Filed: 1/19/2023ACC: 0001085146-23-000227
📋 What this filing means
STRATOS INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 155 equity positions with a total reported market value of $559.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
155
Positions
$559.88M
Total AUM (reported)
7.07M
Total Shares
Allocation by class
COM$193.57M34.6%
CORE S&P TTL STK$32.38M5.8%
US QTLY DIV GRT$29.92M5.3%
TOTAL BND MRKT$22.52M4.0%
A RATE CP BD ETF$17.12M3.1%
US DIVIDEND EQ$13.73M2.5%
BLOOMBERG INVT$13.55M2.4%
Portfolio Concentration
Top 3$84.82M15.1%
4–10$101.22M18.1%
11–25$142.12M25.4%
Rest$231.73M41.4%
Top 3 weight
15.1%
Top 10 weight
33.2%
Voting Authority Distribution
Total shares with voting rights: 7.07M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.07M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole155
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings155
Rows:
ISHARES TR
SOLEShares381.87K
TypeSH
Market value$32.38M
5.78%
Sole
0.00
Shared
0.00
None
381.87K
WISDOMTREE TR
SOLEShares495.63K
TypeSH
Market value$29.92M
5.34%
Sole
0.00
Shared
0.00
None
495.63K
VANGUARD BD INDEX FDS
SOLEShares313.45K
TypeSH
Market value$22.52M
4.02%
Sole
0.00
Shared
0.00
None
313.45K
ISHARES TR
SOLEShares369.48K
TypeSH
Market value$17.12M
3.06%
Sole
0.00
Shared
0.00
None
369.48K
MICROSOFT CORP
SOLEShares66.62K
TypeSH
Market value$15.98M
2.85%
Sole
0.00
Shared
0.00
None
66.62K
APPLE INC
SOLEShares117.21K
TypeSH
Market value$15.23M
2.72%
Sole
0.00
Shared
0.00
None
117.21K
SCHWAB STRATEGIC TR
SOLEShares181.72K
TypeSH
Market value$13.73M
2.45%
Sole
0.00
Shared
0.00
None
181.72K
SPDR SER TR
SOLEShares445.82K
TypeSH
Market value$13.55M
2.42%
Sole
0.00
Shared
0.00
None
445.82K
SPDR SER TR
SOLEShares142.23K
TypeSH
Market value$13.01M
2.32%
Sole
0.00
Shared
0.00
None
142.23K
VANGUARD INTL EQUITY INDEX F
SOLEShares251.46K
TypeSH
Market value$12.61M
2.25%
Sole
0.00
Shared
0.00
None
251.46K
ISHARES TR
SOLEShares32.08K
TypeSH
Market value$12.33M
2.20%
Sole
0.00
Shared
0.00
None
32.08K
VANGUARD INDEX FDS
SOLEShares56.42K
TypeSH
Market value$12.02M
2.15%
Sole
0.00
Shared
0.00
None
56.42K
ISHARES TR
SOLEShares110.42K
TypeSH
Market value$11.64M
2.08%
Sole
0.00
Shared
0.00
None
110.42K
ISHARES TR
SOLEShares76.47K
TypeSH
Market value$11.60M
2.07%
Sole
0.00
Shared
0.00
None
76.47K
WISDOMTREE TR
SOLEShares376.73K
TypeSH
Market value$11.02M
1.97%
Sole
0.00
Shared
0.00
None
376.73K
ISHARES TR
SOLEShares39.26K
TypeSH
Market value$9.50M
1.70%
Sole
0.00
Shared
0.00
None
39.26K
VANGUARD MALVERN FDS
SOLEShares200.02K
TypeSH
Market value$9.34M
1.67%
Sole
0.00
Shared
0.00
None
200.02K
JOHNSON & JOHNSON
SOLEShares50.31K
TypeSH
Market value$8.89M
1.59%
Sole
0.00
Shared
0.00
None
50.31K
VANGUARD WORLD FD
SOLEShares51.18K
TypeSH
Market value$8.81M
1.57%
Sole
0.00
Shared
0.00
None
51.18K
BERKSHIRE HATHAWAY INC DEL
SOLEShares27.21K
TypeSH
Market value$8.41M
1.50%
Sole
0.00
Shared
0.00
None
27.21K
ALPHABET INC
