Filed: 5/4/2026ACC: 0001318293-26-000002
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $50.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$50.05M
Total AUM (reported)
4.01M
Total Shares
Allocation by class
PFD ETF$42.46M84.8%
PERP PFD CNV A$3.97M7.9%
VAR RATE PFD$2.54M5.1%
7.25%CNV PFD L$1.07M2.1%
Portfolio Concentration
Top 3$48.98M97.9%
4–10$1.07M2.1%
Top 3 weight
97.9%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 4.01M
Sole
Full voting authority
4.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares3.90M
TypeSH
Market value$42.46M
84.85%
Sole
3.90M
Shared
0.00
None
0.00
WELLS FARGO & CO
SOLEShares3.44K
TypeSH
Market value$3.97M
7.93%
Sole
3.44K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares106.12K
TypeSH
Market value$2.54M
5.09%
Sole
106.12K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares897.00
TypeSH
Market value$1.07M
2.14%
Sole
897.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 3.90M | SH | $42.46M 84.85% | 3.90M | 0.00 | 0.00 |
WELLS FARGO & COSOLE | PERP PFD CNV A | 3.44K | SH | $3.97M 7.93% | 3.44K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 106.12K | SH | $2.54M 5.09% | 106.12K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 897.00 | SH | $1.07M 2.14% | 897.00 | 0.00 | 0.00 |