Filed: 4/28/2026ACC: 0002095884-26-000006
📋 What this filing means
SPLIT ROCK PRIVATE TRADING & WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $129.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$129.16M
Total AUM (reported)
4.93M
Total Shares
Allocation by class
NORTH SHORE EQTY$49.58M38.4%
COM$17.88M13.8%
HENDRSON AAA CL$8.48M6.6%
TOTAL BD ETF$7.67M5.9%
UNIT SER 1$6.72M5.2%
TRS FLT RT BD$5.61M4.3%
FT VEST LADDERED$5.47M4.2%
Portfolio Concentration
Top 3$65.73M50.9%
4–10$39.87M30.9%
11–25$17.91M13.9%
Rest$5.65M4.4%
Top 3 weight
50.9%
Top 10 weight
81.8%
Voting Authority Distribution
Total shares with voting rights: 4.93M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.93M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole46
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings46
Rows:
SPINNAKER ETF SERIES
SOLEShares3.83M
TypeSH
Market value$49.58M
38.39%
Sole
0.00
Shared
0.00
None
3.83M
JANUS DETROIT STR TR
SOLEShares168.38K
TypeSH
Market value$8.48M
6.57%
Sole
0.00
Shared
0.00
None
168.38K
FIDELITY MERRIMACK STR TR
SOLEShares168.13K
TypeSH
Market value$7.67M
5.94%
Sole
0.00
Shared
0.00
None
168.13K
INVESCO QQQ TR
SOLEShares11.64K
TypeSH
Market value$6.72M
5.20%
Sole
0.00
Shared
0.00
None
11.64K
APPLE INC
SOLEShares25.70K
TypeSH
Market value$6.52M
5.05%
Sole
0.00
Shared
0.00
None
25.70K
AMAZON COM INC
SOLEShares27.72K
TypeSH
Market value$5.77M
4.47%
Sole
0.00
Shared
0.00
None
27.72K
ISHARES TR
SOLEShares110.81K
TypeSH
Market value$5.61M
4.34%
Sole
0.00
Shared
0.00
None
110.81K
FIRST TR EXCHNG TRADED FD VI
SOLEShares162.11K
TypeSH
Market value$5.47M
4.24%
Sole
0.00
Shared
0.00
None
162.11K
SELECT SECTOR SPDR TR
SOLEShares62.24K
TypeSH
Market value$5.10M
3.95%
Sole
0.00
Shared
0.00
None
62.24K
ISHARES TR
SOLEShares37.57K
TypeSH
Market value$4.67M
3.62%
Sole
0.00
Shared
0.00
None
37.57K
JANUS DETROIT STR TR
SOLEShares64.44K
TypeSH
Market value$2.91M
2.25%
Sole
0.00
Shared
0.00
None
64.44K
ISHARES TR
SOLEShares16.21K
TypeSH
Market value$1.79M
1.39%
Sole
0.00
Shared
0.00
None
16.21K
FIRST TR EXCHANGE-TRADED FD
SOLEShares45.84K
TypeSH
Market value$1.46M
1.13%
Sole
0.00
Shared
0.00
None
45.84K
NVIDIA CORPORATION
SOLEShares8.24K
TypeSH
Market value$1.44M
1.11%
Sole
0.00
Shared
0.00
None
8.24K
SPDR INDEX SHS FDS
SOLEShares30.19K
TypeSH
Market value$1.42M
1.10%
Sole
0.00
Shared
0.00
None
30.19K
MICROSOFT CORP
SOLEShares3.59K
TypeSH
Market value$1.33M
1.03%
Sole
0.00
Shared
0.00
None
3.59K
PROSHARES TR
SOLEShares11.98K
TypeSH
Market value$1.27M
0.98%
Sole
0.00
Shared
0.00
None
11.98K
QUANTA SVCS INC
SOLEShares1.86K
TypeSH
Market value$1.02M
0.79%
Sole
0.00
Shared
0.00
None
1.86K
BERKSHIRE HATHAWAY INC DEL
SOLEShares2.03K
TypeSH
Market value$973.9K
0.75%
Sole
0.00
Shared
0.00
None
2.03K
UBS AG
SOLEShares5.73K
TypeSH
Market value$951.2K
0.74%
Sole
0.00
Shared
0.00
