Filed: 1/23/2026ACC: 0002095884-26-000005
📋 What this filing means
SPLIT ROCK PRIVATE TRADING & WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $124.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$124.77M
Total AUM (reported)
4.94M
Total Shares
Allocation by class
NORTH SHORE EQTY$49.23M39.5%
COM$18.42M14.8%
TOTAL BD ETF$14.05M11.3%
HENDRSON AAA CL$9.91M7.9%
UNIT SER 1$7.20M5.8%
FT VEST LADDERED$5.38M4.3%
STATE STREET CON$4.70M3.8%
Portfolio Concentration
Top 3$73.18M58.7%
4–10$36.30M29.1%
11–25$12.66M10.1%
Rest$2.62M2.1%
Top 3 weight
58.7%
Top 10 weight
87.7%
Voting Authority Distribution
Total shares with voting rights: 4.94M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.94M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings36
Rows:
SPINNAKER ETF SERIES
SOLEShares3.88M
TypeSH
Market value$49.23M
39.46%
Sole
0.00
Shared
0.00
None
3.88M
FIDELITY MERRIMACK STR TR
SOLEShares305.10K
TypeSH
Market value$14.05M
11.26%
Sole
0.00
Shared
0.00
None
305.10K
JANUS DETROIT STR TR
SOLEShares195.84K
TypeSH
Market value$9.91M
7.94%
Sole
0.00
Shared
0.00
None
195.84K
INVESCO QQQ TR
SOLEShares11.72K
TypeSH
Market value$7.20M
5.77%
Sole
0.00
Shared
0.00
None
11.72K
APPLE INC
SOLEShares25.56K
TypeSH
Market value$6.95M
5.57%
Sole
0.00
Shared
0.00
None
25.56K
AMAZON COM INC
SOLEShares24.42K
TypeSH
Market value$5.64M
4.52%
Sole
0.00
Shared
0.00
None
24.42K
FIRST TR EXCHNG TRADED FD VI
SOLEShares156.93K
TypeSH
Market value$5.38M
4.31%
Sole
0.00
Shared
0.00
None
156.93K
SELECT SECTOR SPDR TR
SOLEShares60.55K
TypeSH
Market value$4.70M
3.77%
Sole
0.00
Shared
0.00
None
60.55K
ISHARES TR
SOLEShares38.52K
TypeSH
Market value$4.63M
3.71%
Sole
0.00
Shared
0.00
None
38.52K
INVESCO ACTIVELY MANAGED EXC
SOLEShares33.45K
TypeSH
Market value$1.81M
1.45%
Sole
0.00
Shared
0.00
None
33.45K
NVIDIA CORPORATION
SOLEShares9.28K
TypeSH
Market value$1.73M
1.39%
Sole
0.00
Shared
0.00
None
9.28K
MICROSOFT CORP
SOLEShares3.20K
TypeSH
Market value$1.55M
1.24%
Sole
0.00
Shared
0.00
None
3.20K
JANUS DETROIT STR TR
SOLEShares29.02K
TypeSH
Market value$1.33M
1.06%
Sole
0.00
Shared
0.00
None
29.02K
PROSHARES TR
SOLEShares10.67K
TypeSH
Market value$1.11M
0.89%
Sole
0.00
Shared
0.00
None
10.67K
ISHARES TR
SOLEShares9.64K
TypeSH
Market value$1.03M
0.83%
Sole
0.00
Shared
0.00
None
9.64K
UBS AG
SOLEShares8.65K
TypeSH
Market value$864.1K
0.69%
Sole
0.00
Shared
0.00
None
8.65K
QUANTA SVCS INC
SOLEShares1.86K
TypeSH
Market value$785.1K
0.63%
Sole
0.00
Shared
0.00
None
1.86K
FIRST TR EXCHANGE-TRADED FD
SOLEShares43.32K
TypeSH
Market value$741.3K
0.59%
Sole
0.00
Shared
0.00
None
43.32K
FIDELITY WISE ORIGIN BITCOIN
SOLEShares8.46K
TypeSH
Market value$644.7K
0.52%
Sole
0.00
Shared
0.00
None
8.46K
GRAYSCALE ETHEREUM MINI TR E
SOLEShares19.98K
TypeSH
Market value$560.7K
0.45%
Sole
0.00
Shared
0.00
None
19.98K
