SPECTRUM ASSET MANAGEMENT, INC. (NB/CA)

PrivateCIK: 1632078
Location

NEWPORT BEACH, CA

116
Positions
$360.45M
Total AUM (reported)
6.05M
Total Shares

Allocation by class

TOTAL AUM$360.45M116 positions
COM$110.79M30.7%
FT VEST US EQT$42.30M11.7%
S&P500 EQL WGT$26.80M7.4%
VANGUARD ULTRA$24.29M6.7%
US LCAP VA ETF$18.27M5.1%
ISHARES NEW$12.05M3.3%
IBOXX INV CP ETF$9.48M2.6%

Portfolio Concentration

Top 323.5%4–1023.0%11–2522.6%Rest30.8%TOP 1046.5%0%100%
Top 3$84.73M23.5%
4–10$83.05M23.0%
11–25$81.48M22.6%
Rest$111.19M30.8%

Top 3 weight

23.5%

Top 10 weight

46.5%

Voting Authority Distribution

Total shares with voting rights: 6.05M

Sole

Full voting authority

6.05M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

2.52K

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole102
Shared0
Other14
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings116
Rows:

WELLS FARGO & CO

SOLE
COM
Shares407.19K
TypeSH
Market value$33.65M
9.34%
Sole
407.19K
Shared
0.00
None
0.00

INVESCO EXCHANGE TRADED FD T

SOLE
S&P500 EQL WGT
Shares125.94K
TypeSH
Market value$26.80M
7.43%
Sole
125.94K
Shared
0.00
None
0.00

VANGUARD BD INDEX FDS

SOLE
VANGUARD ULTRA
Shares487.87K
TypeSH
Market value$24.29M
6.74%
Sole
487.87K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

SOLE
US LCAP VA ETF
Shares524.86K
TypeSH
Market value$18.27M
5.07%
Sole
524.86K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST US EQT
Shares273.26K
TypeSH
Market value$12.88M
3.57%
Sole
273.26K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST US EQT
Shares254.82K
TypeSH
Market value$12.09M
3.35%
Sole
254.82K
Shared
0.00
None
0.00

ISHARES GOLD TR

SOLE
ISHARES NEW
Shares159.60K
TypeSH
Market value$12.05M
3.34%
Sole
159.60K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST US EQT
Shares246.98K
TypeSH
Market value$11.05M
3.07%
Sole
246.98K
Shared
0.00
None
0.00

ISHARES TR

SOLE
IBOXX INV CP ETF
Shares86.91K
TypeSH
Market value$9.48M
2.63%
Sole
86.91K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST INTER EQ
Shares252.51K
TypeSH
Market value$7.24M
2.01%
Sole
252.51K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST US
Shares139.88K
TypeSH
Market value$7.06M
1.96%
Sole
139.88K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

SOLE
INTL EQTY ETF
Shares245.93K
TypeSH
Market value$6.81M
1.89%
Sole
245.93K
Shared
0.00
None
0.00

ALPHABET INC

SOLE
CAP STK CL C
Shares18.83K
TypeSH
Market value$6.65M
1.85%
Sole
18.83K
Shared
0.00
None
0.00

CISCO SYS INC

DFND
COM
Shares54.77K
TypeSH
Market value$6.43M
1.78%
Sole
54.45K
Shared
0.00
None
323.00

SCHWAB STRATEGIC TR

SOLE
US LCAP GR ETF
Shares181.12K
TypeSH
Market value$6.13M
1.70%
Sole
181.12K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST U.S.
Shares118.32K
TypeSH
Market value$5.61M
1.56%
Sole
118.32K
Shared
0.00
None
0.00

EXXON MOBIL CORP

DFND
COM
Shares40.28K
TypeSH
Market value$5.51M
1.53%
Sole
40.15K
Shared
0.00
None
132.00

CHEVRON CORPORATION

DFND
COM
Shares32.32K
TypeSH
Market value$5.36M
1.49%
Sole
32.23K
Shared
0.00
None
91.00

ISHARES TR

SOLE
MSCI USA MIN ETF
Shares52.59K
TypeSH
Market value$5.07M
1.41%
Sole
52.59K
Shared
0.00
None
0.00

EMCOR GROUP INC

SOLE
COM
Shares5.53K
TypeSH
Market value$4.59M
1.27%
Sole
5.53K
Shared
0.00
None
0.00

WALMART INC

SOLE
COM
Shares40.43K
TypeSH
Market value$4.58M
1.27%
Sole
40.43K
Shared
0.00
None
0.00

ABBVIE INC

SOLE
COM
Shares18.16K
TypeSH
Market value$4.57M
1.27%
Sole
18.16K
Shared
0.00
None
0.00

FIRST TR EXCHNG TRADED FD VI

SOLE
FT VEST US EQT
Shares92.17K
TypeSH
Market value$4.54M
1.26%
Sole
92.17K
Shared
0.00
None
0.00

ISHARES TR

SOLE
0-3 MTH TREASURY
Shares43.37K
TypeSH
Market value$4.37M
1.21%
Sole
43.37K
Shared
0.00
None
0.00

ISHARES INC

SOLE
MSCI EMRG CHN
Shares41.06K
TypeSH
Market value$4.20M
1.17%
Sole
41.06K
Shared
0.00
None
0.00
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