Filed: 5/1/2023ACC: 0001085146-23-001986
📋 What this filing means
STRATOS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 173 equity positions with a total reported market value of $594.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
173
Positions
$594.45M
Total AUM (reported)
7.33M
Total Shares
Allocation by class
COM$203.48M34.2%
CORE S&P TTL STK$38.15M6.4%
US QTLY DIV GRT$32.31M5.4%
TOTAL BND MRKT$25.47M4.3%
A RATE CP BD ETF$18.46M3.1%
BLOOMBERG INVT$14.52M2.4%
ALLWRLD EX US$14.39M2.4%
Portfolio Concentration
Top 3$95.92M16.1%
4–10$115.22M19.4%
11–25$149.18M25.1%
Rest$234.12M39.4%
Top 3 weight
16.1%
Top 10 weight
35.5%
Voting Authority Distribution
Total shares with voting rights: 7.33M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.33M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole173
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings173
Rows:
ISHARES TR
SOLEShares421.28K
TypeSH
Market value$38.15M
6.42%
Sole
0.00
Shared
0.00
None
421.28K
WISDOMTREE TR
SOLEShares518.26K
TypeSH
Market value$32.31M
5.44%
Sole
0.00
Shared
0.00
None
518.26K
VANGUARD BD INDEX FDS
SOLEShares344.96K
TypeSH
Market value$25.47M
4.28%
Sole
0.00
Shared
0.00
None
344.96K
APPLE INC
SOLEShares121.06K
TypeSH
Market value$19.96M
3.36%
Sole
0.00
Shared
0.00
None
121.06K
MICROSOFT CORP
SOLEShares69.19K
TypeSH
Market value$19.95M
3.36%
Sole
0.00
Shared
0.00
None
69.19K
ISHARES TR
SOLEShares385.92K
TypeSH
Market value$18.46M
3.11%
Sole
0.00
Shared
0.00
None
385.92K
SPDR SER TR
SOLEShares477.08K
TypeSH
Market value$14.52M
2.44%
Sole
0.00
Shared
0.00
None
477.08K
VANGUARD INTL EQUITY INDEX F
SOLEShares269.18K
TypeSH
Market value$14.39M
2.42%
Sole
0.00
Shared
0.00
None
269.18K
VANGUARD INDEX FDS
SOLEShares57.41K
TypeSH
Market value$14.32M
2.41%
Sole
0.00
Shared
0.00
None
57.41K
SCHWAB STRATEGIC TR
SOLEShares186.15K
TypeSH
Market value$13.62M
2.29%
Sole
0.00
Shared
0.00
None
186.15K
ISHARES TR
SOLEShares32.64K
TypeSH
Market value$13.42M
2.26%
Sole
0.00
Shared
0.00
None
32.64K
ISHARES TR
SOLEShares118.92K
TypeSH
Market value$13.03M
2.19%
Sole
0.00
Shared
0.00
None
118.92K
WISDOMTREE TR
SOLEShares392.62K
TypeSH
Market value$12.14M
2.04%
Sole
0.00
Shared
0.00
None
392.62K
ISHARES TR
SOLEShares78.98K
TypeSH
Market value$12.03M
2.02%
Sole
0.00
Shared
0.00
None
78.98K
SPDR SER TR
SOLEShares124.92K
TypeSH
Market value$11.47M
1.93%
Sole
0.00
Shared
0.00
None
124.92K
VANGUARD WORLD FD
SOLEShares53.61K
TypeSH
Market value$10.96M
1.84%
Sole
0.00
Shared
0.00
None
53.61K
ALPHABET INC
SOLEShares105.20K
TypeSH
Market value$10.91M
1.84%
Sole
0.00
Shared
0.00
None
105.20K
VANGUARD MALVERN FDS
SOLEShares218.04K
TypeSH
Market value$10.43M
1.75%
Sole
0.00
Shared
0.00
None
218.04K
ISHARES TR
SOLEShares38.50K
TypeSH
Market value$9.63M
1.62%
Sole
0.00
Shared
0.00
None
38.50K
BERKSHIRE HATHAWAY INC DEL
SOLEShares26.55K
TypeSH
Market value$8.20M
1.38%
Sole
0.00
Shared
0.00
None
26.55K
VANGUARD INDEX FDS
