SPECTRUM ASSET MANAGEMENT, INC. (NB/CA)

PrivateCIK: 1632078
Location

NEWPORT BEACH, CA

109
Positions
$314.79M
Total AUM (reported)
5.73M
Total Shares

Allocation by class

TOTAL AUM$314.79M109 positions
COM$107.01M34.0%
FT VEST US EQT$29.43M9.4%
VANGUARD ULTRA$23.23M7.4%
US LCAP VA ETF$14.49M4.6%
S&P500 EQL WGT$14.36M4.6%
ISHARES NEW$14.13M4.5%
HEDGEYE CAPITAL$10.00M3.2%

Portfolio Concentration

Top 322.5%4–1023.5%11–2523.7%Rest30.4%TOP 1046.0%0%100%
Top 3$70.73M22.5%
4–10$73.97M23.5%
11–25$74.49M23.7%
Rest$95.59M30.4%

Top 3 weight

22.5%

Top 10 weight

46.0%

Voting Authority Distribution

Total shares with voting rights: 5.73M

Sole

Full voting authority

5.73M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

2.42K

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole97
Shared0
Other12
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings109
Rows:

WELLS FARGO & CO

SOLE
COM
Shares414.69K
TypeSH
Market value$33.01M
10.49%
Sole
414.69K
Shared
0.00
None
0.00

VANGUARD BD INDEX FDS

SOLE
VANGUARD ULTRA
Shares466.56K
TypeSH
Market value$23.23M
7.38%
Sole
466.56K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

SOLE
US LCAP VA ETF
Shares475.10K
TypeSH
Market value$14.49M
4.60%
Sole
475.10K
Shared
0.00
None
0.00

INVESCO EXCHANGE TRADED FD T

SOLE
S&P500 EQL WGT
Shares74.84K
TypeSH
Market value$14.36M
4.56%
Sole
74.84K
Shared
0.00
None
0.00

ISHARES GOLD TR

SOLE
ISHARES NEW
Shares160.33K
TypeSH
Market value$14.13M
4.49%
Sole
160.33K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST US EQT
Shares255.37K
TypeSH
Market value$11.23M
3.57%
Sole
255.37K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST US EQT
Shares248.22K
TypeSH
Market value$10.52M
3.34%
Sole
248.22K
Shared
0.00
None
0.00

ETF OPPORTUNITIES TRUST

SOLE
HEDGEYE CAPITAL
Shares346.49K
TypeSH
Market value$10.00M
3.18%
Sole
346.49K
Shared
0.00
None
0.00

EXXON MOBIL CORP

DFND
COM
Shares40.45K
TypeSH
Market value$6.86M
2.18%
Sole
40.32K
Shared
0.00
None
132.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST INTER EQ
Shares250.67K
TypeSH
Market value$6.86M
2.18%
Sole
250.67K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST US
Shares144.02K
TypeSH
Market value$6.82M
2.17%
Sole
144.02K
Shared
0.00
None
0.00

CHEVRON CORPORATION

DFND
COM
Shares32.32K
TypeSH
Market value$6.69M
2.12%
Sole
32.23K
Shared
0.00
None
91.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST US EQT
Shares134.69K
TypeSH
Market value$6.05M
1.92%
Sole
134.69K
Shared
0.00
None
0.00

ALPHABET INC

SOLE
CAP STK CL C
Shares18.95K
TypeSH
Market value$5.44M
1.73%
Sole
18.95K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST U.S.
Shares119.20K
TypeSH
Market value$5.28M
1.68%
Sole
119.20K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

SOLE
US LCAP GR ETF
Shares174.42K
TypeSH
Market value$5.08M
1.61%
Sole
174.42K
Shared
0.00
None
0.00

WALMART INC

SOLE
COM
Shares40.54K
TypeSH
Market value$5.05M
1.60%
Sole
40.54K
Shared
0.00
None
0.00

EMCOR GROUP INC

SOLE
COM
Shares6.35K
TypeSH
Market value$4.69M
1.49%
Sole
6.35K
Shared
0.00
None
0.00

ISHARES TR

SOLE
MSCI USA MIN VOL
Shares49.28K
TypeSH
Market value$4.57M
1.45%
Sole
49.28K
Shared
0.00
None
0.00

L3HARRIS TECHNOLOGIES INC

SOLE
COM
Shares12.73K
TypeSH
Market value$4.39M
1.40%
Sole
12.73K
Shared
0.00
None
0.00

CISCO SYS INC

DFND
COM
Shares55.15K
TypeSH
Market value$4.28M
1.36%
Sole
54.82K
Shared
0.00
None
323.00

SCHWAB STRATEGIC TR

SOLE
INTL EQTY ETF
Shares169.54K
TypeSH
Market value$4.20M
1.33%
Sole
169.54K
Shared
0.00
None
0.00

NOVARTIS AG

DFND
SPONSORED ADR
Shares26.27K
TypeSH
Market value$4.01M
1.27%
Sole
26.13K
Shared
0.00
None
144.00

HONEYWELL INTL INC

SOLE
COM
Shares17.72K
TypeSH
Market value$4.01M
1.27%
Sole
17.72K
Shared
0.00
None
0.00

ABBVIE INC

SOLE
COM
Shares18.13K
TypeSH
Market value$3.94M
1.25%
Sole
18.13K
Shared
0.00
None
0.00
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