authority Distribution

Total shares with voting rights: 7.60M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.60M

% of voting shares100.0%

Investment Discretion (by position count)

Sole167

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings167

Rows:

ISHARES TR

SOLE

CORE S&P TTL STK

Shares433.44K

TypeSH

Market value$42.41M

6.51%

Sole

0.00

Shared

0.00

None

433.44K

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares530.28K

TypeSH

Market value$35.35M

5.43%

Sole

0.00

Shared

0.00

None

530.28K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares372.90K

TypeSH

Market value$27.11M

4.16%

Sole

0.00

Shared

0.00

None

372.90K

MICROSOFT CORP

SOLE

COM

Shares68.99K

TypeSH

Market value$23.49M

3.61%

Sole

0.00

Shared

0.00

None

68.99K

APPLE INC

SOLE

COM

Shares120.31K

TypeSH

Market value$23.34M

3.58%

Sole

0.00

Shared

0.00

None

120.31K

ISHARES TR

SOLE

A RATE CP BD ETF

Shares432.26K

TypeSH

Market value$20.39M

3.13%

Sole

0.00

Shared

0.00

None

432.26K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares57.04K

TypeSH

Market value$16.14M

2.48%

Sole

0.00

Shared

0.00

None

57.04K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares509.58K

TypeSH

Market value$15.64M

2.40%

Sole

0.00

Shared

0.00

None

509.58K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares278.67K

TypeSH

Market value$15.16M

2.33%

Sole

0.00

Shared

0.00

None

278.67K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares33.84K

TypeSH

Market value$15.08M

2.32%

Sole

0.00

Shared

0.00

None

33.84K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares197.41K

TypeSH

Market value$14.34M

2.20%

Sole

0.00

Shared

0.00

None

197.41K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares251.20K

TypeSH

Market value$13.90M

2.13%

Sole

0.00

Shared

0.00

None

251.20K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares126.92K

TypeSH

Market value$13.73M

2.11%

Sole

0.00

Shared

0.00

None

126.92K

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares56.06K

TypeSH

Market value$13.19M

2.02%

Sole

0.00

Shared

0.00

None

56.06K

ALPHABET INC

SOLE

CAP STK CL A

Shares109.56K

TypeSH

Market value$13.11M

2.01%

Sole

0.00

Shared

0.00

None

109.56K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares81.65K

TypeSH

Market value$12.89M

1.98%

Sole

0.00

Shared

0.00

None

81.65K

WISDOMTREE TR

SOLE

CURRNCY INT EQ

Shares411.57K

TypeSH

Market value$12.86M

1.97%

Sole

0.00

Shared

0.00

None

411.57K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares229.28K

TypeSH

Market value$10.87M

1.67%

Sole

0.00

Shared

0.00

None

229.28K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares40.85K

TypeSH

Market value$10.68M

1.64%

Sole

0.00

Shared

0.00

None

40.85K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares104.75K

TypeSH

Market value$9.62M

1.48%

Sole

0.00

Shared

0.00

None

104.75K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares26.48K

TypeSH

Market value$9.03M

1.39%

Sole

0.00

Shared

0.00

None

26.48K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares59.47K

TypeSH

Market value$8.85M

1.36%

Sole

0.00

Shared

0.00

None

59.47K

JOHNSON & JOHNSON

SOLE

COM

Shares52.79K

TypeSH

Market value$8.74M

1.34%

Sole

0.00

Shared

0.00

None

52.79K

JPMORGAN CHASE & CO

SOLE

COM

Shares57.56K

TypeSH

Market value$8.37M

1.28%

Sole

0.00

Shared

0.00

None

57.56K

WISDOMTREE TR

SOLE

PUTWRITE STRAT

Shares250.47K

TypeSH

Market value$8.12M

1.25%

Sole

0.00

Shared

0.00

None

250.47K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P TTL STK	433.44K	SH	$42.41M 6.51%	433.44K
WISDOMTREE TRSOLE	US QTLY DIV GRT	530.28K	SH	$35.35M 5.43%	530.28K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	372.90K	SH	$27.11M 4.16%	372.90K
MICROSOFT CORPSOLE	COM	68.99K	SH	$23.49M 3.61%	68.99K
APPLE INCSOLE	COM	120.31K	SH	$23.34M 3.58%	120.31K
ISHARES TRSOLE	A RATE CP BD ETF	432.26K	SH	$20.39M 3.13%	432.26K
VANGUARD INDEX FDSSOLE	GROWTH ETF	57.04K	SH	$16.14M 2.48%	57.04K
SPDR SER TRSOLE	BLOOMBERG INVT	509.58K	SH	$15.64M 2.40%	509.58K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	278.67K	SH	$15.16M 2.33%	278.67K
ISHARES TRSOLE	CORE S&P500 ETF	33.84K	SH	$15.08M 2.32%	33.84K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	197.41K	SH	$14.34M 2.20%	197.41K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	251.20K	SH	$13.90M 2.13%	251.20K
ISHARES TRSOLE	IBOXX INV CP ETF	126.92K	SH	$13.73M 2.11%	126.92K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	56.06K	SH	$13.19M 2.02%	56.06K
ALPHABET INCSOLE	CAP STK CL A	109.56K	SH	$13.11M 2.01%	109.56K
ISHARES TRSOLE	RUS 1000 VAL ETF	81.65K	SH	$12.89M 1.98%	81.65K
WISDOMTREE TRSOLE	CURRNCY INT EQ	411.57K	SH	$12.86M 1.97%	411.57K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	229.28K	SH	$10.87M 1.67%	229.28K
ISHARES TRSOLE	CORE S&P MCP ETF	40.85K	SH	$10.68M 1.64%	40.85K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	104.75K	SH	$9.62M 1.48%	104.75K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	26.48K	SH	$9.03M 1.39%	26.48K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	59.47K	SH	$8.85M 1.36%	59.47K
JOHNSON & JOHNSONSOLE	COM	52.79K	SH	$8.74M 1.34%	52.79K
JPMORGAN CHASE & COSOLE	COM	57.56K	SH	$8.37M 1.28%	57.56K
WISDOMTREE TRSOLE	PUTWRITE STRAT	250.47K	SH	$8.12M 1.25%	250.47K

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