SPLIT ROCK PRIVATE TRADING & WEALTH MANAGEMENT, LLC

PrivateCIK: 2095884
Location

CLOQUET, MN

46
Positions
$129.16M
Total AUM (reported)
4.93M
Total Shares

Allocation by class

TOTAL AUM$129.16M46 positions
NORTH SHORE EQTY$49.58M38.4%
COM$17.88M13.8%
HENDRSON AAA CL$8.48M6.6%
TOTAL BD ETF$7.67M5.9%
UNIT SER 1$6.72M5.2%
TRS FLT RT BD$5.61M4.3%
FT VEST LADDERED$5.47M4.2%

Portfolio Concentration

Top 350.9%4–1030.9%11–2513.9%Rest4.4%TOP 1081.8%0%100%
Top 3$65.73M50.9%
4–10$39.87M30.9%
11–25$17.91M13.9%
Rest$5.65M4.4%

Top 3 weight

50.9%

Top 10 weight

81.8%

Voting Authority Distribution

Total shares with voting rights: 4.93M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

4.93M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole46
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings46
Rows:

SPINNAKER ETF SERIES

SOLE
NORTH SHORE EQTY
Shares3.83M
TypeSH
Market value$49.58M
38.39%
Sole
0.00
Shared
0.00
None
3.83M

JANUS DETROIT STR TR

SOLE
HENDRSON AAA CL
Shares168.38K
TypeSH
Market value$8.48M
6.57%
Sole
0.00
Shared
0.00
None
168.38K

FIDELITY MERRIMACK STR TR

SOLE
TOTAL BD ETF
Shares168.13K
TypeSH
Market value$7.67M
5.94%
Sole
0.00
Shared
0.00
None
168.13K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares11.64K
TypeSH
Market value$6.72M
5.20%
Sole
0.00
Shared
0.00
None
11.64K

APPLE INC

SOLE
COM
Shares25.70K
TypeSH
Market value$6.52M
5.05%
Sole
0.00
Shared
0.00
None
25.70K

AMAZON COM INC

SOLE
COM
Shares27.72K
TypeSH
Market value$5.77M
4.47%
Sole
0.00
Shared
0.00
None
27.72K

ISHARES TR

SOLE
TRS FLT RT BD
Shares110.81K
TypeSH
Market value$5.61M
4.34%
Sole
0.00
Shared
0.00
None
110.81K

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST LADDERED
Shares162.11K
TypeSH
Market value$5.47M
4.24%
Sole
0.00
Shared
0.00
None
162.11K

SELECT SECTOR SPDR TR

SOLE
STATE STREET CON
Shares62.24K
TypeSH
Market value$5.10M
3.95%
Sole
0.00
Shared
0.00
None
62.24K

ISHARES TR

SOLE
CORE S&P SCP ETF
Shares37.57K
TypeSH
Market value$4.67M
3.62%
Sole
0.00
Shared
0.00
None
37.57K

JANUS DETROIT STR TR

SOLE
HENDERSON MTG
Shares64.44K
TypeSH
Market value$2.91M
2.25%
Sole
0.00
Shared
0.00
None
64.44K

ISHARES TR

SOLE
TIPS BD ETF
Shares16.21K
TypeSH
Market value$1.79M
1.39%
Sole
0.00
Shared
0.00
None
16.21K

FIRST TR EXCHANGE-TRADED FD

SOLE
DJ GLBL DIVID
Shares45.84K
TypeSH
Market value$1.46M
1.13%
Sole
0.00
Shared
0.00
None
45.84K

NVIDIA CORPORATION

SOLE
COM
Shares8.24K
TypeSH
Market value$1.44M
1.11%
Sole
0.00
Shared
0.00
None
8.24K

SPDR INDEX SHS FDS

SOLE
STATE STREET SPD
Shares30.19K
TypeSH
Market value$1.42M
1.10%
Sole
0.00
Shared
0.00
None
30.19K

MICROSOFT CORP

SOLE
COM
Shares3.59K
TypeSH
Market value$1.33M
1.03%
Sole
0.00
Shared
0.00
None
3.59K

PROSHARES TR

SOLE
S&P 500 DV ARIST
Shares11.98K
TypeSH
Market value$1.27M
0.98%
Sole
0.00
Shared
0.00
None
11.98K

QUANTA SVCS INC

SOLE
COM
Shares1.86K
TypeSH
Market value$1.02M
0.79%
Sole
0.00
Shared
0.00
None
1.86K

BERKSHIRE HATHAWAY INC DEL

SOLE
CL B NEW
Shares2.03K
TypeSH
Market value$973.9K
0.75%
Sole
0.00
Shared
0.00
None
2.03K

UBS AG

SOLE
ENTRACS GOLD SHS
Shares5.73K
TypeSH
Market value$951.2K
0.74%
Sole
0.00
Shared
0.00
None
5.73K

ISHARES TR

SOLE
NATIONAL MUN ETF
Shares7.70K
TypeSH
Market value$817.7K
0.63%
Sole
0.00
Shared
0.00
None
7.70K

MORGAN STANLEY ETF TRUST

SOLE
EATON VANCE TOTA
Shares15.27K
TypeSH
Market value$775.0K
0.60%
Sole
0.00
Shared
0.00
None
15.27K

UBS AG

SOLE
ETRACS SILVER SH
Shares8.29K
TypeSH
Market value$737.1K
0.57%
Sole
0.00
Shared
0.00
None
8.29K

EXXON MOBIL CORP

SOLE
COM
Shares3.24K
TypeSH
Market value$549.2K
0.43%
Sole
0.00
Shared
0.00
None
3.24K

WALMART INC

SOLE
COM
Shares3.81K
TypeSH
Market value$473.1K
0.37%
Sole
0.00
Shared
0.00
None
3.81K
Page 1 of 2