SPECTRUM ASSET MANAGEMENT, INC.

PrivateCIK: 1318293
Location

STAMFORD, CT

4
Positions
$50.05M
Total AUM (reported)
4.01M
Total Shares

Allocation by class

TOTAL AUM$50.05M4 positions
PFD ETF$42.46M84.8%
PERP PFD CNV A$3.97M7.9%
VAR RATE PFD$2.54M5.1%
7.25%CNV PFD L$1.07M2.1%

Portfolio Concentration

Top 397.9%4–102.1%TOP 10100.0%0%100%
Top 3$48.98M97.9%
4–10$1.07M2.1%

Top 3 weight

97.9%

Top 10 weight

100.0%

Voting Authority Distribution

Total shares with voting rights: 4.01M

Sole

Full voting authority

4.01M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:

INVESCO EXCH TRADED FD TR II

SOLE
PFD ETF
Shares3.90M
TypeSH
Market value$42.46M
84.85%
Sole
3.90M
Shared
0.00
None
0.00

WELLS FARGO & CO

SOLE
PERP PFD CNV A
Shares3.44K
TypeSH
Market value$3.97M
7.93%
Sole
3.44K
Shared
0.00
None
0.00

INVESCO EXCH TRADED FD TR II

SOLE
VAR RATE PFD
Shares106.12K
TypeSH
Market value$2.54M
5.09%
Sole
106.12K
Shared
0.00
None
0.00

BANK AMERICA CORP

SOLE
7.25%CNV PFD L
Shares897.00
TypeSH
Market value$1.07M
2.14%
Sole
897.00
Shared
0.00
None
0.00