None
5.73K
ISHARES TR
SOLEShares7.70K
TypeSH
Market value$817.7K
0.63%
Sole
0.00
Shared
0.00
None
7.70K
MORGAN STANLEY ETF TRUST
SOLEShares15.27K
TypeSH
Market value$775.0K
0.60%
Sole
0.00
Shared
0.00
None
15.27K
UBS AG
SOLEShares8.29K
TypeSH
Market value$737.1K
0.57%
Sole
0.00
Shared
0.00
None
8.29K
EXXON MOBIL CORP
SOLEShares3.24K
TypeSH
Market value$549.2K
0.43%
Sole
0.00
Shared
0.00
None
3.24K
WALMART INC
SOLEShares3.81K
TypeSH
Market value$473.1K
0.37%
Sole
0.00
Shared
0.00
None
3.81K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPINNAKER ETF SERIESSOLE | NORTH SHORE EQTY | 3.83M | SH | $49.58M 38.39% | 0.00 | 0.00 | 3.83M |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 168.38K | SH | $8.48M 6.57% | 0.00 | 0.00 | 168.38K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 168.13K | SH | $7.67M 5.94% | 0.00 | 0.00 | 168.13K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 11.64K | SH | $6.72M 5.20% | 0.00 | 0.00 | 11.64K |
APPLE INCSOLE | COM | 25.70K | SH | $6.52M 5.05% | 0.00 | 0.00 | 25.70K |
AMAZON COM INCSOLE | COM | 27.72K | SH | $5.77M 4.47% | 0.00 | 0.00 | 27.72K |
ISHARES TRSOLE | TRS FLT RT BD | 110.81K | SH | $5.61M 4.34% | 0.00 | 0.00 | 110.81K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 162.11K | SH | $5.47M 4.24% | 0.00 | 0.00 | 162.11K |
SELECT SECTOR SPDR TRSOLE | STATE STREET CON | 62.24K | SH | $5.10M 3.95% | 0.00 | 0.00 | 62.24K |
ISHARES TRSOLE | CORE S&P SCP ETF | 37.57K | SH | $4.67M 3.62% | 0.00 | 0.00 | 37.57K |
JANUS DETROIT STR TRSOLE | HENDERSON MTG | 64.44K | SH | $2.91M 2.25% | 0.00 | 0.00 | 64.44K |
ISHARES TRSOLE | TIPS BD ETF | 16.21K | SH | $1.79M 1.39% | 0.00 | 0.00 | 16.21K |
FIRST TR EXCHANGE-TRADED FDSOLE | DJ GLBL DIVID | 45.84K | SH | $1.46M 1.13% | 0.00 | 0.00 | 45.84K |
NVIDIA CORPORATIONSOLE | COM | 8.24K | SH | $1.44M 1.11% | 0.00 | 0.00 | 8.24K |
SPDR INDEX SHS FDSSOLE | STATE STREET SPD | 30.19K | SH | $1.42M 1.10% | 0.00 | 0.00 | 30.19K |
MICROSOFT CORPSOLE | COM | 3.59K | SH | $1.33M 1.03% | 0.00 | 0.00 | 3.59K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 11.98K | SH | $1.27M 0.98% | 0.00 | 0.00 | 11.98K |
QUANTA SVCS INCSOLE | COM | 1.86K | SH | $1.02M 0.79% | 0.00 | 0.00 | 1.86K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 2.03K | SH | $973.9K 0.75% | 0.00 | 0.00 | 2.03K |
UBS AGSOLE | ENTRACS GOLD SHS | 5.73K | SH | $951.2K 0.74% | 0.00 | 0.00 | 5.73K |
ISHARES TRSOLE | NATIONAL MUN ETF | 7.70K | SH | $817.7K 0.63% | 0.00 | 0.00 | 7.70K |
MORGAN STANLEY ETF TRUSTSOLE | EATON VANCE TOTA | 15.27K | SH | $775.0K 0.60% | 0.00 | 0.00 | 15.27K |
UBS AGSOLE | ETRACS SILVER SH | 8.29K | SH | $737.1K 0.57% | 0.00 | 0.00 | 8.29K |
EXXON MOBIL CORPSOLE | COM | 3.24K | SH | $549.2K 0.43% | 0.00 | 0.00 | 3.24K |
WALMART INCSOLE | COM | 3.81K | SH | $473.1K 0.37% | 0.00 | 0.00 | 3.81K |
Page 1 of 2