Filed: 7/23/2025ACC: 0001632078-25-000008
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. (NB/CA) filed this quarterly 13F‑HR report disclosing 98 equity positions with a total reported market value of $230.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
98
Positions
$230.11M
Total AUM (reported)
4.52M
Total Shares
Allocation by class
COM$78.14M34.0%
FT VEST US EQT$24.06M10.5%
MSCI USA MIN VOL$11.25M4.9%
S&P500 EQL WGT$11.08M4.8%
US LCAP VA ETF$10.89M4.7%
ISHARES NEW$9.74M4.2%
SHS$7.62M3.3%
Portfolio Concentration
Top 3$33.22M14.4%
4–10$51.26M22.3%
11–25$68.92M30.0%
Rest$76.72M33.3%
Top 3 weight
14.4%
Top 10 weight
36.7%
Voting Authority Distribution
Total shares with voting rights: 4.52M
Sole
Full voting authority
4.52M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.83K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole89
Shared0
Other9
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings98
Rows:
ISHARES TR
SOLEShares119.81K
TypeSH
Market value$11.25M
4.89%
Sole
119.81K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares60.95K
TypeSH
Market value$11.08M
4.81%
Sole
60.95K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares393.65K
TypeSH
Market value$10.89M
4.73%
Sole
393.65K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares156.11K
TypeSH
Market value$9.74M
4.23%
Sole
156.11K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares241.17K
TypeSH
Market value$9.54M
4.15%
Sole
241.17K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares169.24K
TypeSH
Market value$7.18M
3.12%
Sole
169.24K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares144.89K
TypeSH
Market value$6.47M
2.81%
Sole
144.89K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares210.98K
TypeSH
Market value$6.16M
2.68%
Sole
210.98K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares12.30K
TypeSH
Market value$6.12M
2.66%
Sole
12.27K
Shared
0.00
None
34.00
ORACLE CORP
SOLEShares27.68K
TypeSH
Market value$6.05M
2.63%
Sole
27.68K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares139.42K
TypeSH
Market value$5.97M
2.59%
Sole
139.42K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares72.68K
TypeSH
Market value$5.63M
2.45%
Sole
72.68K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares22.42K
TypeSH
Market value$5.22M
2.27%
Sole
22.42K
Shared
0.00
None
0.00
CHEVRON CORP NEW
DFNDShares35.24K
TypeSH
Market value$5.05M
2.19%
Sole
35.15K
Shared
0.00
None
91.00
SCHWAB CHARLES CORP
SOLEShares54.85K
TypeSH
Market value$5.00M
2.17%
Sole
54.85K
Shared
0.00
None
0.00
WALMART INC
SOLEShares50.03K
TypeSH
Market value$4.89M
2.13%
Sole
50.03K
Shared
0.00
None
0.00
CISCO SYS INC
DFNDShares65.28K
TypeSH
Market value$4.53M
1.97%
Sole
64.96K
Shared
0.00
None
323.00
EXXON MOBIL CORP
DFNDShares41.05K
TypeSH
Market value$4.43M
1.92%
Sole
40.89K
Shared
0.00
None
165.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.05K
TypeSH
Market value$4.40M
1.91%
Sole
9.05K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares195.89K
TypeSH
Market value$4.33M
1.88%
Sole
195.89K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
DFNDShares34.16K
TypeSH
Market value$4.03M
1.75%
Sole
33.97K
Shared
0.00
None
194.00
LINDE PLC
SOLEShares8.57K
TypeSH
Market value$4.02M
1.75%
Sole
8.57K
Shared
0.00
None
0.00
L3HARRIS TECHNOLOGIES INC
SOLEShares15.34K
TypeSH
Market value$3.85M
1.67%
Sole
15.34K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares20.61K
TypeSH
Market value$3.83M
1.66%
Sole
20.61K
Shared
0.00
None
0.00
EMERSON ELEC CO
SOLEShares28.12K
TypeSH
Market value$3.75M
1.63%
Sole
28.12K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | MSCI USA MIN VOL | 119.81K | SH | $11.25M 4.89% | 119.81K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 60.95K | SH | $11.08M 4.81% | 60.95K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 393.65K | SH | $10.89M 4.73% | 393.65K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 156.11K | SH | $9.74M 4.23% | 156.11K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 241.17K | SH | $9.54M 4.15% | 241.17K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 169.24K | SH | $7.18M 3.12% | 169.24K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US | 144.89K | SH | $6.47M 2.81% | 144.89K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 210.98K | SH | $6.16M 2.68% | 210.98K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 12.30K | SH | $6.12M 2.66% | 12.27K | 0.00 | 34.00 |
ORACLE CORPSOLE | COM | 27.68K | SH | $6.05M 2.63% | 27.68K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 139.42K | SH | $5.97M 2.59% | 139.42K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 72.68K | SH | $5.63M 2.45% | 72.68K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 22.42K | SH | $5.22M 2.27% | 22.42K | 0.00 | 0.00 |
CHEVRON CORP NEWDFND | COM | 35.24K | SH | $5.05M 2.19% | 35.15K | 0.00 | 91.00 |
SCHWAB CHARLES CORPSOLE | COM | 54.85K | SH | $5.00M 2.17% | 54.85K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 50.03K | SH | $4.89M 2.13% | 50.03K | 0.00 | 0.00 |
CISCO SYS INCDFND | COM | 65.28K | SH | $4.53M 1.97% | 64.96K | 0.00 | 323.00 |
EXXON MOBIL CORPDFND | COM | 41.05K | SH | $4.43M 1.92% | 40.89K | 0.00 | 165.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.05K | SH | $4.40M 1.91% | 9.05K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 195.89K | SH | $4.33M 1.88% | 195.89K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWDFND | COM NEW | 34.16K | SH | $4.03M 1.75% | 33.97K | 0.00 | 194.00 |
LINDE PLCSOLE | SHS | 8.57K | SH | $4.02M 1.75% | 8.57K | 0.00 | 0.00 |
L3HARRIS TECHNOLOGIES INCSOLE | COM | 15.34K | SH | $3.85M 1.67% | 15.34K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 20.61K | SH | $3.83M 1.66% | 20.61K | 0.00 | 0.00 |
EMERSON ELEC COSOLE | COM | 28.12K | SH | $3.75M 1.63% | 28.12K | 0.00 | 0.00 |
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