Filed: 4/16/2025ACC: 0001632078-25-000004
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. (NB/CA) filed this quarterly 13F‑HR report disclosing 85 equity positions with a total reported market value of $225.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
85
Positions
$225.05M
Total AUM (reported)
4.54M
Total Shares
Allocation by class
COM$73.76M32.8%
US LCAP VA ETF$15.80M7.0%
S&P500 EQL WGT$14.91M6.6%
FT VEST US EQT$13.60M6.0%
MBS ETF$11.01M4.9%
MSCI USA MIN VOL$10.88M4.8%
ISHARES NEW$9.10M4.0%
Portfolio Concentration
Top 3$41.72M18.5%
4–10$52.59M23.4%
11–25$67.72M30.1%
Rest$63.03M28.0%
Top 3 weight
18.5%
Top 10 weight
41.9%
Voting Authority Distribution
Total shares with voting rights: 4.54M
Sole
Full voting authority
4.53M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.76K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole77
Shared0
Other8
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings85
Rows:
SCHWAB STRATEGIC TR
SOLEShares594.44K
TypeSH
Market value$15.80M
7.02%
Sole
594.44K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares86.06K
TypeSH
Market value$14.91M
6.62%
Sole
86.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares117.37K
TypeSH
Market value$11.01M
4.89%
Sole
117.37K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares116.14K
TypeSH
Market value$10.88M
4.83%
Sole
116.14K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares154.38K
TypeSH
Market value$9.10M
4.04%
Sole
154.38K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares311.23K
TypeSH
Market value$7.79M
3.46%
Sole
311.23K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares169.41K
TypeSH
Market value$6.72M
2.99%
Sole
169.41K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares321.75K
TypeSH
Market value$6.36M
2.83%
Sole
321.75K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares148.03K
TypeSH
Market value$6.24M
2.77%
Sole
148.03K
Shared
0.00
None
0.00
CHEVRON CORP NEW
DFNDShares32.82K
TypeSH
Market value$5.49M
2.44%
Sole
32.72K
Shared
0.00
None
105.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares139.11K
TypeSH
Market value$5.24M
2.33%
Sole
139.11K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP
SOLEShares66.38K
TypeSH
Market value$5.20M
2.31%
Sole
66.38K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares72.08K
TypeSH
Market value$5.06M
2.25%
Sole
72.08K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.45K
TypeSH
Market value$5.03M
2.24%
Sole
9.45K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares22.90K
TypeSH
Market value$4.85M
2.15%
Sole
22.90K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares12.47K
TypeSH
Market value$4.68M
2.08%
Sole
12.44K
Shared
0.00
None
34.00
WALMART INC
SOLEShares51.48K
TypeSH
Market value$4.53M
2.01%
Sole
51.48K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares38.10K
TypeSH
Market value$4.53M
2.01%
Sole
37.93K
Shared
0.00
None
165.00
ABBVIE INC
SOLEShares20.85K
TypeSH
Market value$4.37M
1.94%
Sole
20.85K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares61.77K
TypeSH
Market value$4.24M
1.88%
Sole
61.77K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
DFNDShares34.22K
TypeSH
Market value$4.17M
1.85%
Sole
34.02K
Shared
0.00
None
194.00
LINDE PLC
SOLEShares8.87K
TypeSH
Market value$4.13M
1.84%
Sole
8.87K
Shared
0.00
None
0.00
CISCO SYS INC
DFNDShares64.85K
TypeSH
Market value$4.00M
1.78%
Sole
64.52K
Shared
0.00
None
323.00
ORACLE CORP
SOLEShares28.36K
TypeSH
Market value$3.96M
1.76%
Sole
28.36K
Shared
0.00
None
0.00
MEDTRONIC PLC
DFNDShares41.06K
TypeSH
Market value$3.72M
1.65%
Sole
40.86K
Shared
0.00
None
205.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 594.44K | SH | $15.80M 7.02% | 594.44K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 86.06K | SH | $14.91M 6.62% | 86.06K | 0.00 | 0.00 |
ISHARES TRSOLE | MBS ETF | 117.37K | SH | $11.01M 4.89% | 117.37K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA MIN VOL | 116.14K | SH | $10.88M 4.83% | 116.14K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 154.38K | SH | $9.10M 4.04% | 154.38K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 311.23K | SH | $7.79M 3.46% | 311.23K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 169.41K | SH | $6.72M 2.99% | 169.41K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 321.75K | SH | $6.36M 2.83% | 321.75K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US | 148.03K | SH | $6.24M 2.77% | 148.03K | 0.00 | 0.00 |
CHEVRON CORP NEWDFND | COM | 32.82K | SH | $5.49M 2.44% | 32.72K | 0.00 | 105.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 139.11K | SH | $5.24M 2.33% | 139.11K | 0.00 | 0.00 |
SCHWAB CHARLES CORPSOLE | COM | 66.38K | SH | $5.20M 2.31% | 66.38K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 72.08K | SH | $5.06M 2.25% | 72.08K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.45K | SH | $5.03M 2.24% | 9.45K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 22.90K | SH | $4.85M 2.15% | 22.90K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 12.47K | SH | $4.68M 2.08% | 12.44K | 0.00 | 34.00 |
WALMART INCSOLE | COM | 51.48K | SH | $4.53M 2.01% | 51.48K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 38.10K | SH | $4.53M 2.01% | 37.93K | 0.00 | 165.00 |
ABBVIE INCSOLE | COM | 20.85K | SH | $4.37M 1.94% | 20.85K | 0.00 | 0.00 |
ISHARES INCSOLE | MSCI JPN ETF NEW | 61.77K | SH | $4.24M 1.88% | 61.77K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWDFND | COM NEW | 34.22K | SH | $4.17M 1.85% | 34.02K | 0.00 | 194.00 |
LINDE PLCSOLE | SHS | 8.87K | SH | $4.13M 1.84% | 8.87K | 0.00 | 0.00 |
CISCO SYS INCDFND | COM | 64.85K | SH | $4.00M 1.78% | 64.52K | 0.00 | 323.00 |
ORACLE CORPSOLE | COM | 28.36K | SH | $3.96M 1.76% | 28.36K | 0.00 | 0.00 |
MEDTRONIC PLCDFND | SHS | 41.06K | SH | $3.72M 1.65% | 40.86K | 0.00 | 205.00 |
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