SOLEShares93.67K
TypeSH
Market value$8.26M
1.48%
Sole
0.00
Shared
0.00
None
93.67K
PIMCO ETF TR
SOLEShares82.23K
TypeSH
Market value$8.11M
1.45%
Sole
0.00
Shared
0.00
None
82.23K
PFIZER INC
SOLEShares147.47K
TypeSH
Market value$7.56M
1.35%
Sole
0.00
Shared
0.00
None
147.47K
JPMORGAN CHASE & CO
SOLEShares55.86K
TypeSH
Market value$7.49M
1.34%
Sole
0.00
Shared
0.00
None
55.86K
VANGUARD INDEX FDS
SOLEShares53.78K
TypeSH
Market value$7.15M
1.28%
Sole
0.00
Shared
0.00
None
53.78K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P TTL STK | 381.87K | SH | $32.38M 5.78% | 0.00 | 0.00 | 381.87K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 495.63K | SH | $29.92M 5.34% | 0.00 | 0.00 | 495.63K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 313.45K | SH | $22.52M 4.02% | 0.00 | 0.00 | 313.45K |
ISHARES TRSOLE | A RATE CP BD ETF | 369.48K | SH | $17.12M 3.06% | 0.00 | 0.00 | 369.48K |
MICROSOFT CORPSOLE | COM | 66.62K | SH | $15.98M 2.85% | 0.00 | 0.00 | 66.62K |
APPLE INCSOLE | COM | 117.21K | SH | $15.23M 2.72% | 0.00 | 0.00 | 117.21K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 181.72K | SH | $13.73M 2.45% | 0.00 | 0.00 | 181.72K |
SPDR SER TRSOLE | BLOOMBERG INVT | 445.82K | SH | $13.55M 2.42% | 0.00 | 0.00 | 445.82K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 142.23K | SH | $13.01M 2.32% | 0.00 | 0.00 | 142.23K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 251.46K | SH | $12.61M 2.25% | 0.00 | 0.00 | 251.46K |
ISHARES TRSOLE | CORE S&P500 ETF | 32.08K | SH | $12.33M 2.20% | 0.00 | 0.00 | 32.08K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 56.42K | SH | $12.02M 2.15% | 0.00 | 0.00 | 56.42K |
ISHARES TRSOLE | IBOXX INV CP ETF | 110.42K | SH | $11.64M 2.08% | 0.00 | 0.00 | 110.42K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 76.47K | SH | $11.60M 2.07% | 0.00 | 0.00 | 76.47K |
WISDOMTREE TRSOLE | CURRNCY INT EQ | 376.73K | SH | $11.02M 1.97% | 0.00 | 0.00 | 376.73K |
ISHARES TRSOLE | CORE S&P MCP ETF | 39.26K | SH | $9.50M 1.70% | 0.00 | 0.00 | 39.26K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 200.02K | SH | $9.34M 1.67% | 0.00 | 0.00 | 200.02K |
JOHNSON & JOHNSONSOLE | COM | 50.31K | SH | $8.89M 1.59% | 0.00 | 0.00 | 50.31K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 51.18K | SH | $8.81M 1.57% | 0.00 | 0.00 | 51.18K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 27.21K | SH | $8.41M 1.50% | 0.00 | 0.00 | 27.21K |
ALPHABET INCSOLE | CAP STK CL A | 93.67K | SH | $8.26M 1.48% | 0.00 | 0.00 | 93.67K |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 82.23K | SH | $8.11M 1.45% | 0.00 | 0.00 | 82.23K |
PFIZER INCSOLE | COM | 147.47K | SH | $7.56M 1.35% | 0.00 | 0.00 | 147.47K |
JPMORGAN CHASE & COSOLE | COM | 55.86K | SH | $7.49M 1.34% | 0.00 | 0.00 | 55.86K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 53.78K | SH | $7.15M 1.28% | 0.00 | 0.00 | 53.78K |
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