Filed: 4/23/2024ACC: 0001632078-24-000004
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. (NB/CA) filed this quarterly 13F‑HR report disclosing 101 equity positions with a total reported market value of $233.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
101
Positions
$233.25M
Total AUM (reported)
8.73M
Total Shares
Allocation by class
COM$89.55M38.4%
FT VEST US$22.63M9.7%
US LCAP VA ETF$16.53M7.1%
FT VEST US EQT$9.94M4.3%
MSCI USA MIN VOL$9.76M4.2%
ISHARES NEW$9.65M4.1%
US LCAP GR ETF$8.51M3.6%
Portfolio Concentration
Top 3$39.74M17.0%
4–10$55.57M23.8%
11–25$63.47M27.2%
Rest$74.46M31.9%
Top 3 weight
17.0%
Top 10 weight
40.9%
Voting Authority Distribution
Total shares with voting rights: 8.73M
Sole
Full voting authority
8.72M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.46K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole100
Shared0
Other1
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings101
Rows:
SCHWAB STRATEGIC TR
SOLEShares217.53K
TypeSH
Market value$16.53M
7.09%
Sole
217.53K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares368.49K
TypeSH
Market value$13.28M
5.69%
Sole
368.49K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares284.73K
TypeSH
Market value$9.94M
4.26%
Sole
284.73K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares116.77K
TypeSH
Market value$9.76M
4.18%
Sole
116.77K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares229.79K
TypeSH
Market value$9.65M
4.14%
Sole
229.79K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares239.12K
TypeSH
Market value$9.35M
4.01%
Sole
239.12K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares91.79K
TypeSH
Market value$8.51M
3.65%
Sole
91.79K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares43.74K
TypeSH
Market value$6.90M
2.96%
Sole
43.64K
Shared
0.00
None
105.00
SCHWAB STRATEGIC TR
SOLEShares146.76K
TypeSH
Market value$5.73M
2.46%
Sole
146.76K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares33.49K
TypeSH
Market value$5.67M
2.43%
Sole
33.49K
Shared
0.00
None
0.00
SCHWAB CHARLES CORP
SOLEShares76.14K
TypeSH
Market value$5.51M
2.36%
Sole
76.14K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares12.29K
TypeSH
Market value$5.17M
2.22%
Sole
12.26K
Shared
0.00
None
34.00
WALMART INC
SOLEShares78.52K
TypeSH
Market value$4.74M
2.03%
Sole
78.52K
Shared
0.00
None
0.00
INTEL CORP
SOLEShares106.46K
TypeSH
Market value$4.70M
2.02%
Sole
106.20K
Shared
0.00
None
260.00
HONEYWELL INTL INC
SOLEShares22.48K
TypeSH
Market value$4.61M
1.98%
Sole
22.48K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares37.73K
TypeSH
Market value$4.39M
1.88%
Sole
37.57K
Shared
0.00
None
165.00
GENERAL DYNAMICS CORP
SOLEShares14.33K
TypeSH
Market value$4.05M
1.74%
Sole
14.26K
Shared
0.00
None
70.00
SCHWAB CHARLES FAMILY FD
SOLEShares4.03M
TypeSH
Market value$4.03M
1.73%
Sole
4.03M
Shared
0.00
None
0.00
ACCENTURE PLC IRELAND
SOLEShares11.58K
TypeSH
Market value$4.02M
1.72%
Sole
11.58K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares9.34K
TypeSH
Market value$3.93M
1.68%
Sole
9.34K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
SOLEShares58.13K
TypeSH
Market value$3.91M
1.68%
Sole
58.13K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares21.47K
TypeSH
Market value$3.91M
1.68%
Sole
21.47K
Shared
0.00
None
0.00
MEDTRONIC PLC
SOLEShares40.52K
TypeSH
Market value$3.56M
1.53%
Sole
40.34K
Shared
0.00
None
183.00
ORACLE CORP
SOLEShares27.88K
TypeSH
Market value$3.50M
1.50%
Sole
27.88K
Shared
0.00
None
0.00
L3HARRIS TECHNOLOGIES INC
SOLEShares16.17K
TypeSH
Market value$3.45M
1.48%
Sole
16.17K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 217.53K | SH | $16.53M 7.09% | 217.53K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US | 368.49K | SH | $13.28M 5.69% | 368.49K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US EQT | 284.73K | SH | $9.94M 4.26% | 284.73K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA MIN VOL | 116.77K | SH | $9.76M 4.18% | 116.77K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 229.79K | SH | $9.65M 4.14% | 229.79K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST US | 239.12K | SH | $9.35M 4.01% | 239.12K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 91.79K | SH | $8.51M 3.65% | 91.79K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 43.74K | SH | $6.90M 2.96% | 43.64K | 0.00 | 105.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 146.76K | SH | $5.73M 2.46% | 146.76K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 33.49K | SH | $5.67M 2.43% | 33.49K | 0.00 | 0.00 |
SCHWAB CHARLES CORPSOLE | COM | 76.14K | SH | $5.51M 2.36% | 76.14K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 12.29K | SH | $5.17M 2.22% | 12.26K | 0.00 | 34.00 |
WALMART INCSOLE | COM | 78.52K | SH | $4.74M 2.03% | 78.52K | 0.00 | 0.00 |
INTEL CORPSOLE | COM | 106.46K | SH | $4.70M 2.02% | 106.20K | 0.00 | 260.00 |
HONEYWELL INTL INCSOLE | COM | 22.48K | SH | $4.61M 1.98% | 22.48K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 37.73K | SH | $4.39M 1.88% | 37.57K | 0.00 | 165.00 |
GENERAL DYNAMICS CORPSOLE | COM | 14.33K | SH | $4.05M 1.74% | 14.26K | 0.00 | 70.00 |
SCHWAB CHARLES FAMILY FDSOLE | AMT TAX FREE MNY | 4.03M | SH | $4.03M 1.73% | 4.03M | 0.00 | 0.00 |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 11.58K | SH | $4.02M 1.72% | 11.58K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 9.34K | SH | $3.93M 1.68% | 9.34K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EUROPE ETF | 58.13K | SH | $3.91M 1.68% | 58.13K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 21.47K | SH | $3.91M 1.68% | 21.47K | 0.00 | 0.00 |
MEDTRONIC PLCSOLE | SHS | 40.52K | SH | $3.56M 1.53% | 40.34K | 0.00 | 183.00 |
ORACLE CORPSOLE | COM | 27.88K | SH | $3.50M 1.50% | 27.88K | 0.00 | 0.00 |
L3HARRIS TECHNOLOGIES INCSOLE | COM | 16.17K | SH | $3.45M 1.48% | 16.17K | 0.00 | 0.00 |
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