Filed: 8/4/2026ACC: 0001318293-26-000003
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $69.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$69.63M
Total AUM (reported)
5.40M
Total Shares
Allocation by class
PFD ETF$53.69M77.1%
VAR RATE PFD$10.84M15.6%
PERP PFD CNV A$3.98M5.7%
7.25%CNV PFD L$1.13M1.6%
Portfolio Concentration
Top 3$68.50M98.4%
4–10$1.13M1.6%
Top 3 weight
98.4%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 5.40M
Sole
Full voting authority
5.40M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares4.95M
TypeSH
Market value$53.69M
77.11%
Sole
4.95M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares445.78K
TypeSH
Market value$10.84M
15.56%
Sole
445.78K
Shared
0.00
None
0.00
WELLS FARGO & CO
SOLEShares3.44K
TypeSH
Market value$3.98M
5.71%
Sole
3.44K
Shared
0.00
None
0.00
BANK OF AMER CORP
SOLEShares897.00
TypeSH
Market value$1.13M
1.62%
Sole
897.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 4.95M | SH | $53.69M 77.11% | 4.95M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 445.78K | SH | $10.84M 15.56% | 445.78K | 0.00 | 0.00 |
WELLS FARGO & COSOLE | PERP PFD CNV A | 3.44K | SH | $3.98M 5.71% | 3.44K | 0.00 | 0.00 |
BANK OF AMER CORPSOLE | 7.25%CNV PFD L | 897.00 | SH | $1.13M 1.62% | 897.00 | 0.00 | 0.00 |