Filed: 10/22/2024ACC: 0001632078-24-000010
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. (NB/CA) filed this quarterly 13F‑HR report disclosing 97 equity positions with a total reported market value of $236.42M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
97
Positions
$236.42M
Total AUM (reported)
5.11M
Total Shares
Allocation by class
COM$90.76M38.4%
US LCAP VA ETF$15.93M6.7%
FT VEST US EQT$13.00M5.5%
ISHARES NEW$12.41M5.2%
S&P500 EQL WGT$11.99M5.1%
MSCI USA MIN VOL$10.83M4.6%
US LCAP GR ETF$9.65M4.1%
Portfolio Concentration
Top 3$40.32M17.1%
4–10$53.42M22.6%
11–25$65.62M27.8%
Rest$77.05M32.6%
Top 3 weight
17.1%
Top 10 weight
39.7%
Voting Authority Distribution
Total shares with voting rights: 5.11M
Sole
Full voting authority
5.11M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.59K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole97
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings97
Rows:
SCHWAB STRATEGIC TR
SOLEShares198.16K
TypeSH
Market value$15.93M
6.74%
Sole
198.16K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares249.70K
TypeSH
Market value$12.41M
5.25%
Sole
249.70K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares66.92K
TypeSH
Market value$11.99M
5.07%
Sole
66.92K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares118.55K
TypeSH
Market value$10.83M
4.58%
Sole
118.55K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares92.66K
TypeSH
Market value$9.65M
4.08%
Sole
92.66K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares114.59K
TypeSH
Market value$8.15M
3.45%
Sole
114.59K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares171.79K
TypeSH
Market value$6.88M
2.91%
Sole
171.79K
Shared
0.00
None
0.00
WALMART INC
SOLEShares78.50K
TypeSH
Market value$6.34M
2.68%
Sole
78.50K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares145.68K
TypeSH
Market value$5.99M
2.53%
Sole
145.68K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares12.98K
TypeSH
Market value$5.59M
2.36%
Sole
12.95K
Shared
0.00
None
34.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares141.87K
TypeSH
Market value$5.30M
2.24%
Sole
141.87K
Shared
0.00
None
0.00
GENERAL DYNAMICS CORP
SOLEShares16.39K
TypeSH
Market value$4.95M
2.10%
Sole
16.32K
Shared
0.00
None
70.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares116.51K
TypeSH
Market value$4.86M
2.06%
Sole
116.51K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares32.63K
TypeSH
Market value$4.81M
2.03%
Sole
32.53K
Shared
0.00
None
105.00
ORACLE CORP
SOLEShares28.18K
TypeSH
Market value$4.80M
2.03%
Sole
28.18K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares22.43K
TypeSH
Market value$4.64M
1.96%
Sole
22.43K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares22.07K
TypeSH
Market value$4.36M
1.84%
Sole
22.07K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares59.19K
TypeSH
Market value$4.23M
1.79%
Sole
59.19K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP
SOLEShares65.17K
TypeSH
Market value$4.22M
1.79%
Sole
65.17K
Shared
0.00
None
0.00
ACCENTURE PLC IRELAND
SOLEShares11.87K
TypeSH
Market value$4.20M
1.77%
Sole
11.87K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares8.95K
TypeSH
Market value$4.12M
1.74%
Sole
8.95K
Shared
0.00
None
0.00
CONSTELLATION ENERGY CORP
SOLEShares15.17K
TypeSH
Market value$3.95M
1.67%
Sole
15.17K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
SOLEShares34.19K
TypeSH
Market value$3.94M
1.67%
Sole
34K
Shared
0.00
None
194.00
MEDTRONIC PLC
SOLEShares40.45K
TypeSH
Market value$3.67M
1.55%
Sole
40.27K
Shared
0.00
None
183.00
L3HARRIS TECHNOLOGIES INC
SOLEShares15K
TypeSH
Market value$3.57M
1.51%
Sole
15K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 198.16K | SH | $15.93M 6.74% | 198.16K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 249.70K | SH | $12.41M 5.25% | 249.70K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 66.92K | SH | $11.99M 5.07% | 66.92K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA MIN VOL | 118.55K | SH | $10.83M 4.58% | 118.55K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 92.66K | SH | $9.65M 4.08% | 92.66K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 114.59K | SH | $8.15M 3.45% | 114.59K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 171.79K | SH | $6.88M 2.91% | 171.79K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 78.50K | SH | $6.34M 2.68% | 78.50K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 145.68K | SH | $5.99M 2.53% | 145.68K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 12.98K | SH | $5.59M 2.36% | 12.95K | 0.00 | 34.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 141.87K | SH | $5.30M 2.24% | 141.87K | 0.00 | 0.00 |
GENERAL DYNAMICS CORPSOLE | COM | 16.39K | SH | $4.95M 2.10% | 16.32K | 0.00 | 70.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US | 116.51K | SH | $4.86M 2.06% | 116.51K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 32.63K | SH | $4.81M 2.03% | 32.53K | 0.00 | 105.00 |
ORACLE CORPSOLE | COM | 28.18K | SH | $4.80M 2.03% | 28.18K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 22.43K | SH | $4.64M 1.96% | 22.43K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 22.07K | SH | $4.36M 1.84% | 22.07K | 0.00 | 0.00 |
ISHARES INCSOLE | MSCI JPN ETF NEW | 59.19K | SH | $4.23M 1.79% | 59.19K | 0.00 | 0.00 |
SCHWAB CHARLES CORPSOLE | COM | 65.17K | SH | $4.22M 1.79% | 65.17K | 0.00 | 0.00 |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 11.87K | SH | $4.20M 1.77% | 11.87K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 8.95K | SH | $4.12M 1.74% | 8.95K | 0.00 | 0.00 |
CONSTELLATION ENERGY CORPSOLE | COM | 15.17K | SH | $3.95M 1.67% | 15.17K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWSOLE | COM NEW | 34.19K | SH | $3.94M 1.67% | 34K | 0.00 | 194.00 |
MEDTRONIC PLCSOLE | SHS | 40.45K | SH | $3.67M 1.55% | 40.27K | 0.00 | 183.00 |
L3HARRIS TECHNOLOGIES INCSOLE | COM | 15K | SH | $3.57M 1.51% | 15K | 0.00 | 0.00 |
Page 1 of 4