Filed: 7/12/2024ACC: 0001632078-24-000006
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. (NB/CA) filed this quarterly 13F‑HR report disclosing 94 equity positions with a total reported market value of $216.21M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
94
Positions
$216.21M
Total AUM (reported)
2.98M
Total Shares
Allocation by class
COM$85.70M39.6%
US LCAP VA ETF$16.14M7.5%
FT VEST US$11.56M5.3%
ISHARES NEW$10.06M4.7%
MSCI USA MIN VOL$9.88M4.6%
US LCAP GR ETF$9.39M4.3%
FTSE EUROPE ETF$7.55M3.5%
Portfolio Concentration
Top 3$36.08M16.7%
4–10$47.60M22.0%
11–25$60.98M28.2%
Rest$71.55M33.1%
Top 3 weight
16.7%
Top 10 weight
38.7%
Voting Authority Distribution
Total shares with voting rights: 2.98M
Sole
Full voting authority
2.97M
shares
% of voting shares99.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.85K
shares
% of voting shares0.1%
Investment Discretion (by position count)
Sole94
Shared0
Other0
Dominant voting typeSole · 99.9% of voting shares
Institutional Holdings94
Rows:
SCHWAB STRATEGIC TR
SOLEShares216.57K
TypeSH
Market value$16.14M
7.46%
Sole
216.57K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares228.90K
TypeSH
Market value$10.06M
4.65%
Sole
228.90K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares117.73K
TypeSH
Market value$9.88M
4.57%
Sole
117.73K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares93.03K
TypeSH
Market value$9.39M
4.34%
Sole
93.03K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares113.03K
TypeSH
Market value$7.55M
3.49%
Sole
113.03K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares182.78K
TypeSH
Market value$6.79M
3.14%
Sole
182.78K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares41.05K
TypeSH
Market value$6.74M
3.12%
Sole
41.05K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares147.50K
TypeSH
Market value$5.72M
2.65%
Sole
147.50K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares12.77K
TypeSH
Market value$5.71M
2.64%
Sole
12.74K
Shared
0.00
None
34.00
CHEVRON CORP NEW
SOLEShares36.43K
TypeSH
Market value$5.70M
2.64%
Sole
36.33K
Shared
0.00
None
105.00
WALMART INC
SOLEShares78.35K
TypeSH
Market value$5.31M
2.45%
Sole
78.35K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares142.77K
TypeSH
Market value$5.14M
2.38%
Sole
142.77K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP
SOLEShares65.60K
TypeSH
Market value$4.83M
2.24%
Sole
65.60K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares22.57K
TypeSH
Market value$4.82M
2.23%
Sole
22.57K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares118.31K
TypeSH
Market value$4.77M
2.21%
Sole
118.31K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares36.78K
TypeSH
Market value$4.23M
1.96%
Sole
36.61K
Shared
0.00
None
165.00
GENERAL DYNAMICS CORP
SOLEShares14.31K
TypeSH
Market value$4.15M
1.92%
Sole
14.24K
Shared
0.00
None
70.00
ORACLE CORP
SOLEShares28K
TypeSH
Market value$3.95M
1.83%
Sole
28K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares22.17K
TypeSH
Market value$3.80M
1.76%
Sole
22.17K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares8.94K
TypeSH
Market value$3.64M
1.68%
Sole
8.94K
Shared
0.00
None
0.00
ACCENTURE PLC IRELAND
SOLEShares11.68K
TypeSH
Market value$3.54M
1.64%
Sole
11.68K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
SOLEShares33.05K
TypeSH
Market value$3.31M
1.53%
Sole
32.86K
Shared
0.00
None
194.00
MEDTRONIC PLC
SOLEShares40.47K
TypeSH
Market value$3.21M
1.49%
Sole
40.28K
Shared
0.00
None
183.00
EMERSON ELEC CO
SOLEShares28.84K
TypeSH
Market value$3.18M
1.47%
Sole
28.84K
Shared
0.00
None
0.00
BUNGE GLOBAL SA
SOLEShares28.92K
TypeSH
Market value$3.09M
1.43%
Sole
28.92K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 216.57K | SH | $16.14M 7.46% | 216.57K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 228.90K | SH | $10.06M 4.65% | 228.90K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA MIN VOL | 117.73K | SH | $9.88M 4.57% | 117.73K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 93.03K | SH | $9.39M 4.34% | 93.03K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 113.03K | SH | $7.55M 3.49% | 113.03K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US | 182.78K | SH | $6.79M 3.14% | 182.78K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 41.05K | SH | $6.74M 3.12% | 41.05K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 147.50K | SH | $5.72M 2.65% | 147.50K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 12.77K | SH | $5.71M 2.64% | 12.74K | 0.00 | 34.00 |
CHEVRON CORP NEWSOLE | COM | 36.43K | SH | $5.70M 2.64% | 36.33K | 0.00 | 105.00 |
WALMART INCSOLE | COM | 78.35K | SH | $5.31M 2.45% | 78.35K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 142.77K | SH | $5.14M 2.38% | 142.77K | 0.00 | 0.00 |
SCHWAB CHARLES CORPSOLE | COM | 65.60K | SH | $4.83M 2.24% | 65.60K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 22.57K | SH | $4.82M 2.23% | 22.57K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US | 118.31K | SH | $4.77M 2.21% | 118.31K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 36.78K | SH | $4.23M 1.96% | 36.61K | 0.00 | 165.00 |
GENERAL DYNAMICS CORPSOLE | COM | 14.31K | SH | $4.15M 1.92% | 14.24K | 0.00 | 70.00 |
ORACLE CORPSOLE | COM | 28K | SH | $3.95M 1.83% | 28K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 22.17K | SH | $3.80M 1.76% | 22.17K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 8.94K | SH | $3.64M 1.68% | 8.94K | 0.00 | 0.00 |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 11.68K | SH | $3.54M 1.64% | 11.68K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWSOLE | COM NEW | 33.05K | SH | $3.31M 1.53% | 32.86K | 0.00 | 194.00 |
MEDTRONIC PLCSOLE | SHS | 40.47K | SH | $3.21M 1.49% | 40.28K | 0.00 | 183.00 |
EMERSON ELEC COSOLE | COM | 28.84K | SH | $3.18M 1.47% | 28.84K | 0.00 | 0.00 |
BUNGE GLOBAL SASOLE | COM SHS | 28.92K | SH | $3.09M 1.43% | 28.92K | 0.00 | 0.00 |
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