Filed: 10/27/2025ACC: 0001318293-25-000003
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $49.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$49.15M
Total AUM (reported)
3.70M
Total Shares
Allocation by class
PFD ETF$42.15M85.8%
PERP PFD CNV A$4.30M8.8%
VAR RATE PFD$1.55M3.2%
7.25%CNV PFD L$1.15M2.3%
Portfolio Concentration
Top 3$48.00M97.7%
4–10$1.15M2.3%
Top 3 weight
97.7%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 3.70M
Sole
Full voting authority
3.70M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares3.63M
TypeSH
Market value$42.15M
85.75%
Sole
3.63M
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares3.49K
TypeSH
Market value$4.30M
8.76%
Sole
3.49K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares62.77K
TypeSH
Market value$1.55M
3.15%
Sole
62.77K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares897.00
TypeSH
Market value$1.15M
2.34%
Sole
897.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 3.63M | SH | $42.15M 85.75% | 3.63M | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 3.49K | SH | $4.30M 8.76% | 3.49K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 62.77K | SH | $1.55M 3.15% | 62.77K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 897.00 | SH | $1.15M 2.34% | 897.00 | 0.00 | 0.00 |