Filed: 10/31/2024ACC: 0001085146-24-005261
📋 What this filing means
SPECTRUM ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $61.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
5
Positions
$61.08M
Total AUM (reported)
3.89M
Total Shares
Allocation by class
PFD ETF$43.29M70.9%
PFD AND INCM SEC$10.61M17.4%
PERP PFD CNV A$4.53M7.4%
VAR RATE PFD$1.52M2.5%
7.25%CNV PFD L$1.14M1.9%
Portfolio Concentration
Top 3$58.42M95.6%
4–10$2.66M4.4%
Top 3 weight
95.6%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 3.89M
Sole
Full voting authority
3.89M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole5
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares3.51M
TypeSH
Market value$43.29M
70.87%
Sole
3.51M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares319.26K
TypeSH
Market value$10.61M
17.37%
Sole
319.26K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares3.53K
TypeSH
Market value$4.53M
7.41%
Sole
3.53K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares61.95K
TypeSH
Market value$1.52M
2.48%
Sole
61.95K
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares897.00
TypeSH
Market value$1.14M
1.87%
Sole
897.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | PFD ETF | 3.51M | SH | $43.29M 70.87% | 3.51M | 0.00 | 0.00 |
ISHARES TRSOLE | PFD AND INCM SEC | 319.26K | SH | $10.61M 17.37% | 319.26K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | PERP PFD CNV A | 3.53K | SH | $4.53M 7.41% | 3.53K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | VAR RATE PFD | 61.95K | SH | $1.52M 2.48% | 61.95K | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | 7.25%CNV PFD L | 897.00 | SH | $1.14M 1.87% | 897.00 | 0.00 | 0.00 |