SOLEShares57.15K
TypeSH
Market value$8.01M
1.35%
Sole
0.00
Shared
0.00
None
57.15K
JOHNSON & JOHNSON
SOLEShares51.06K
TypeSH
Market value$7.91M
1.33%
Sole
0.00
Shared
0.00
None
51.06K
WISDOMTREE TR
SOLEShares236.37K
TypeSH
Market value$7.34M
1.23%
Sole
0.00
Shared
0.00
None
236.37K
JPMORGAN CHASE & CO
SOLEShares54.35K
TypeSH
Market value$7.08M
1.19%
Sole
0.00
Shared
0.00
None
54.35K
ISHARES TR
SOLEShares125.50K
TypeSH
Market value$6.61M
1.11%
Sole
0.00
Shared
0.00
None
125.50K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 421.28K | SH | $38.15M 6.42% | 0.00 | 0.00 | 421.28K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 518.26K | SH | $32.31M 5.44% | 0.00 | 0.00 | 518.26K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 344.96K | SH | $25.47M 4.28% | 0.00 | 0.00 | 344.96K |
APPLE INCSOLE | COM | 121.06K | SH | $19.96M 3.36% | 0.00 | 0.00 | 121.06K |
MICROSOFT CORPSOLE | COM | 69.19K | SH | $19.95M 3.36% | 0.00 | 0.00 | 69.19K |
ISHARES TRSOLE | A RATE CP BD ETF | 385.92K | SH | $18.46M 3.11% | 0.00 | 0.00 | 385.92K |
SPDR SER TRSOLE | BLOOMBERG INVT | 477.08K | SH | $14.52M 2.44% | 0.00 | 0.00 | 477.08K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 269.18K | SH | $14.39M 2.42% | 0.00 | 0.00 | 269.18K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 57.41K | SH | $14.32M 2.41% | 0.00 | 0.00 | 57.41K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 186.15K | SH | $13.62M 2.29% | 0.00 | 0.00 | 186.15K |
ISHARES TRSOLE | CORE S&P500 ETF | 32.64K | SH | $13.42M 2.26% | 0.00 | 0.00 | 32.64K |
ISHARES TRSOLE | IBOXX INV CP ETF | 118.92K | SH | $13.03M 2.19% | 0.00 | 0.00 | 118.92K |
WISDOMTREE TRSOLE | CURRNCY INT EQ | 392.62K | SH | $12.14M 2.04% | 0.00 | 0.00 | 392.62K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 78.98K | SH | $12.03M 2.02% | 0.00 | 0.00 | 78.98K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 124.92K | SH | $11.47M 1.93% | 0.00 | 0.00 | 124.92K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 53.61K | SH | $10.96M 1.84% | 0.00 | 0.00 | 53.61K |
ALPHABET INCSOLE | CAP STK CL A | 105.20K | SH | $10.91M 1.84% | 0.00 | 0.00 | 105.20K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 218.04K | SH | $10.43M 1.75% | 0.00 | 0.00 | 218.04K |
ISHARES TRSOLE | CORE S&P MCP ETF | 38.50K | SH | $9.63M 1.62% | 0.00 | 0.00 | 38.50K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 26.55K | SH | $8.20M 1.38% | 0.00 | 0.00 | 26.55K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 57.15K | SH | $8.01M 1.35% | 0.00 | 0.00 | 57.15K |
JOHNSON & JOHNSONSOLE | COM | 51.06K | SH | $7.91M 1.33% | 0.00 | 0.00 | 51.06K |
WISDOMTREE TRSOLE | PUTWRITE STRAT | 236.37K | SH | $7.34M 1.23% | 0.00 | 0.00 | 236.37K |
JPMORGAN CHASE & COSOLE | COM | 54.35K | SH | $7.08M 1.19% | 0.00 | 0.00 | 54.35K |
ISHARES TRSOLE | EXPONENTIAL TECH | 125.50K | SH | $6.61M 1.11% | 0.00 | 0.00 | 125.50K |
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