SPONEM SANDRA G

PrivateCIK: 1271855

Location

MINNEAPOLIS, MN

LYDON THOMAS F JR

→GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

Apr 30, 2026·Apr 30, 2026

1 txn

NYBERG RONALD

→GUGGENHEIM ACTIVE ALLOCATION FUND

Dec 19, 2025·Dec 19, 2025

1 txn

NYBERG RONALD

→GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

Dec 19, 2025·Dec 19, 2025

1 txn

NYBERG RONALD

→GUGGENHEIM ACTIVE ALLOCATION FUND

May 8, 2025·May 8, 2025

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Apr 1, 2025·Apr 1, 2025

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Apr 1, 2024·Apr 1, 2024

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Dec 29, 2023·Dec 29, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Nov 30, 2023·Nov 30, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Oct 31, 2023·Oct 31, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Sep 29, 2023·Sep 29, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Sep 1, 2023·Sep 1, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Jul 31, 2023·Jul 31, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Jul 5, 2023·Jul 5, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Jun 1, 2023·Jun 1, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Apr 28, 2023·Apr 28, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Apr 10, 2023·Apr 10, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Mar 13, 2023·Mar 13, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

Mar 13, 2023·Mar 13, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Feb 3, 2023·Feb 3, 2023

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Jan 3, 2023·Jan 3, 2023

3 txn

NYBERG RONALD

→GUGGENHEIM ACTIVE ALLOCATION FUND

Nov 2, 2022·Nov 2, 2022

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM ACTIVE ALLOCATION FUND

Oct 12, 2022·Oct 12, 2022

3 txn

TOUPIN RONALD E JR

→GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST

Oct 12, 2022·Oct 12, 2022

3 txn

TOUPIN RONALD E JR

→GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

Oct 12, 2022·Oct 12, 2022

1 txn

TOUPIN RONALD E JR

→GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST

Sep 29, 2022·Sep 29, 2022

1 txn

Page 1 of 5 · 123 total

Filer	Form	Target	Filed	Activity
LYDON THOMAS F JRCIK · 1249279	4 Trade	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDCIK · 1380936	Apr 30, 2026 Apr 30, 2026	1txn
NYBERG RONALDCIK · 1251343	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Dec 19, 2025 Dec 19, 2025	1txn
NYBERG RONALDCIK · 1251343	4 Trade	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDCIK · 1380936	Dec 19, 2025 Dec 19, 2025	1txn
NYBERG RONALDCIK · 1251343	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	May 8, 2025 May 8, 2025	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Apr 1, 2025 Apr 1, 2025	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Apr 1, 2024 Apr 1, 2024	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Dec 29, 2023 Dec 29, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Nov 30, 2023 Nov 30, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Oct 31, 2023 Oct 31, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Sep 29, 2023 Sep 29, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Sep 1, 2023 Sep 1, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Jul 31, 2023 Jul 31, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Jul 5, 2023 Jul 5, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Jun 1, 2023 Jun 1, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Apr 28, 2023 Apr 28, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Apr 10, 2023 Apr 10, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Mar 13, 2023 Mar 13, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDCIK · 1380936	Mar 13, 2023 Mar 13, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Feb 3, 2023 Feb 3, 2023	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Jan 3, 2023 Jan 3, 2023	3txn
NYBERG RONALDCIK · 1251343	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Nov 2, 2022 Nov 2, 2022	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM ACTIVE ALLOCATION FUNDCIK · 1864208	Oct 12, 2022 Oct 12, 2022	3txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUSTCIK · 1495825	Oct 12, 2022 Oct 12, 2022	3txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDCIK · 1380936	Oct 12, 2022 Oct 12, 2022	1txn
TOUPIN RONALD E JRCIK · 1254593	4 Trade	GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUSTCIK · 1495825	Sep 29, 2022 Sep 29, 2022	1txn

Page 1 of 5 · 123 total