Filed: 4/28/2025ACC: 0001085146-25-002395
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $54.89M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$54.89M
Total AUM (reported)
3.94M
Total Shares
Allocation by class
PFD ETF$40.79M74.3%
PFD AND INCM SEC$6.85M12.5%
PERP PFD CNV A$4.24M7.7%
VAR RATE PFD$1.90M3.5%
7.25%CNV PFD L$1.11M2.0%
Portfolio Concentration
Top 3$51.88M94.5%
4–10$3.01M5.5%
Top 3 weight
94.5%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 3.94M
Sole
Full voting authority
3.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares3.64M
TypeSH
Market value$40.79M
74.32%
Sole
3.64M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares222.76K
TypeSH
Market value$6.85M
12.47%
Sole
222.76K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares3.53K
TypeSH
Market value$4.24M
7.73%
Sole
3.53K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares78.45K
TypeSH
Market value$1.90M
3.46%
Sole
78.45K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares897.00
TypeSH
Market value$1.11M
2.02%
Sole
897.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 3.64M | SH | $40.79M 74.32% | 3.64M | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 222.76K | SH | $6.85M 12.47% | 222.76K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 3.53K | SH | $4.24M 7.73% | 3.53K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 78.45K | SH | $1.90M 3.46% | 78.45K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 897.00 | SH | $1.11M 2.02% | 897.00 | 0.00 | 0.00 |