Filed: 1/31/2025ACC: 0001085146-25-000660
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $101.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$101.58M
Total AUM (reported)
6.92M
Total Shares
Allocation by class
PFD ETF$66.55M65.5%
VAR RATE PFD$20.89M20.6%
PFD AND INCM SEC$8.83M8.7%
PERP PFD CNV A$4.22M4.2%
7.25%CNV PFD L$1.09M1.1%
Portfolio Concentration
Top 3$96.26M94.8%
4–10$5.31M5.2%
Top 3 weight
94.8%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 6.92M
Sole
Full voting authority
6.92M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares5.77M
TypeSH
Market value$66.55M
65.51%
Sole
5.77M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares863.49K
TypeSH
Market value$20.89M
20.56%
Sole
863.49K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares280.85K
TypeSH
Market value$8.83M
8.69%
Sole
280.85K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares3.53K
TypeSH
Market value$4.22M
4.15%
Sole
3.53K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares897.00
TypeSH
Market value$1.09M
1.08%
Sole
897.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 5.77M | SH | $66.55M 65.51% | 5.77M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 863.49K | SH | $20.89M 20.56% | 863.49K | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 280.85K | SH | $8.83M 8.69% | 280.85K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 3.53K | SH | $4.22M 4.15% | 3.53K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 897.00 | SH | $1.09M 1.08% | 897.00 | 0.00 | 0.00 |