Filed: 8/8/2025ACC: 0001085146-25-004730
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 4 equity positions with a total reported market value of $65.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
4
Positions
$65.53M
Total AUM (reported)
5.02M
Total Shares
Allocation by class
PFD ETF$51.97M79.3%
VAR RATE PFD$8.38M12.8%
PERP PFD CNV A$4.09M6.2%
7.25%CNV PFD L$1.09M1.7%
Portfolio Concentration
Top 3$64.44M98.3%
4–10$1.09M1.7%
Top 3 weight
98.3%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 5.02M
Sole
Full voting authority
5.02M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole4
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings4
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares4.67M
TypeSH
Market value$51.97M
79.31%
Sole
4.67M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares342.71K
TypeSH
Market value$8.38M
12.79%
Sole
342.71K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares3.49K
TypeSH
Market value$4.09M
6.25%
Sole
3.49K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares897.00
TypeSH
Market value$1.09M
1.66%
Sole
897.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 4.67M | SH | $51.97M 79.31% | 4.67M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 342.71K | SH | $8.38M 12.79% | 342.71K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 3.49K | SH | $4.09M 6.25% | 3.49K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 897.00 | SH | $1.09M 1.66% | 897.00 | 0.00 | 0.00 |