Filed: 1/25/2024ACC: 0001632078-24-000002
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. (NB/CA) filed this quarterly 13F‑HR report disclosing 90 equity positions with a total reported market value of $225.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
90
Positions
$225.86M
Total AUM (reported)
7.92M
Total Shares
Allocation by class
COM$80.54M35.7%
US LCAP VA ETF$30.73M13.6%
US LCAP GR ETF$15.02M6.7%
ESG AWR MSCI USA$12.63M5.6%
ISHARES NEW$9.54M4.2%
MSCI USA MIN VOL$8.23M3.6%
VNG RUS1000IDX$8.09M3.6%
Portfolio Concentration
Top 3$58.38M25.8%
4–10$48.74M21.6%
11–25$58.02M25.7%
Rest$60.72M26.9%
Top 3 weight
25.8%
Top 10 weight
47.4%
Voting Authority Distribution
Total shares with voting rights: 7.92M
Sole
Full voting authority
7.92M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.68K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole90
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings90
Rows:
SCHWAB STRATEGIC TR
SOLEShares438.38K
TypeSH
Market value$30.73M
13.61%
Sole
438.38K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares181.01K
TypeSH
Market value$15.02M
6.65%
Sole
181.01K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares120.34K
TypeSH
Market value$12.63M
5.59%
Sole
120.34K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares244.53K
TypeSH
Market value$9.54M
4.23%
Sole
244.53K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares105.41K
TypeSH
Market value$8.23M
3.64%
Sole
105.41K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares37.27K
TypeSH
Market value$8.09M
3.58%
Sole
37.27K
Shared
0.00
None
0.00
MEDTRONIC PLC
SOLEShares80.49K
TypeSH
Market value$6.69M
2.96%
Sole
80.31K
Shared
0.00
None
183.00
CHEVRON CORP NEW
SOLEShares42.27K
TypeSH
Market value$6.30M
2.79%
Sole
42.16K
Shared
0.00
None
105.00
INTEL CORP
SOLEShares101.15K
TypeSH
Market value$5.08M
2.25%
Sole
100.89K
Shared
0.00
None
260.00
SCHWAB CHARLES CORP
SOLEShares69.98K
TypeSH
Market value$4.81M
2.13%
Sole
69.98K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares124.95K
TypeSH
Market value$4.62M
2.04%
Sole
124.95K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares12.20K
TypeSH
Market value$4.59M
2.03%
Sole
12.17K
Shared
0.00
None
34.00
SELECT SECTOR SPDR TR
SOLEShares71.44K
TypeSH
Market value$4.52M
2.00%
Sole
71.44K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares21.07K
TypeSH
Market value$4.42M
1.96%
Sole
21.07K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares71.74K
TypeSH
Market value$3.99M
1.77%
Sole
71.74K
Shared
0.00
None
0.00
APPLE INC
SOLEShares19.92K
TypeSH
Market value$3.84M
1.70%
Sole
19.92K
Shared
0.00
None
0.00
WALMART INC
SOLEShares24K
TypeSH
Market value$3.80M
1.68%
Sole
24K
Shared
0.00
None
0.00
ACCENTURE PLC IRELAND
SOLEShares10.44K
TypeSH
Market value$3.66M
1.62%
Sole
10.44K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares23.07K
TypeSH
Market value$3.64M
1.61%
Sole
23.07K
Shared
0.00
None
0.00
SCHWAB CHARLES FAMILY FD
SOLEShares3.64M
TypeSH
Market value$3.64M
1.61%
Sole
3.64M
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares93.93K
TypeSH
Market value$3.54M
1.57%
Sole
93.93K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares34.95K
TypeSH
Market value$3.49M
1.55%
Sole
34.78K
Shared
0.00
None
165.00
GENERAL DYNAMICS CORP
SOLEShares13.38K
TypeSH
Market value$3.47M
1.54%
Sole
13.31K
Shared
0.00
None
70.00
ABBVIE INC
SOLEShares21.95K
TypeSH
Market value$3.40M
1.51%
Sole
21.95K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares67.09K
TypeSH
Market value$3.39M
1.50%
Sole
66.77K
Shared
0.00
None
323.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 438.38K | SH | $30.73M 13.61% | 438.38K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 181.01K | SH | $15.02M 6.65% | 181.01K | 0.00 | 0.00 |
ISHARES TRSOLE | ESG AWR MSCI USA | 120.34K | SH | $12.63M 5.59% | 120.34K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 244.53K | SH | $9.54M 4.23% | 244.53K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA MIN VOL | 105.41K | SH | $8.23M 3.64% | 105.41K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000IDX | 37.27K | SH | $8.09M 3.58% | 37.27K | 0.00 | 0.00 |
MEDTRONIC PLCSOLE | SHS | 80.49K | SH | $6.69M 2.96% | 80.31K | 0.00 | 183.00 |
CHEVRON CORP NEWSOLE | COM | 42.27K | SH | $6.30M 2.79% | 42.16K | 0.00 | 105.00 |
INTEL CORPSOLE | COM | 101.15K | SH | $5.08M 2.25% | 100.89K | 0.00 | 260.00 |
SCHWAB CHARLES CORPSOLE | COM | 69.98K | SH | $4.81M 2.13% | 69.98K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 124.95K | SH | $4.62M 2.04% | 124.95K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 12.20K | SH | $4.59M 2.03% | 12.17K | 0.00 | 34.00 |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 71.44K | SH | $4.52M 2.00% | 71.44K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 21.07K | SH | $4.42M 1.96% | 21.07K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 71.74K | SH | $3.99M 1.77% | 71.74K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 19.92K | SH | $3.84M 1.70% | 19.92K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 24K | SH | $3.80M 1.68% | 24K | 0.00 | 0.00 |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 10.44K | SH | $3.66M 1.62% | 10.44K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 23.07K | SH | $3.64M 1.61% | 23.07K | 0.00 | 0.00 |
SCHWAB CHARLES FAMILY FDSOLE | AMT TAX FREE MNY | 3.64M | SH | $3.64M 1.61% | 3.64M | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 93.93K | SH | $3.54M 1.57% | 93.93K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 34.95K | SH | $3.49M 1.55% | 34.78K | 0.00 | 165.00 |
GENERAL DYNAMICS CORPSOLE | COM | 13.38K | SH | $3.47M 1.54% | 13.31K | 0.00 | 70.00 |
ABBVIE INCSOLE | COM | 21.95K | SH | $3.40M 1.51% | 21.95K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 67.09K | SH | $3.39M 1.50% | 66.77K | 0.00 | 323.00 |
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