WALMART INC
SOLEShares4.91K
TypeSH
Market value$546.6K
0.44%
Sole
0.00
Shared
0.00
None
4.91K
BROADCOM INC
SOLEShares1.56K
TypeSH
Market value$538.7K
0.43%
Sole
0.00
Shared
0.00
None
1.56K
PROSHARES TR
SOLEShares5.23K
TypeSH
Market value$453.1K
0.36%
Sole
0.00
Shared
0.00
None
5.23K
ISHARES TR
SOLEShares571.00
TypeSH
Market value$390.8K
0.31%
Sole
0.00
Shared
0.00
None
571.00
EXXON MOBIL CORP
SOLEShares3.24K
TypeSH
Market value$389.5K
0.31%
Sole
0.00
Shared
0.00
None
3.24K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPINNAKER ETF SERIESSOLE | NORTH SHORE EQTY | 3.88M | SH | $49.23M 39.46% | 0.00 | 0.00 | 3.88M |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 305.10K | SH | $14.05M 11.26% | 0.00 | 0.00 | 305.10K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 195.84K | SH | $9.91M 7.94% | 0.00 | 0.00 | 195.84K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 11.72K | SH | $7.20M 5.77% | 0.00 | 0.00 | 11.72K |
APPLE INCSOLE | COM | 25.56K | SH | $6.95M 5.57% | 0.00 | 0.00 | 25.56K |
AMAZON COM INCSOLE | COM | 24.42K | SH | $5.64M 4.52% | 0.00 | 0.00 | 24.42K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 156.93K | SH | $5.38M 4.31% | 0.00 | 0.00 | 156.93K |
SELECT SECTOR SPDR TRSOLE | STATE STREET CON | 60.55K | SH | $4.70M 3.77% | 0.00 | 0.00 | 60.55K |
ISHARES TRSOLE | CORE S&P SCP ETF | 38.52K | SH | $4.63M 3.71% | 0.00 | 0.00 | 38.52K |
INVESCO ACTIVELY MANAGED EXCSOLE | MSCI EAFE INCOME | 33.45K | SH | $1.81M 1.45% | 0.00 | 0.00 | 33.45K |
NVIDIA CORPORATIONSOLE | COM | 9.28K | SH | $1.73M 1.39% | 0.00 | 0.00 | 9.28K |
MICROSOFT CORPSOLE | COM | 3.20K | SH | $1.55M 1.24% | 0.00 | 0.00 | 3.20K |
JANUS DETROIT STR TRSOLE | HENDERSON MTG | 29.02K | SH | $1.33M 1.06% | 0.00 | 0.00 | 29.02K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 10.67K | SH | $1.11M 0.89% | 0.00 | 0.00 | 10.67K |
ISHARES TRSOLE | NATIONAL MUN ETF | 9.64K | SH | $1.03M 0.83% | 0.00 | 0.00 | 9.64K |
UBS AGSOLE | ETRACS SILVER SH | 8.65K | SH | $864.1K 0.69% | 0.00 | 0.00 | 8.65K |
QUANTA SVCS INCSOLE | COM | 1.86K | SH | $785.1K 0.63% | 0.00 | 0.00 | 1.86K |
FIRST TR EXCHANGE-TRADED FDSOLE | VEST GOLD STRTGY | 43.32K | SH | $741.3K 0.59% | 0.00 | 0.00 | 43.32K |
FIDELITY WISE ORIGIN BITCOINSOLE | SHS | 8.46K | SH | $644.7K 0.52% | 0.00 | 0.00 | 8.46K |
GRAYSCALE ETHEREUM MINI TR ESOLE | SHS NEW | 19.98K | SH | $560.7K 0.45% | 0.00 | 0.00 | 19.98K |
WALMART INCSOLE | COM | 4.91K | SH | $546.6K 0.44% | 0.00 | 0.00 | 4.91K |
BROADCOM INCSOLE | COM | 1.56K | SH | $538.7K 0.43% | 0.00 | 0.00 | 1.56K |
PROSHARES TRSOLE | S&P TECH DIVIDEN | 5.23K | SH | $453.1K 0.36% | 0.00 | 0.00 | 5.23K |
ISHARES TRSOLE | CORE S&P500 ETF | 571.00 | SH | $390.8K 0.31% | 0.00 | 0.00 | 571.00 |
EXXON MOBIL CORPSOLE | COM | 3.24K | SH | $389.5K 0.31% | 0.00 | 0.00 | 3.24K |
Page 1 of 2