Filed: 10/23/2025ACC: 0001632078-25-000015
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. (NB/CA) filed this quarterly 13F‑HR report disclosing 109 equity positions with a total reported market value of $284.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
109
Positions
$284.43M
Total AUM (reported)
5.10M
Total Shares
Allocation by class
COM$84.39M29.7%
FT VEST US EQT$29.01M10.2%
VANGUARD ULTRA$21.42M7.5%
S&P500 EQL WGT$13.03M4.6%
US LCAP VA ETF$11.96M4.2%
MSCI USA MIN VOL$11.72M4.1%
ISHARES NEW$11.67M4.1%
Portfolio Concentration
Top 3$46.41M16.3%
4–10$65.81M23.1%
11–25$74.75M26.3%
Rest$97.46M34.3%
Top 3 weight
16.3%
Top 10 weight
39.5%
Voting Authority Distribution
Total shares with voting rights: 5.10M
Sole
Full voting authority
5.10M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.39K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole98
Shared0
Other11
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings109
Rows:
VANGUARD BD INDEX FDS
SOLEShares428.47K
TypeSH
Market value$21.42M
7.53%
Sole
428.47K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares68.68K
TypeSH
Market value$13.03M
4.58%
Sole
68.68K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares410.88K
TypeSH
Market value$11.96M
4.21%
Sole
410.88K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares266.53K
TypeSH
Market value$11.78M
4.14%
Sole
266.53K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares123.16K
TypeSH
Market value$11.72M
4.12%
Sole
123.16K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares160.31K
TypeSH
Market value$11.67M
4.10%
Sole
160.31K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares238.55K
TypeSH
Market value$9.73M
3.42%
Sole
238.55K
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares26.81K
TypeSH
Market value$7.54M
2.65%
Sole
26.81K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares212.03K
TypeSH
Market value$6.77M
2.38%
Sole
212.03K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares142.10K
TypeSH
Market value$6.61M
2.32%
Sole
142.10K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares12.06K
TypeSH
Market value$6.25M
2.20%
Sole
12.03K
Shared
0.00
None
34.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares136.74K
TypeSH
Market value$6.06M
2.13%
Sole
136.74K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares74.37K
TypeSH
Market value$5.93M
2.09%
Sole
74.37K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares21.43K
TypeSH
Market value$5.22M
1.84%
Sole
21.43K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP
SOLEShares53.05K
TypeSH
Market value$5.06M
1.78%
Sole
53.05K
Shared
0.00
None
0.00
CHEVRON CORP NEW
DFNDShares31.62K
TypeSH
Market value$4.91M
1.73%
Sole
31.52K
Shared
0.00
None
91.00
ABBVIE INC
SOLEShares20.56K
TypeSH
Market value$4.76M
1.67%
Sole
20.56K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares22.37K
TypeSH
Market value$4.71M
1.66%
Sole
22.37K
Shared
0.00
None
0.00
WALMART INC
SOLEShares45.40K
TypeSH
Market value$4.68M
1.65%
Sole
45.40K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares55.02K
TypeSH
Market value$4.66M
1.64%
Sole
55.02K
Shared
0.00
None
0.00
L3HARRIS TECHNOLOGIES INC
SOLEShares15.20K
TypeSH
Market value$4.64M
1.63%
Sole
15.20K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares41.14K
TypeSH
Market value$4.64M
1.63%
Sole
40.97K
Shared
0.00
None
165.00
SCHWAB STRATEGIC TR
SOLEShares198.37K
TypeSH
Market value$4.62M
1.62%
Sole
198.37K
Shared
0.00
None
0.00
CISCO SYS INC
DFNDShares64.59K
TypeSH
Market value$4.42M
1.55%
Sole
64.26K
Shared
0.00
None
323.00
DUKE ENERGY CORP NEW
DFNDShares33.85K
TypeSH
Market value$4.19M
1.47%
Sole
33.66K
Shared
0.00
None
194.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD BD INDEX FDSSOLE | VANGUARD ULTRA | 428.47K | SH | $21.42M 7.53% | 428.47K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 68.68K | SH | $13.03M 4.58% | 68.68K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 410.88K | SH | $11.96M 4.21% | 410.88K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 266.53K | SH | $11.78M 4.14% | 266.53K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA MIN VOL | 123.16K | SH | $11.72M 4.12% | 123.16K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 160.31K | SH | $11.67M 4.10% | 160.31K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 238.55K | SH | $9.73M 3.42% | 238.55K | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 26.81K | SH | $7.54M 2.65% | 26.81K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 212.03K | SH | $6.77M 2.38% | 212.03K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US | 142.10K | SH | $6.61M 2.32% | 142.10K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 12.06K | SH | $6.25M 2.20% | 12.03K | 0.00 | 34.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 136.74K | SH | $6.06M 2.13% | 136.74K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 74.37K | SH | $5.93M 2.09% | 74.37K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 21.43K | SH | $5.22M 1.84% | 21.43K | 0.00 | 0.00 |
SCHWAB CHARLES CORPSOLE | COM | 53.05K | SH | $5.06M 1.78% | 53.05K | 0.00 | 0.00 |
CHEVRON CORP NEWDFND | COM | 31.62K | SH | $4.91M 1.73% | 31.52K | 0.00 | 91.00 |
ABBVIE INCSOLE | COM | 20.56K | SH | $4.76M 1.67% | 20.56K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 22.37K | SH | $4.71M 1.66% | 22.37K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 45.40K | SH | $4.68M 1.65% | 45.40K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 55.02K | SH | $4.66M 1.64% | 55.02K | 0.00 | 0.00 |
L3HARRIS TECHNOLOGIES INCSOLE | COM | 15.20K | SH | $4.64M 1.63% | 15.20K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 41.14K | SH | $4.64M 1.63% | 40.97K | 0.00 | 165.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 198.37K | SH | $4.62M 1.62% | 198.37K | 0.00 | 0.00 |
CISCO SYS INCDFND | COM | 64.59K | SH | $4.42M 1.55% | 64.26K | 0.00 | 323.00 |
DUKE ENERGY CORP NEWDFND | COM NEW | 33.85K | SH | $4.19M 1.47% | 33.66K | 0.00 | 194.00 |
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