Filed: 2/2/2026ACC: 0001318293-26-000001
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $79.46M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$79.46M
Total AUM (reported)
5.94M
Total Shares
Allocation by class
PFD ETF$60.39M76.0%
VAR RATE PFD$13.73M17.3%
PERP PFD CNV A$4.23M5.3%
7.25%CNV PFD L$1.12M1.4%
Portfolio Concentration
Top 3$78.34M98.6%
4–10$1.12M1.4%
Top 3 weight
98.6%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 5.94M
Sole
Full voting authority
5.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares5.37M
TypeSH
Market value$60.39M
75.99%
Sole
5.37M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares564.18K
TypeSH
Market value$13.73M
17.27%
Sole
564.18K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares3.49K
TypeSH
Market value$4.23M
5.32%
Sole
3.49K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares897.00
TypeSH
Market value$1.12M
1.41%
Sole
897.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 5.37M | SH | $60.39M 75.99% | 5.37M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 564.18K | SH | $13.73M 17.27% | 564.18K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 3.49K | SH | $4.23M 5.32% | 3.49K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 897.00 | SH | $1.12M 1.41% | 897.00 | 0.00 | 0.00 |