Filed: 10/25/2022ACC: 0001632078-22-000009
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. (NB/CA) filed this quarterly 13F‑HR report disclosing 89 equity positions with a total reported market value of $195.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
89
Positions
$195.4K
Total AUM (reported)
4.37M
Total Shares
Allocation by class
COM$80.2K41.0%
US TREAS BD ETF$26.6K13.6%
SHORT S&P 500 NE$16.9K8.6%
US LCAP VA ETF$14.3K7.3%
ESG AWR MSCI USA$7.5K3.8%
ENERGY$7.3K3.8%
US LCAP GR ETF$6.3K3.2%
Portfolio Concentration
Top 3$57.7K29.5%
4–10$44.1K22.5%
11–25$45.3K23.2%
Rest$48.4K24.8%
Top 3 weight
29.5%
Top 10 weight
52.1%
Voting Authority Distribution
Total shares with voting rights: 4.37M
Sole
Full voting authority
4.37M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.88K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole89
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings89
Rows:
ISHARES TR
SOLEShares1.17M
TypeSH
Market value$26.6K
13.59%
Sole
1.17M
Shared
0.00
None
0.00
PROSHARES TR
SOLEShares975.77K
TypeSH
Market value$16.9K
8.63%
Sole
975.77K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares244.01K
TypeSH
Market value$14.3K
7.31%
Sole
244.01K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares52.81K
TypeSH
Market value$7.6K
3.88%
Sole
52.70K
Shared
0.00
None
105.00
ISHARES TR
SOLEShares94.64K
TypeSH
Market value$7.5K
3.85%
Sole
94.64K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares102.03K
TypeSH
Market value$7.3K
3.76%
Sole
102.03K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares112.06K
TypeSH
Market value$6.3K
3.20%
Sole
112.06K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares190.77K
TypeSH
Market value$6.0K
3.08%
Sole
190.77K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares63.83K
TypeSH
Market value$5.6K
2.85%
Sole
63.67K
Shared
0.00
None
165.00
HONEYWELL INTL INC
SOLEShares22.61K
TypeSH
Market value$3.8K
1.93%
Sole
22.61K
Shared
0.00
None
0.00
CF INDS HLDGS INC
SOLEShares37.81K
TypeSH
Market value$3.6K
1.86%
Sole
37.81K
Shared
0.00
None
0.00
MEDTRONIC PLC
SOLEShares43.34K
TypeSH
Market value$3.5K
1.81%
Sole
43.18K
Shared
0.00
None
154.00
ABBVIE INC
SOLEShares25.32K
TypeSH
Market value$3.4K
1.74%
Sole
25.32K
Shared
0.00
None
0.00
CHESAPEAKE ENERGY CORP
SOLEShares33.66K
TypeSH
Market value$3.2K
1.62%
Sole
33.66K
Shared
0.00
None
0.00
ACCENTURE PLC IRELAND
SOLEShares12.20K
TypeSH
Market value$3.1K
1.61%
Sole
12.20K
Shared
0.00
None
0.00
GENERAL DYNAMICS CORP
SOLEShares14.63K
TypeSH
Market value$3.1K
1.59%
Sole
14.57K
Shared
0.00
None
50.00
CISCO SYS INC
SOLEShares76.49K
TypeSH
Market value$3.1K
1.57%
Sole
76.24K
Shared
0.00
None
256.00
SCHWAB CHARLES CORP
SOLEShares41.70K
TypeSH
Market value$3.0K
1.53%
Sole
41.70K
Shared
0.00
None
0.00
SEMPRA
SOLEShares19.64K
TypeSH
Market value$3.0K
1.52%
Sole
19.64K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares12.54K
TypeSH
Market value$2.9K
1.50%
Sole
12.51K
Shared
0.00
None
34.00
APPLE INC
SOLEShares20.70K
TypeSH
Market value$2.9K
1.46%
Sole
20.70K
Shared
0.00
None
0.00
DUKE ENERGY CORP NEW
SOLEShares30.11K
TypeSH
Market value$2.8K
1.43%
Sole
29.95K
Shared
0.00
None
156.00
VANGUARD INDEX FDS
SOLEShares12.38K
TypeSH
Market value$2.6K
1.35%
Sole
12.38K
Shared
0.00
None
0.00
AMERICOLD REALTY TRUST INC
SOLEShares104.71K
TypeSH
Market value$2.6K
1.33%
Sole
104.71K
Shared
0.00
None
0.00
BUNGE LIMITED
SOLEShares29.68K
TypeSH
Market value$2.5K
1.25%
Sole
29.68K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | US TREAS BD ETF | 1.17M | SH | $26.6K 13.59% | 1.17M | 0.00 | 0.00 |
PROSHARES TRSOLE | SHORT S&P 500 NE | 975.77K | SH | $16.9K 8.63% | 975.77K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 244.01K | SH | $14.3K 7.31% | 244.01K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 52.81K | SH | $7.6K 3.88% | 52.70K | 0.00 | 105.00 |
ISHARES TRSOLE | ESG AWR MSCI USA | 94.64K | SH | $7.5K 3.85% | 94.64K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 102.03K | SH | $7.3K 3.76% | 102.03K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 112.06K | SH | $6.3K 3.20% | 112.06K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 190.77K | SH | $6.0K 3.08% | 190.77K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 63.83K | SH | $5.6K 2.85% | 63.67K | 0.00 | 165.00 |
HONEYWELL INTL INCSOLE | COM | 22.61K | SH | $3.8K 1.93% | 22.61K | 0.00 | 0.00 |
CF INDS HLDGS INCSOLE | COM | 37.81K | SH | $3.6K 1.86% | 37.81K | 0.00 | 0.00 |
MEDTRONIC PLCSOLE | SHS | 43.34K | SH | $3.5K 1.81% | 43.18K | 0.00 | 154.00 |
ABBVIE INCSOLE | COM | 25.32K | SH | $3.4K 1.74% | 25.32K | 0.00 | 0.00 |
CHESAPEAKE ENERGY CORPSOLE | COM | 33.66K | SH | $3.2K 1.62% | 33.66K | 0.00 | 0.00 |
ACCENTURE PLC IRELANDSOLE | SHS CLASS A | 12.20K | SH | $3.1K 1.61% | 12.20K | 0.00 | 0.00 |
GENERAL DYNAMICS CORPSOLE | COM | 14.63K | SH | $3.1K 1.59% | 14.57K | 0.00 | 50.00 |
CISCO SYS INCSOLE | COM | 76.49K | SH | $3.1K 1.57% | 76.24K | 0.00 | 256.00 |
SCHWAB CHARLES CORPSOLE | COM | 41.70K | SH | $3.0K 1.53% | 41.70K | 0.00 | 0.00 |
SEMPRASOLE | COM | 19.64K | SH | $3.0K 1.52% | 19.64K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 12.54K | SH | $2.9K 1.50% | 12.51K | 0.00 | 34.00 |
APPLE INCSOLE | COM | 20.70K | SH | $2.9K 1.46% | 20.70K | 0.00 | 0.00 |
DUKE ENERGY CORP NEWSOLE | COM NEW | 30.11K | SH | $2.8K 1.43% | 29.95K | 0.00 | 156.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 12.38K | SH | $2.6K 1.35% | 12.38K | 0.00 | 0.00 |
AMERICOLD REALTY TRUST INCSOLE | COM | 104.71K | SH | $2.6K 1.33% | 104.71K | 0.00 | 0.00 |
BUNGE LIMITEDSOLE | COM | 29.68K | SH | $2.5K 1.25% | 29.68K | 0.00 | 0.00 |
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