STRATEGIC FINANCIAL SERVICES, INC.

PrivateCIK: 1432539

Location

UTICA, NY

150

Positions

$2.10B

Total AUM (reported)

32.30M

Total Shares

Allocation by class

INTL EQTY FACTOR$338.97M16.1%

US SML CAP EQT$289.61M13.8%

U S EQUITY FACTR$263.40M12.5%

INTER TERM TREAS$161.00M7.7%

SHRT TRM CORP BD$115.03M5.5%

EMNG MKTS EQT$113.97M5.4%

COM$103.95M4.9%

Portfolio Concentration

Top 3$891.98M42.4%

4–10$663.96M31.6%

11–25$388.22M18.5%

Rest$157.49M7.5%

Top 3 weight

42.4%

Top 10 weight

74.0%

Voting Authority Distribution

Total shares with voting rights: 32.30M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

32.30M

% of voting shares100.0%

Investment Discretion (by position count)

Sole148

Shared0

Other2

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings150

Rows:

ISHARES TR

SOLE

INTL EQTY FACTOR

Shares8.70M

TypeSH

Market value$338.97M

16.13%

Sole

0.00

Shared

0.00

None

8.70M

ISHARES TR

SOLE

US SML CAP EQT

Shares3.84M

TypeSH

Market value$289.61M

13.78%

Sole

0.00

Shared

0.00

None

3.84M

ISHARES TR

SOLE

U S EQUITY FACTR

Shares3.99M

TypeSH

Market value$263.40M

12.53%

Sole

0.00

Shared

0.00

None

3.99M

VANGUARD SCOTTSDALE FDS

SOLE

INTER TERM TREAS

Shares2.70M

TypeSH

Market value$161.00M

7.66%

Sole

0.00

Shared

0.00

None

2.70M

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares1.45M

TypeSH

Market value$115.03M

5.47%

Sole

0.00

Shared

0.00

None

1.45M

ISHARES INC

SOLE

EMNG MKTS EQT

Shares1.89M

TypeSH

Market value$113.97M

5.42%

Sole

0.00

Shared

0.00

None

1.89M

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares1.47M

TypeSH

Market value$73.35M

3.49%

Sole

0.00

Shared

0.00

None

1.47M

VANGUARD SCOTTSDALE FDS

SOLE

LONG TERM TREAS

Shares1.31M

TypeSH

Market value$72.42M

3.45%

Sole

0.00

Shared

0.00

None

1.31M

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares869K

TypeSH

Market value$71.91M

3.42%

Sole

0.00

Shared

0.00

None

869K

VANGUARD WELLINGTON FD

SOLE

US MOMENTUM

Shares285.54K

TypeSH

Market value$56.28M

2.68%

Sole

0.00

Shared

0.00

None

285.54K

ISHARES TR

SOLE

MSCI USA MMENTM

Shares225.57K

TypeSH

Market value$54.13M

2.58%

Sole

0.00

Shared

0.00

None

225.57K

WORLD GOLD TR

SOLE

SPDR GLD MINIS

Shares583.76K

TypeSH

Market value$54.11M

2.57%

Sole

0.00

Shared

0.00

None

583.76K

DIMENSIONAL ETF TRUST

SOLE

INTERNATNAL VAL

Shares833.50K

TypeSH

Market value$43.99M

2.09%

Sole

0.00

Shared

0.00

None

833.50K

ISHARES INC

SOLE

MSCI EQUAL WEITE

Shares383.50K

TypeSH

Market value$39.03M

1.86%

Sole

0.00

Shared

0.00

None

383.50K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares890K

TypeSH

Market value$38.39M

1.83%

Sole

0.00

Shared

0.00

None

890K

VANGUARD SCOTTSDALE FDS

SOLE

SHORT TERM TREAS

Shares589.56K

TypeSH

Market value$34.51M

1.64%

Sole

0.00

Shared

0.00

None

589.56K

ISHARES TR

SOLE

INTRM GOV CR ETF

Shares271.85K

TypeSH

