Filed: 1/28/2025ACC: 0001632078-25-000002
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. (NB/CA) filed this quarterly 13F‑HR report disclosing 95 equity positions with a total reported market value of $222.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
95
Positions
$222.58M
Total AUM (reported)
4.72M
Total Shares
Allocation by class
COM$85.02M38.2%
US LCAP VA ETF$15.19M6.8%
S&P500 EQL WGT$14.14M6.4%
FT VEST US EQT$14.14M6.4%
US LCAP GR ETF$10.38M4.7%
MSCI USA MIN VOL$9.98M4.5%
ISHARES NEW$7.49M3.4%
Portfolio Concentration
Top 3$39.71M17.8%
4–10$46.01M20.7%
11–25$62.56M28.1%
Rest$74.31M33.4%
Top 3 weight
17.8%
Top 10 weight
38.5%
Voting Authority Distribution
Total shares with voting rights: 4.72M
Sole
Full voting authority
4.72M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.81K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole86
Shared0
Other9
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings95
Rows:
SCHWAB STRATEGIC TR
SOLEShares582.53K
TypeSH
Market value$15.19M
6.82%
Sole
582.53K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares80.72K
TypeSH
Market value$14.14M
6.35%
Sole
80.72K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares372.33K
TypeSH
Market value$10.38M
4.66%
Sole
372.33K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares112.44K
TypeSH
Market value$9.98M
4.49%
Sole
112.44K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares151.38K
TypeSH
Market value$7.49M
3.37%
Sole
151.38K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares170.65K
TypeSH
Market value$6.92M
3.11%
Sole
170.65K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares311.75K
TypeSH
Market value$5.77M
2.59%
Sole
311.75K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares139.47K
TypeSH
Market value$5.32M
2.39%
Sole
139.47K
Shared
0.00
None
0.00
WALMART INC
SOLEShares58.69K
TypeSH
Market value$5.31M
2.39%
Sole
58.69K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares12.35K
TypeSH
Market value$5.20M
2.34%
Sole
12.31K
Shared
0.00
None
34.00
HONEYWELL INTL INC
SOLEShares22.49K
TypeSH
Market value$5.08M
2.28%
Sole
22.49K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares114.70K
TypeSH
Market value$4.90M
2.20%
Sole
114.70K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP
SOLEShares65.63K
TypeSH
Market value$4.86M
2.18%
Sole
65.63K
Shared
0.00
None
0.00
CHEVRON CORP NEW
DFNDShares32.86K
TypeSH
Market value$4.76M
2.14%
Sole
32.76K
Shared
0.00
None
105.00
ORACLE CORP
SOLEShares28.27K
TypeSH
Market value$4.71M
2.12%
Sole
28.27K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares70K
TypeSH
Market value$4.44M
2.00%
Sole
70K
Shared
0.00
None
0.00
ACCENTURE PLC IRELAND
SOLEShares11.74K
TypeSH
Market value$4.13M
1.86%
Sole
11.74K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.04K
TypeSH
Market value$4.10M
1.84%
Sole
9.04K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares58.93K
TypeSH
Market value$3.95M
1.78%
Sole
58.93K
Shared
0.00
None
0.00
CISCO SYS INC
DFNDShares64.79K
TypeSH
Market value$3.84M
1.72%
Sole
64.47K
Shared
0.00
None
323.00
ABBVIE INC
SOLEShares20.87K
TypeSH
Market value$3.71M
1.67%
Sole
20.87K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
DFNDShares34.34K
TypeSH
Market value$3.70M
1.66%
Sole
34.14K
Shared
0.00
None
194.00
EMERSON ELEC CO
SOLEShares28.97K
TypeSH
Market value$3.59M
1.61%
Sole
28.97K
Shared
0.00
None
0.00
CONSTELLATION ENERGY CORP
SOLEShares15.46K
TypeSH
Market value$3.46M
1.55%
Sole
15.46K
Shared
0.00
None
0.00
L3HARRIS TECHNOLOGIES INC
SOLEShares15.87K
TypeSH
Market value$3.34M
1.50%
Sole
15.87K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 582.53K | SH | $15.19M 6.82% | 582.53K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 80.72K | SH | $14.14M 6.35% | 80.72K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 372.33K | SH | $10.38M 4.66% | 372.33K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA MIN VOL | 112.44K | SH | $9.98M 4.49% | 112.44K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 151.38K | SH | $7.49M 3.37% | 151.38K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 170.65K | SH | $6.92M 3.11% | 170.65K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 311.75K | SH | $5.77M 2.59% | 311.75K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 139.47K | SH | $5.32M 2.39% | 139.47K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 58.69K | SH | $5.31M 2.39% | 58.69K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 12.35K | SH | $5.20M 2.34% | 12.31K | 0.00 | 34.00 |
HONEYWELL INTL INCSOLE | COM | 22.49K | SH | $5.08M 2.28% | 22.49K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US | 114.70K | SH | $4.90M 2.20% | 114.70K | 0.00 | 0.00 |
SCHWAB CHARLES CORPSOLE | COM | 65.63K | SH | $4.86M 2.18% | 65.63K | 0.00 | 0.00 |
CHEVRON CORP NEWDFND | COM | 32.86K | SH | $4.76M 2.14% | 32.76K | 0.00 | 105.00 |
ORACLE CORPSOLE | COM | 28.27K | SH | $4.71M 2.12% | 28.27K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 70K | SH | $4.44M 2.00% | 70K | 0.00 | 0.00 |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 11.74K | SH | $4.13M 1.86% | 11.74K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.04K | SH | $4.10M 1.84% | 9.04K | 0.00 | 0.00 |
ISHARES INCSOLE | MSCI JPN ETF NEW | 58.93K | SH | $3.95M 1.78% | 58.93K | 0.00 | 0.00 |
CISCO SYS INCDFND | COM | 64.79K | SH | $3.84M 1.72% | 64.47K | 0.00 | 323.00 |
ABBVIE INCSOLE | COM | 20.87K | SH | $3.71M 1.67% | 20.87K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWDFND | COM NEW | 34.34K | SH | $3.70M 1.66% | 34.14K | 0.00 | 194.00 |
EMERSON ELEC COSOLE | COM | 28.97K | SH | $3.59M 1.61% | 28.97K | 0.00 | 0.00 |
CONSTELLATION ENERGY CORPSOLE | COM | 15.46K | SH | $3.46M 1.55% | 15.46K | 0.00 | 0.00 |
L3HARRIS TECHNOLOGIES INCSOLE | COM | 15.87K | SH | $3.34M 1.50% | 15.87K | 0.00 | 0.00 |
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