Market value$29.00M

1.38%

Sole

0.00

Shared

0.00

None

271.85K

APPLE INC

SOLE

COM

Shares67.81K

TypeSH

Market value$17.21M

0.82%

Sole

0.00

Shared

0.00

None

67.81K

ISHARES TR

SOLE

MSCI USA SZE FT

Shares101.72K

TypeSH

Market value$16.22M

0.77%

Sole

0.00

Shared

0.00

None

101.72K

VANGUARD WHITEHALL FDS

SOLE

EM MK GOV BD ETF

Shares224.11K

TypeSH

Market value$14.72M

0.70%

Sole

0.00

Shared

0.00

None

224.11K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares97.70K

TypeSH

Market value$12.23M

0.58%

Sole

0.00

Shared

0.00

None

97.70K

ALPHABET INC

SOLE

CAP STK CL C

Shares33.99K

TypeSH

Market value$9.75M

0.46%

Sole

0.00

Shared

0.00

None

33.99K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA EME

Shares222.25K

TypeSH

Market value$9.60M

0.46%

Sole

0.00

Shared

0.00

None

222.25K

LAM RESEARCH CORP

SOLE

COM NEW

Shares37.15K

TypeSH

Market value$7.94M

0.38%

Sole

0.00

Shared

0.00

None

37.15K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US

Shares99.22K

TypeSH

Market value$7.40M

0.35%

Sole

0.00

Shared

0.00

None

99.22K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	INTL EQTY FACTOR	8.70M	SH	$338.97M 16.13%	8.70M
ISHARES TRSOLE	US SML CAP EQT	3.84M	SH	$289.61M 13.78%	3.84M
ISHARES TRSOLE	U S EQUITY FACTR	3.99M	SH	$263.40M 12.53%	3.99M
VANGUARD SCOTTSDALE FDSSOLE	INTER TERM TREAS	2.70M	SH	$161.00M 7.66%	2.70M
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	1.45M	SH	$115.03M 5.47%	1.45M
ISHARES INCSOLE	EMNG MKTS EQT	1.89M	SH	$113.97M 5.42%	1.89M
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	1.47M	SH	$73.35M 3.49%	1.47M
VANGUARD SCOTTSDALE FDSSOLE	LONG TERM TREAS	1.31M	SH	$72.42M 3.45%	1.31M
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	869K	SH	$71.91M 3.42%	869K
VANGUARD WELLINGTON FDSOLE	US MOMENTUM	285.54K	SH	$56.28M 2.68%	285.54K
ISHARES TRSOLE	MSCI USA MMENTM	225.57K	SH	$54.13M 2.58%	225.57K
WORLD GOLD TRSOLE	SPDR GLD MINIS	583.76K	SH	$54.11M 2.57%	583.76K
DIMENSIONAL ETF TRUSTSOLE	INTERNATNAL VAL	833.50K	SH	$43.99M 2.09%	833.50K
ISHARES INCSOLE	MSCI EQUAL WEITE	383.50K	SH	$39.03M 1.86%	383.50K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	890K	SH	$38.39M 1.83%	890K
VANGUARD SCOTTSDALE FDSSOLE	SHORT TERM TREAS	589.56K	SH	$34.51M 1.64%	589.56K
ISHARES TRSOLE	INTRM GOV CR ETF	271.85K	SH	$29.00M 1.38%	271.85K
APPLE INCSOLE	COM	67.81K	SH	$17.21M 0.82%	67.81K
ISHARES TRSOLE	MSCI USA SZE FT	101.72K	SH	$16.22M 0.77%	101.72K
VANGUARD WHITEHALL FDSSOLE	EM MK GOV BD ETF	224.11K	SH	$14.72M 0.70%	224.11K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	97.70K	SH	$12.23M 0.58%	97.70K
ALPHABET INCSOLE	CAP STK CL C	33.99K	SH	$9.75M 0.46%	33.99K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA EME	222.25K	SH	$9.60M 0.46%	222.25K
LAM RESEARCH CORPSOLE	COM NEW	37.15K	SH	$7.94M 0.38%	37.15K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US	99.22K	SH	$7.40M 0.35%	99.22K

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